HomeMy WebLinkAboutPACKET Town Board Budget Study Session 2014-07-30
Wednesday, July 30, 2014
TOWN BOARD 8:00 a.m. – 11:00 a.m.
STUDY SESSION Rooms 202/203
1. Review of Board Retreat held June 26, 2014.
2. Review of flood recovery expenses and funding.
3. Update on flood effects to financial statements/budgets.
4. Forecast of fund balances.
5. General thoughts on remainder of 2014 and 2015.
a. Review of department needs
b. Personnel costs
c. Benefits costs and changes
AGENDA
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FINANCE Memo
To: Honorable Mayor Pinkham
Board of Trustees
Town Administrator Lancaster
From: Steve McFarland – Finance Officer
Date: July 30, 2014
Re: Town Board Study Session
Comments related to Board Retreat Agenda:
Review of Board Retreat held June 26, 2014
Information will be provided by Town Administrator Lancaster.
Review of flood recovery expenses and funding
The financial effects of the flood have been felt in nearly every department and fund.
Information changes daily, sometimes hourly, and the information provided in this memo
will be outdated by the time we go through the Budget Study sessions in October. As
such, staff is more interested with providing an overview of the financial picture at this
time.
The array of flood related projects and cost centers, coupled with the numerous
agencies and their various reimbursement ratios and requirements have made it difficult
to forecast the Town’s future financial position. We have control over some areas:
accurate documentation of costs and timely submitting for reimbursements, application
for additional funding sources when they become available, balancing economics of
construction costs with being responsive to the public. There are also several areas
over which we have little control: construction cost escalation, grant awards
(competitive and are not guaranteed), the timing of reimbursements – especially from
FEMA/OEM, and the timing of the work on projects where we have partners (Fish
Creek). The following is a listing of what we know regarding major flood cost centers for
2014.
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FINANCE Memo
Rock crusher project Almost all of the rock crusher costs/revenues were
captured in 2013. The net project cost was ~ -$200,000. There are still some
costs (~$30,000) remaining for clean-up/repair work in the Cherokee Draw area.
Fall River exigent work The Fall River exigent project, originally estimated at
$913,000, should come in under budget and be 100% reimbursable. Project
costs are primarily covered by NRCS. Project expenses are currently at
~$760,000 and we have been reimbursed ~$318,000. We will be submitting
another reimbursement request for ~$395,000 by the end of July.
Damage to Town properties reimbursable through insurance (CIRSA)
Damage to Town property of ~$1,500,000 ($500,000 to General; $1,000,000 to
Utillities) has been reported. CIRSA has reimbursed ~$1,450,000.
Walsh Engineering is creating master plans for Fall River and Fish Creek, and
has been engaged to assist with other flood-related matters. Estimated cost is
$400,000; $350,000 is expected to be recoverable, leaving the Town responsible
for $50,000.
RG & Associates and HDR Engineering are contracted to complete
engineering and design phases, and for construction and project management
for Fish Creek, Community Drive and assorted other locations (27 sites).
Completion of the work ($565,000 for RG; $802,000 for HDR) will allow for
bidding for construction/repair work in said areas. Approximately $300,000 of the
~$1,370,000 has been invoiced to the Town. We will be submitting
reimbursement requests to appropriate agencies (in this case, FEMA) at the end
of the month. It is hoped that we will be able to recover at an 80% rate, which
means that the Town will ultimately be responsible for ~$275,000 of the
~$1,370,000.
FEMA On a State-wide basis, FEMA/OEM has been slow to reimburse flood-
affected communities, with Estes Park being no exception. Estes Park has
received $76,000 for small projects, but is still waiting for reimbursement on two
submittals totaling ~ $235,000. At the end of July the Town will submit for an
additional ~$71,000.
(Flood financial summary handout at session)
Update on flood effects to financial statements/budgets
The General Fund entered 2014 with an available fund balance of $3,750,000. The
existing flood-related costs are manageable, with the important issue being the
timeliness of reimbursements. Once projects are reimbursed at forecasted levels, the
net effect (Town portion) of flood-related costs is estimated to be $355,000 for 2014 (to
date). This number represents $30,000 for Cherokee Draw, $50,000 for Walsh
Engineering, and $275,000 for RG/HDR. In the interim, the gap is much larger due to
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FINANCE Memo
waiting on reimbursements (~$300,000 from FEMA, ~$400,000 from NRCS, ~$300,000
from RG/HDR project). The gap will fluctuate depending upon timeliness of
reimbursements coupled with continued invoices from RG/HDR.
The real costs lie in the capital/construction portion of the many projects. For example,
Fish Creek alone was initially estimated at $5,000,000. The cost of the capital projects
far exceeds available fund balance, which means that the costs of a project as large as
Fish Creek could jeopardize the solvency of the General Fund (and therefore the ability
to provide basic government operations and services). Timely reimbursements (FEMA,
FHWA) would be a necessity once the project began. Even allowing for timely
reimbursements, the Town will have to carefully plan with our partners so as to make
the project financially viable.
The Town is in the process of applying for grants, including CDBG-DR (Community
Development Block Grants – Disaster Recovery), Energy Mineral Impact Grant, and
Hazard Mitigation Grant Programs (HMGP). These grants would/could be used to help
cover the Town’s expected 12.5% share of various capital projects, and in flood
recovery.
Forecast on fund balances
There are currently no issues involving fund balances within any fund other than the
General Fund. Financial discussions involving the General Fund often center around
“fund balance percentage” (FB%). FB% is an industry-standard way of measuring
solvency. The formula, “amount of available funds ($) / forecasted expenses for the
year”, reports how much money is held in reserve to fund the annual budget. If there is
a 25% fund balance, then the Town is able to fund 25% of the budget from fund
balance.
The addition of the flood related costs to the financial statements is going to render
FB% highly volatile, especially on a short term basis. The cyclicality of revenues,
especially sales tax, exacerbates short-term financial analysis.
For the short term, it might be better to focus on raw numbers – how much money do
we have left in the General Fund? The most current financial statements (June 30,
2014) show about $575,000 (about $1,000,000 less than the same time last year)
remaining in the General Fund fund balance. Fund balance ought to begin increasing as
reimbursements and the larger sales tax months come in. Governmental accounting
practices recognize that many communities have variable rates of cash flow and do not
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FINANCE Memo
measure financial statements on a monthly basis. Financial positions will only be
officially recognized and reported as of December 31, 2014.
Should the General Fund get into a cash flow crunch, the Town has options. Monies
could be borrowed from other funds (most likely L&P, Vehicle Replacement). Also, the
Town plans to utilize the anticipated income to the Open Space Fund (~$300,000) for
reimbursement for trail repair related costs. The Town could also tap into its TABOR
reserve (~$360,000), assuming it can be repaid within a calendar year.
General thoughts on remainder of 2014 and 2015
Significant areas of interest/concern for the Revised 2014 Budget and 2015 Budget:
The 2014 Revised Budget and 2015 Budget will have 4 new Special Revenue
Funds that will house the proceeds from the 1% sales tax increase. If sales tax
continues at its current pace, the new funds should take in ~$1,200,000 this year,
and $2,000,000 in 2015. The $3,200,000 would be split as follows: 60% - street
fund, 25% - community center/senior center fund, 12.5% - expansion of trails
fund, 2.5% - emergency response fund.
The Community Reinvestment Fund (CRF) has become the Town’s capital
improvement fund, and as such is dynamic. While a mid-year (May 2014)
revision was approved, several updates since then are worth noting:
o MPEC is still expected to stay within budget.
o The Parking Structure is expected to exceed original estimates, meaning
that the Town will likely have to come up with more than the original out of
pocket forecast of $930,000.
o The 2014 Budget reports a Fall River Trail grant of ~$337,000, with an
accompanying expense of ~$400,000. Staff has learned that this is not a
grant that requires a match, so the expenditure could be reduced to
~$337,000 if desired, freeing up ~$60,000.
o Staff is going to recommend moving STIP contributions and expenditures
over to the new Street Fund so that street-related expenditures can be
housed in one fund. The General Fund would therefore transfer the
annual $435,000 to the new Street Fund rather than into the CRF.
o Fund balance is forecasted at ~$1,520,000, of which $200,000 is
comprised of a reserve for the museum storage facility. There is no
restriction on the remaining ~$1,300,000 fund balance, although it is worth
noting that ~$1,000,000 of the balance came from the sale of Lot 4.
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FINANCE Memo
The Community Services Fund (CSF) houses the museum, senior center,
visitors’ center, transportation, events, and the new MPEC operations budgets.
The MPEC budget is the “wild card” as it is new. Staff will have a better level of
expectations for this cost center by the October Budget Sessions.
The $4,200,000 FLAP grant/project will appear in the budget, and should be
cost-neutral.
Town Administrator Lancaster will be discussing, in addition to other items:
o Review of Departmental needs
o Personnel costs
o Benefit costs and changes
Further details and slides will be made available at the Study Session.
Concluding thoughts
Staff continually monitors the financial health/progress of the Town. This includes:
Monthly reports that are disseminated to leadership
Internal reports generated daily to track costs/reimbursements of flood-related
projects
Annual updates to the 5-year forecasting model (slide(s) at Session).
Annual updates to the FTMS model. The Financial Trends Monitoring System is
an industry standard group of reports that shows financial health of the Town in
different areas: revenues, expenses, fund balances, asset management,
demographics. (slide(s) at Session).