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HomeMy WebLinkAboutPACKET Town Board 2016-01-12The Mission of the Town of Estes Park is to provide high‐quality, reliable services for the benefit of our citizens, guests, and employees, while being good stewards of public resources and our natural setting. The Town of Estes Park will make reasonable accommodations for access to Town services, programs, and activities and special communication arrangements for persons with disabilities. Please call (970) 577-4777. TDD available. BOARD OF TRUSTEES - TOWN OF ESTES PARK Tuesday, January 12, 2016 7:00 p.m. PLEDGE OF ALLEGIANCE. (Any person desiring to participate, please join the Board in the Pledge of Allegiance). PROCLAMATION. “2016 Centennial Year of the Library” PUBLIC COMMENT. (Please state your name and address). TOWN BOARD COMMENTS / LIAISON REPORTS. TOWN ADMINISTRATOR REPORT. 1. CONSENT AGENDA: 1. Town Board Minutes dated December 8, 2015, Special Town Board Meeting December 15, 2015, and Town Board Study Session December 8, 2015. 2. Bills. 3. Committee Minutes: A. Public Safety, Utilities, and Public Works Committee, December 10, 2015 – cancelled. B. Community Development / Community Services Committee, December 17, 2015 – cancelled. 4. Estes Valley Board of Adjustment Minutes dated September 1, 2015 (acknowledgement only). 5. Estes Valley Planning Commission Minutes dated August 18, 2015 and November 17, 2015 (acknowledgement only). 6. Transportation Advisory Committee Minutes dated November 18, 2015 (acknowledgement only). Prepared 1/4/16 * Revised: NOTE: The Town Board reserves the right to consider other appropriate items not available at the time the agenda was prepared. 7. Parks Advisory Board Minutes dated November 20, 2015 (acknowledgement only). 8. Resolution #01-16 - Public Posting Area Designation. 2. REPORTS AND DISCUSSION ITEMS (Outside Entities): 1. WELLNESS CENTER UPDATE. Estes Park Medical Center. 3. LIQUOR ITEMS: 1. TRANSFER OF OWNERSHIP FROM CASA CASA, LLC DBA GRUMPY GRINGO TO TAYLOR LEGG, LLC DBA FAJITA RITA'S, 1560 BIG THOMPSON AVENUE, HOTEL AND RESTAURANT LIQUOR LICENSE. Town Clerk Williamson. 4. PLANNING COMMISSION ITEMS. Items reviewed by Planning Commission or staff for Town Board Final Action. 1. CONSENT ITEMS: A. SUPPLEMENTAL CONDOMINIUM MAP #9, Stone Bridge Estates Condominiums, 1195 Fish Creek Road, Kingswood Homes, Inc. /Applicant. Planner Gonzales 5. ACTION ITEMS: 1. ENERGY IMPACT ASSISTANCE FUND GRANT FOR ESTES PARK FLOOD RECOVERY. Finance Officer McFarland.  Flood Recovery Planning Technician.  Flood Recovery Project Associate  Flood Recovery Project Manager/ Civil Engineer  Extend for additional year Environmental Planner. 2. PARKING STRATEGY. Transportation Advisory Board Chair Campbell. 3. POLICY #105 - AGENDAS. Town Administrator Lancaster. 4. DOWNTOWN PLAN STEERING COMMITTEE APPOINTMENTS. Town Clerk Williamson. 6. ADJOURN. Town of Estes Park, Larimer County, Colorado, December 8, 2015 Minutes of a Regular meeting of the Board of Trustees of the Town of Estes Park, Larimer County, Colorado. Meeting held in the Town Hall in said Town of Estes Park on the 8th day of December 2015. Present: William C. Pinkham, Mayor Wendy Koenig, Mayor Pro Tem Trustees John Ericson Bob Holcomb Ward Nelson Ron Norris John Phipps Also Present: Frank Lancaster, Town Administrator Travis Machalek, Assistant Town Administrator Greg White, Town Attorney Jackie Williamson, Town Clerk Absent: None Mayor Pinkham called the meeting to order at 7:00 p.m. and all desiring to do so, recited the Pledge of Allegiance. PUBLIC COMMENTS. Johanna Darden/Town citizen requested the damage on Lot 5, Stanley Historic District caused by the large trucks used for the construction on Lot 4, Stanley Historic District be repaired and a written agreement to re-vegetate the area be established between the Town and Mr. Cullen. She further requested there be no further use of the lot for construction on Lot 4, SHD. TRUSTEE COMMENTS. Trustee Norris commented the Visit Estes Park Board approved the Intergovernmental Agreement with the Town at their recent meeting. The Larimer County Commissioners would hold a public meeting on December 12th on vacation homes. The Bear Task Force held their last meeting of the year. Trustee Holcomb recognized the snowplow crew for their efforts in keeping the roads plowed this season. The Town’s pothole truck has filled approximately 1900 potholes at a cost of $32.09 per pothole with a savings of $61,000 in 2015. Mayor Pro Tem Koenig stated the Rooftop Rodeo did not win the mid-size rodeo; however, the rodeo was in the top 5. She thanked the Western Heritage committee for their efforts in 2015 and recognized their commitment to improving the rodeo. Trustee Phipps announced he would not be seeking re-election in April. The Estes Valley Planning Commission would hold a special meeting on December 9th to discuss the Special Review of the Stanley Hotel project on Lot 4, Stanley Historic District; hold its regularly scheduled meeting on December 15th; and the public hearing on vacation homes would not be held and has not been rescheduled. Trustee Ericson stated the Community Development/Community Services meeting for December has been cancelled. The Transportation Advisory Board would meet on December 16th. Trustees Nelson and Ericson would conduct interviews along with Jon Nicholas and staff for the Downtown Plan Steering committee. Mayor Pinkham thanked Trustee Phipps for his service to the Town and his diligent work in representing the citizens of the Town. He encouraged everyone to get involved in the Winterfest chili cook-off and asked the Board to participate. Board of Trustees – December 8, 2015 – Page 2 TOWN ADMINISTRATOR REPORT. The Meter division has been reorganized and the inventory reviewed to save the organization $15,000. Staff has been reviewing the option for online billing and an option has been identified for 2016. The Town has hired a CSU professor to complete a take rate study for broadband services in Estes Park. A statistically valid online survey would be conducted to collect the information needed to complete the study. The Town has received a letter from Mary Banken/Estes Valley Land Trust Executive Director affirming their comfort with the development of a re-vegetation plan by Thomas Hawkinson/Heath Construction to re-vegetate the area on Lot 5, Stanley Historic District damaged by the construction on Lot 4. The re-vegetation efforts would begin later in the spring of 2016. 1. CONSENT AGENDA: 1. Town Board Minutes dated November 24, 2015, and Town Board Study Session Minutes dated November 24, 2015. 2. Bills. 3. Committee Minutes: A. Community Development/Community Services Committee, November 19, 2015. 4. Estes Valley Board of Adjustment Minutes dated September 1, 2015 (acknowledgement only). 5. 2015 Financial Audit Clifton Larson Allen Engagement Letter. 6. Appointment of Reuben Bergsten to the Platte River Power Authority Board of Directors for a 4-year term commencing January 1, 2016 and expiring December 31, 2019. It was moved and seconded (Koenig/Phipps) to approve the Consent Agenda Items, and it passed unanimously. 2. LIQUOR ITEMS: 1. NEW LIQUOR LICENSE - LA CABANA MEXICAN BAR & GRILL, LLC DBA LA CABANA MEXICAN BAR AND GRILL, 165 VIRGINIA DRIVE UNIT 18-1 AND 18-2, ESTES PARK, NEW TAVERN LIQUOR LICENSE. Town Clerk Williamson presented the application stating all necessary paperwork and fees were filed. The application was submitted to the State for a concurrent review. It was moved and seconded (Holcomb/Norris) to approve the New Liquor License for La Cabana Mexican Bar & Grill, LLC dba La Cabana Mexican Bar and Grill, 165 Virginia Drive Unit 18-1 And 18-2, Estes Park, Tavern Liquor License, and it passed unanimously. 3. PLANNING COMMISSION ITEMS. 1. CONSENT ITEMS: A. AMENDED PLAT Portions of Lot 26, Little Prospect Mountain; 531 Highland Lane; Robert Shipman/Owner; Lonnie Sheldon/Applicant. B. RIVERVIEW PINES TOWNHOMES DEVELOPMENT PLAN & AMENDED PLAT, Tract 56B, Replat of Tract 56, Amended Plat of Lot 2, Deercrest Board of Trustees – December 8, 2015 – Page 3 Subdivision & Tracts 56 & 57, Fall River Addition; 1150 W. Elkhorn Avenue; Frederick Kropp/Applicant. Item Continued to January 26, 2016. It was moved and seconded (Holcomb/Koenig) to approve the Planning Commission Consent Items with the findings and conditions recommended by the Estes Valley Planning Commission, and it passed unanimously. 4. ACTION ITEMS: 1. RESOLUTION #24-15 - 2015 SUPPLEMENTAL BUDGET APPROPRIATIONS. Finance Officer McFarland reviewed the supplemental appropriation resolution which allows a municipality to authorize additional money for a specific fund than was originally adopted. The requested supplemental appropriations address both revenue and expenditure difference from the approved 2015 budget. Examples include increase revenue and expenses from flood related reimbursements with nearly half of the $5.1 million in expenses to be restated in the 2016 budget, General Fund due to an increase in sales tax revenues forecasted, a reduction in the Event Center revenues from $490,000 to $75,000, Community Reinvestment increased due to the parking structure revenues, Open Space revenues increased due to the Scott Pond and Hydroplant riverbank restoration grants, increase in sales tax collect for 1A funds, increase revenues for L&P, Water revenues increased to reflect tap fees for Falcon Ridge, Medical fund revenues and expenses decreased, and the IT funds increased revenues due to fiber optic lease. There are eight funds out of 16 funds that have exceeded the original 2015 budget, including the General fund, Community Reinvestment, Conservation Trust, Open Space, 1A funds, Utilities, Medical, and Vehicle Replacement. Approval of the 2015 revisions would leave the General fund with an estimated unrestricted fund balance at the end of 2016 of $2.8 million or 18%. It was moved and seconded (Koenig/Ericson) to approve Resolution #24-15 to amend the 2015 budget, and it passed unanimously. 2. ESTES VALLEY RECREATION AND PARK DISTRICT INTERGOVERNMENTAL AGREEMENT FOR STANLEY PARK AND YOUTH CENTER. Item to be moved to the January 12, 2016 meeting. 3. VISIT ESTES PARK 2016 INTERGOVERNMENTAL AGREEMENT. Assistant Town Administrator Machalek presented the 2016 Intergovernmental Agreement with Visit Estes Park. The Agreement clarifies the relationship between the two entities and identified three major changes including: the Destination Leadership Group would meet quarterly instead of periodically; the Town would formally take responsibility for the management of the brochure rack physical restocking process for 2016; and the Town and Visit Estes Park would meet annually to review the Service Level Agreement currently under development. It was moved and seconded (Norris/Koenig) to approve the 2016 Intergovernmental Agreement between the Town of Estes Park and Visit Estes Park, and it passed unanimously. 4. BUSINESS INCUBATOR EDA GRANT CONSULTANT CONTRACT. The Town and the Estes Park Economic Development Corporation (EDC) issued a Request for Proposals (RFP) to develop a business plan for a business incubator and nine proposals were received. An RFP Review Committee consisting of entrepreneurs, business people, individuals with incubator project experience, Town staff, and EDC staff recommended unanimously ATP Management Company, LLC for the project. The recommendation was approved by the EDC Board of Directors on November 19, 2015. Jon Nicholas/EDC President and CEO reaffirmed the recommendation and stated the references for the company were excellent and the team consists of Board of Trustees – December 8, 2015 – Page 4 highly capable, experienced and knowledgeable individuals. The project is scheduled to be completed by May 2016. It was moved and seconded (Holcomb/Koenig) to authorize the Mayor to sign the consultant contract with ATP Management Company, LLC for the EDA grant to develop a business plan for a business incubator, and it passed unanimously. 5. ORDINANCE #16-15 MUNICIPAL COURT JUDGE AND CLERK EMPLOYMENT CONTRACTS. The Town completed a comprehensive market study for all positions and made salary adjustments with the exception of the Municipal Court Judge and the Municipal Court Clerk. Per state statute the positions must be paid a salary set by ordinance. In order to effectively determine their salaries staff tracked their time for 2014 and 2015 and found the Judge averages 10 hours per week and the Clerk averages 14 hours per week. Staff recommended both positions be moved to contract employment and to adopt said agreements by ordinance to bring the two positions in line with the Town’s current market study and to eliminate the need to set the salaries annually. Attorney White read the ordinance into the record. It was moved and seconded (Koenig/Phipps) to approve Ordinance #16-15, and it passed unanimously. 5. REQUEST TO ENTER EXECUTIVE SESSION: It was moved and seconded (Koenig/Norris) to approve entering into executive session for the purpose of determining positions relative to matters that may be subject to negotiations, developing strategy for negotiations, and/or instructing negotiators, MPEC/Stall Barns and for a conference with the Town Attorney for the purpose of receiving legal advice on specific legal questions regarding Lot 4, Stanley Historic District, and it passed unanimously. Mayor Pinkham called a 5 minute break at 7:55 p.m. and entered into Executive Session at 8:00 p.m. Mayor Pinkham reconvened the meeting into regular session at 9:30 p.m. whereupon he adjourned the meeting. William C. Pinkham, Mayor Jackie Williamson, Town Clerk Town of Estes Park, Larimer County, Colorado, December 15, 2015 Minutes of a Special meeting of the Board of Trustees of the Town of Estes Park, Larimer County, Colorado. Meeting held in the Town Hall in said Town of Estes Park on the 15th day of December 2015. Present: Wendy Koenig, Mayor Pro Tem Trustees John Ericson Bob Holcomb Ward Nelson Ron Norris John Phipps Also Present: Frank Lancaster, Town Administrator Greg White, Town Attorney Jackie Williamson, Town Clerk Absent: William C. Pinkham, Mayor Travis Machalek, Assistant Town Administrator Mayor Pro Tem Koenig called the meeting to order at 5:00 p.m. and all desiring to do so, recited the Pledge of Allegiance. 1. ACTION ITEMS: 1. SPECIAL REVIEW 2014-01C, EPMC WELLNESS TRAINING CENTER, LOT 4, STANLEY HISTORIC DISTRICT, 520 STEAMER PARKWAY. Attorney White stated the Applicant requested a continuance of the land use item which must be to a date certain. Greg Rosener/Stanley Hotel Representative requested the item be continued to the March 22, 2016 Town Board meeting to allow the Applicant time to prepare for the meeting. He stated they were not able to meet the hurdles set by the Estes Valley Planning Commission even though they met with the Planning staff weekly. The Applicant would likely be prepared prior to March. The construction of the hotel would continue and the Applicant would work with the Building staff and the outside building consultant to build the structure in a manner necessary to add the fourth floor in the future. The hotel would be completed by May 1, 2016. Board comments have been summarized: Trustee Ericson questioned why the applicant requested an expedited review and now requests a delay of the project until March 22. Trustee Norris stated the initial request for an expedited review was critical to keep the funding on track and complete the building by May 2016 and questioned what has changed. Trustee Holcomb questioned how the delay would impact the completion of the project. Mr. Rosener stated the initial building was not designed for four stories; however, the revised construction plans would allow the fourth story in the future. The expedited review would have allowed the Wellness Center to open in May or June. Without the Planning Commission approval, the hotel project would move forward with the approved building plans with a stronger roof. If the applicant does not receive approval for the fourth floor, the Wellness Center could be built as a standalone building on the leased area of Lot 4 when the hospital has raised the funds. Discussion ensued as to the timing of the continuance with Trustee Nelson suggesting the item be continued to the first or second meeting in January Board of Trustees – December 15, 2015 – Page 2 2016. Mallory Baker/Planning consultant stated the timing of a continuance would be a practical issue as the item would remain quasi judicial during the period of continuance. Mr. Rosener requested the continuance be no earlier than January 26, 2016 to eliminate the need for an additional continuance. The applicant would work on additional engineering, graphics and calculations in order to be prepared for the Town Board meeting. Administrator Lancaster stated the application could not be changed from the initial application. If major changes are requested it would necessitate the need for a new application, which would require review by the Planning Commission. Susan Wolf/County citizen stated the amenities offered by the fourth floor already exist in the community. Those speaking in opposition of the continuance included Ed Hayek/Town citizen, Johanna Darden/Town citizen, Dick Spielman/Town citizen, Rebecca Urquart/Town citizen, Eric Waples/Town citizen, and Marlene Hayek/Town citizen. The applicant should only be allowed to build the original building and the stairwells extending above the building should not be allowed. The information presented to the Town Board should be the same information presented to the Planning Commission. The applicant misrepresented the need for an expedited review and has not shown any feasible alternatives. The process was forced on the public and the applicant has no grounds for a continuance. The applicant’s neglect to present the information to the Planning Commission was their own fault. The expedited review process should be discontinued. Trustee Ericson offered a substitute motion to continue the item to the January 12, 2016 meeting and the motion was not seconded. It was moved and seconded (Phipps/Norris) to approve the continuation of Special Review 2014-01C, EPMC Wellness Training Center, Lot 4, Stanley Historic District, 520 Steamer Parkway to January 26, 2016, and it passed unanimously. 2. RESOLUTION #25-15 – Officially Scheduling the municipal election – April 5, 2016. Town Clerk Williamson stated the proposed Resolution #25-15 would establish the administration of the next regular Municipal Election on April 5, 2016 as a mail ballot election and identify the Town Clerk as the designated election official. It was moved and seconded (Ericson/Norris) to approve Resolution #25-15, and it passed unanimously. Whereupon Mayor Pinkham adjourned the meeting at 5:53 p.m. Wendy Koenig, Mayor Pro Tem Jackie Williamson, Town Clerk Town of Estes Park, Larimer County, Colorado December 8, 2015 Minutes of a Study Session meeting of the TOWN BOARD of the Town of Estes Park, Larimer County, Colorado. Meeting held at Town Hall in Rooms 202 & 203 in said Town of Estes Park on the 8th day of December, 2015. Board: Mayor Pinkham, Mayor Pro Tem Koenig, Trustees Ericson, Holcomb, Nelson, Norris and Phipps Attending: All Also Attending: Town Administrator Lancaster, Assistant Town Administrator Machalek, Director Bergsten and Town Clerk Williamson Absent: None Mayor Pinkham called the meeting to order at 4:45 p.m. BRIEFING ON FINANCING OF IMPROVEMENTS TO SMALL WATER SYSTEMS. Director Bergsten provided the Board with an overview on how the Town can provide assistance to small drinking water systems to improve their quality and reliability within the Estes Valley. In the past staff has assisted the small systems through the State Drinking Water Revolving fund loan program. This program has been updated and now requires a detailed design to be completed prior to funding a project. The change places significant cost on the small water systems. Staff has been reviewing other options including USDA Rural Development financing. The financing would allow for upfront funding for detailed design and requires the Town to be the applicant for the USDA RD project financing. There are currently four systems considering improvements, including Park Entrance Mutual Pipeline & Water Company, Hondius Water System, Charles Heights, and Prospect Mountain Water Company. The systems will have the option to form an Improvement District using the State program if the private nonprofit water system can provide upfront funding of the detailed design; seek out financing for system improvements and continue to own and operate their own systems; or request the Town Board enter into a Voluntary Water System Transfer and the Town become the applicant for the USDA RD project financing. The USDA option eliminates the need for an Improvement District vote which speeds up the process; eliminates the need for property liens; the USDA RD program requirements do not require the Davis Bacon and Related Acts, and therefore, reduces the construction costs; and the program has a 40 year loan paid through revenue bonds which reduces the annual cost to the property owner with no administrative costs and no penalty if it is paid off early. Staff would recommend the implementation of a signed petition by a minimum percentage of affected property owners before the Town would move forward with a revenue bond. This percentage would be established by the Board. A new enterprise fund would be established for each new system and a corresponding new rate would be collected. Those wanting to join the new system would pay a connection fee and pay the new water rate established. A NEPA process would be completed with public meetings required. The Town’s Water fund would not be impacted by the separate enterprise funds. Ed Schemm/Larimer County Health Department stated the Improvement District process takes considerable time to process due to the need for an election. The USDA process eliminates the need for an election and could save approximately a year. He Town Board Study Session – December 8, 2015 – Page 2 would encourage the Town hold public meetings to educate individuals of the USDA program. Attorney White stated through the establishment of an Improvement District the new improvements would be owned by the district while the bonds are paid off. The USDA option would require the Town to own the facilities and to take into account the facility capital improvement costs in establishing the rates. Board discussion was heard on the need for a petition and the appropriate percentage needed to move forward with the USDA RD loan program. Board consensus was 51% of the affected property owners must sign the petition to move the process forward. AGENDA POLICY. Administrator Lancaster presented the Board with an Agenda Policy outlining how items are placed on the Town Board agendas and Standing Committees. The policy would not only clarify how items are placed on the agendas but remove ambiguity for staff preparing the agendas, and prevent items from appearing on the agendas that the majority of the Board does not want to consider or discuss. The policy would require additional lead time before items could be added to the agenda with the exception of emergency situations. The Board requested the policy be added to an upcoming Board agenda for consideration. TRUSTEE & ADMINISTRATOR COMMENTS AND QUESTIONS. None. FUTURE STUDY SESSION AGENDA ITEMS. Trustee Norris questioned if the Town would receive an interim NEPA report for the Loop project. Administrator Lancaster stated there would not be any interim reports and the NEPA report would likely be released in April 2016. There being no further business, Mayor Pinkham adjourned the meeting at 6:23 p.m. Jackie Williamson, Town Clerk RECORD OF PROCEEDINGS Special Meeting of the Estes Valley Board of Adjustment September 1, 2015 9:00 a.m. Board Room, Estes Park Town Hall Board: Chair Pete Smith, Vice-Chair Don Darling, Members Wayne Newsom, John Lynch, and Jeff Moreau Attending: Chair Smith, Members Darling, Lynch, Newsom and Moreau Also Attending: Planner Kleisler, Recording Secretary Thompson Absent: None Chair Smith called the meeting to order at 9:00 a.m. There were two people in attendance. He introduced the Board members and staff. The following minutes reflect the order of the agenda and not necessarily the chronological sequence. 1. PUBLIC COMMENT None. 2. CONSENT AGENDA Approval of minutes from the July 28, 2015 special meeting It was moved and seconded (Newsom/Moreau) to approve the Consent Agenda as presented and the motion passed unanimously. 3. LOT 1, VISITOR CENTER SUBDIVISION LESS PORTION IN TAX DISTRICT 3300, 500 Big Thompson Avenue Planner Kleisler reviewed the staff report. He stated the applicant was the Town of Estes Park, and there were two variance requests regarding the proposed Estes Park Transit Facility and Parking Structure. The proposed four-story structure would be located south and across the river from the existing Estes Park Visitor Center, and would utilize existing access from Highway 36. Planner Kleisler noted that due to an amendment to the Estes Valley Development Code approximately 18 months ago, any projects requiring variances are heard by the Board of Adjustment following all other board hearings (Planning Commission, Town Board, and/or County Commission). The Planning Commission approved the Development Plan for this project on August 18, 2015. Planner Kleisler stated the initial submittal included an alteration to the parking stall dimensions. Staff identified the Planning Commission had the authority to approve the RECORD OF PROCEEDINGS Estes Valley Board of Adjustment – Special Meeting 2 September 1, 2015 modification to those standards, so that variance will not be coming to this board. There are two variances being reviewed today: Section 4.4.D.2.a, which requires the main entrance of all buildings in the CD–Commercial Downtown zone district be oriented to the frontage highway. The intent of that provision is to have all the shops facing the street. In this case, it doesn’t make sense to have the opening to the structure oriented to the highway. Other variance requests are for building height and setback. Planner Kleisler stated the proposed roof of the main stair tower would extend 32 feet above grade, with the light poles extending 47.5 feet above grade once the final level is complete. Regarding the setback variance request, the CD zone district has a minimum and maximum setback to encourage a building wall downtown. In this case, there is no building wall on either side of the property. Planner Kleisler stated the Town has worked with the Bureau of Reclamation (BOR) to satisfy their needs. At this time, the proposed structure complies with the setback standards; however, staff suggests allowing a setback variance in case the BOR requests additional revisions and recommends changing the final location of the structure. Planner Kleisler stated a variance for a proposed parking structure was approved in early 2014. That project would have put the structure on the north side of the river in the Visitor Center parking lot. After further review, it was determined the better site would be on the south side of the river. The intent remains the same. Planner Kleisler stated land ownership and zoning of this project are unique; a portion of the proposed site is owned by the Town of Estes Park, and the other portion is federally- owned land currently being managed by the Estes Valley Recreation and Parks District as part of the nine-hole golf course. There are two zone districts involved, CD–Commercial Downtown and CO-Commercial Outlying. Most of the proposed structure is in the CO district. To the northwest of the proposed structure is commercial property, while single- family residential zoning is to the south. Although the residential district is just across the street, there is a significant difference in elevation (homes sit much higher than the proposed project). In the early stages of the review process, it had to be determined whether to review it as being in CD or CO zone district. After much thought and staff discussion, it was decided to review it according to the CD–Commercial Downtown review standards. Planner Kleisler stated the BOR has the final say as to the location and site design, as the majority of the structure will be on federal land. The existing entrance location will remain, as will the existing surface parking spaces. Regarding the height variance, Planner Kleisler stated building height will be just over 26 feet above grade at full build-out. However, approximately 500 square feet of roof over the main stairwell would extend to approximately 32 feet at build-out. Additionally, light poles for the top level are proposed at 47.5 feet above grade. Planner Kleisler explained that, similar to the initial approved variance, lighting would be necessary to address security needs, but measures are being taken to minimize impacts to the neighborhood. Due to RECORD OF PROCEEDINGS Estes Valley Board of Adjustment – Special Meeting 3 September 1, 2015 the existing topography, much of Phase I (ground level plus one additional level) would be naturally screened from the highway. The Town held public meetings to explain the design of the project, including the height. Planner Kleisler stated the application was routed to affected agencies and adjacent property owners in at least a 1000-foot radius from the proposed site. No concerns were addressed by affected agencies, and as of August 24, 2015, no public comments were received. Planner Kleisler stated this project will be considered an entryway into downtown, and the applicant has worked to keep the variances minimized. There will be planters along the highway side to provide a positive aesthetical entrance to the downtown area. Because the proposed structure is nestled in between the highway and the river, there is little room to rotate the structure and create an entrance on the front. Because of that, the code standard requiring the entrance on the front did not fit well with this unique project; thus, the reason for the variance request. Staff Findings 1. Special circumstances or conditions exist: Staff found that special circumstances and conditions exist. The purpose of having a maximum setback in the CD district is to ensure a continuous “commercial street wall”. In this particular area, there is no established street wall, as is found in the central downtown area. Furthermore, the site is nestled between the highway and river, limiting site design options. 2. In determining “practical difficulty”: a. Whether there can be any beneficial use of the property without the variance; Staff found the existing surface parking lot could remain b. Whether the variance is substantial; Staff found the variance was not substantial c. Whether the essential character of the neighborhood would not be substantially altered or whether adjoining properties would suffer a substantial detriment as a result of the variance; Staff found the essential character of the neighborhood would not be substantially altered with the approval of this variance. Similar to the original variance request, the applicant proposes to ensure that lighting meets the functional and security needs of the structure, while minimizing impacts to adjacent properties. Unlike the original submittal, the existing grade on this site will naturally screen most of the first two levels from the public street, thus creating much less of a visual impact. d. Whether the variance would adversely affect the delivery of public services such as water and sewer; RECORD OF PROCEEDINGS Estes Valley Board of Adjustment – Special Meeting 4 September 1, 2015 Affected agencies expressed no concerns relating to public services for this variance. e. Whether the applicant purchased the property with knowledge of the requirement; The applicant will lease this property from the Federal government. f. Whether the applicant’s predicament can be mitigated through some method other than a variance. Given the highway and river location, the proposed structure location is the best fit for the site. 3. No variance shall be granted if the submitted conditions or circumstances affecting the applicant’s property are of so general or recurrent a nature as to make reasonably practicable the formulation of a general regulation for such conditions or situations; Staff found the conditions as submitted in this variance petition are not general or recurrent in nature. 4. No variance shall be granted reducing the size of lots contained in an existing or proposed subdivision if it will result in an increase in the number of lots… Staff found the variance, if granted, will not reduce the size of the lot. 5. If authorized, a variance shall represent the least deviation from the regulations that will afford relief. Staff found the variance represents the least deviation from the regulations that will afford relief. The applicant has shown good faith by adjusting the size and layout of the structure in part to achieve code compliance. 6. Under no circumstances shall the Board of Adjustment grant a variance to allow a use not permitted, or a use expressly or by implication prohibited… As with the original proposal, a single use is proposed; Park and Ride Facility, which is a Use-by-Right in the CD–Commercial Downtown district. 7. In granting such variance, the Board of Adjustment may require such conditions as will, in its independent judgment, securre substantially the objectives of the standard so varied or modified; Should the variance be obtained, staff recommends that a registered land surveyor verify building placement and height. Planner Kleisler stated staff recommended approval with one condition, listed below. Staff and Applicant Discussion Greg Muhonen/Public Works Director for the Town of Estes Park stated a service road will be built so the BOR can access the area for maintenance at the flume, and also serve as an access for emergency vehicles. Adjustments will be made to the existing roadway to accommodate the access. He stated the existing parking lot is roughly eight feet lower than the highway. There was lengthy discussion concerning the size of the parking stalls. Comments included but were not limited to: cars coming to Estes Park are not getting any smaller; RECORD OF PROCEEDINGS Estes Valley Board of Adjustment – Special Meeting 5 September 1, 2015 there are a lot of SUVs and pickups; following the development review at the August Planning Commission meeting, where the Commission discussed allocating certain areas for larger vehicles, the design team met and identified such spaces, taking spaces for electric vehicles down and little and adding it on to other spaces; wall lighting is more intrusive than pole lighting; Walker Parking Consultants hired a lighting consultant, and the current proposal has the least impact of all the options investigated; wall lighting would produce glare if you are looking down from above (Stanley Hotel, residences to the south, etc.); the proposed lighting also enhances the level of security through photo recognition, which would not work if wall lighting was used; lighting will be dimmed if the structure is not being used; Member Moreau lives across the street from the fairgrounds, and was concerned that similar light pollution would exist at the new parking structure; Member Muhonen recognized the issue with light pollution and wasted energy when lights are on unnecessarily, and would hope they could be on a timer. He will discuss the fairgrounds situation with the utilities department. Additional discussion occurred concerning the location of the entrance, and how traffic will be affected during peak periods. Comments included but were not limited to: the Traffic Impact Analysis identified long delays during peak periods; the worst case scenario would be installing a traffic signal; the good news is that vehicle backups will be fully contained on the site; long term, the Town may want to look into some form of intersection control, e.g. a signal or roundabout; the entrance is geographically situated to the other two stoplights in the area so a signal could be placed at the entrance; during peak periods the Town could require a right turn or obtain assistance from the Police Department to direct traffic; if a Do Not Block Intersection sign was installed, it would allow better movement of traffic wanting to turn left out of the structure; a traffic signal could be installed, but only activated during peak periods; no fees are currently proposed, and if fees were charged, a revenue-sharing agreement would have to be in place with the BOR; guests will be encouraged to park in the structure and take the shuttle or walk downtown; one idea is to have free parking at the parking structure and possibly charge guests to park closer to downtown in the smaller lots; no decisions have been made concerning paid parking; encouraged the Town to fill the lower levels first to minimize the need for lighting the upper level; at this time, there is only enough money to build the ground level plus one; the applicant is requesting approval for the entire four-level structure so it doesn’t have to be reviewed again and construction can move forward at a quicker pace; the Town has not been allowed to design the details until all environmental clearances have been granted; signage will be created to direct pedestrians to the underpass under Highway 36; the lighting of the project has not been finalized for how it will be phased; if a particular grant is awarded for the structure, it would pay for the entire project; if the Town is not awarded the grant, lighting would probably be added in phases; the applicant will have a three-year vesting period that goes with the development plan approval. RECORD OF PROCEEDINGS Estes Valley Board of Adjustment – Special Meeting 6 September 1, 2015 There was brief discussion concerning the vesting rights. Planner Kleisler stated the time period would probably not be an issue because the Estes Valley Development Code was amended to allow variances associated with development plans to have a three-year vesting period. The time period for a variance approval without a development plan is one year. It was determined that project vesting would lapse with the development plan vesting. There was additional discussion regarding lighting and the ability to have the lights dimmed or turned off when not in use, especially during the winter when the parking lot would less utilized. It was noted that these design questions were out of the purview of the Board. Member Moreau reiterated his concern that the lighting would be similar to the fairgrounds, and suggested some condition of approval to address a successful lighting plan. Director Muhonen stated his desire is to close off the top level during snow season to avoid the need for plowing, lighting, etc. He will think about the concept and discuss it with other affected agencies. Conditions of Approval 1. Setback and height certificates shall be required. 2. Project vesting shall lapse with the development plan vesting. 3. Exterior lighting shall be reduced; activated by motion sensor device, turned off, or dimmed from midnight to dawn. Planner Kleisler stated initial setback and height certificates will be required, based on the location and height of the foundation. After a Certificate of Occupancy is issued, a second height certificate will be required to verify the completed height. It was moved and seconded (Moreau/ Lynch) to approve the requested variances as written with the findings and conditions recommended by staff and the Board, and the motion passed unanimously. 4. REPORTS Planner Kleisler stated there will be no October meeting. There being no other business before Board, the meeting was adjourned at 9:55 a.m. ___________________________________ Pete Smith, Chair __________________________________ Karen Thompson, Recording Secretary RECORD OF PROCEEDINGS Estes Valley Planning Commission 1 August 18, 2015 Board Room, Estes Park Town Hall Commission:  Chair Betty Hull, Commissioners Doug Klink, Nancy Hills, Steve Murphree, Sharry  White, Russ Schneider, Michael Moon    Attending:  Chair Hull, Commissioners Hills, Murphree, Schneider, White and Moon    Also Attending: Director Alison Chilcott, Planner Phil Kleisler, Town Board Liaison John Phipps,  Larimer County Liaison Michael Whitley, and Recording Secretary Karen  Thompson    Absent:  Commissioner Klink    Chair Hull called the meeting to order at 1:30 p.m.  There were approximately 15 people in  attendance.  Each Commissioner was introduced. Chair Hull explained the process for accepting public  comment at today’s meeting. The following minutes reflect the order of the agenda and not  necessarily the chronological sequence.    1. PUBLIC COMMENT  Candace Kane/ County resident spoke about the desire to rebuild a deck that was destroyed in  the 2013 floods. She explained in detail what the flood waters did to their property.  Repairs to  the home were completed the end of 2013. Permanent sewer lines were installed in April, 2015.  She requested the Planning Commission to consider a three‐year window for rebuilding. The  current time limit is one year.     Glenn Malpiede/Town resident is a member of a vacation home owner group. He is working with  two attorneys to provide a position statement and a white paper. After listening to the discussion  concerning vacation home rentals at the study session, he requested the Planning Commission  wait to make recommendations to the Town Board concerning vacation home regulations. His  group supports revised regulations and wants to work with the Planning Commission on them.    2. CONSENT AGENDA     A. Approval of minutes, July 21, 2015 Planning Commission meeting.    It was moved and seconded (White/Murphree) to approve the consent agenda as presented and  the motion passed unanimously with one absent.    3. DEVELOPMENT PLAN 2015‐04, ESTES PARK TRANSIT FACILITY & PARKING STRUCTURE, 500 Big  Thompson Avenue  Planner Kleisler reviewed the staff report.  The applicant, the Town of Estes Park, requests to  build a four story, 414 space parking structure on government land just south of the Estes Park  Visitor Center along Highway 36. In March, 2014, the Planning Commission approved a plan to  construct a parking structure along Highway 34 to the east of the Visitor Center. Since that time, it  has been determined the new proposed location would be a better fit for the structure by  achieving better access and fewer visual impacts. The applicant is requesting a Location and  Extent Review to move the structure across the river to the other side of the property.    Planner Kleisler stated the project would be built in two phases. Phase I would be the ground, or  surface, level and a second level.  The site is bordered by the Big Thompson River and the Estes  Park Visitor Center to the north, the 9‐hole golf course to the east (Federal land managed by the  Estes Valley Recreation and Park District), Highway 36 and single‐family residential homes to the  down, and the downtown area to the west. The residential area is separated from the highway by  a steep slope.  The building site is 2.6 acres. The existing parking lot has 94 parking spaces, and is  connected to the Visitor Center by two pedestrian bridges crossing the river. Those spaces would  remain. Traffic entering the proposed structure would travel in a counter‐clockwise direction.     Planner Kleisler stated the application was reviewed for compliance with the Estes Valley  Comprehensive Plan and the Estes Valley Development Code (EVDC). The Location and Extent  review is intended to provide an opportunity for review of the location and extent of specified  RECORD OF PROCEEDINGS Estes Valley Planning Commission 2 August 18, 2015 Board Room, Estes Park Town Hall public facilities and uses sought to be construction or authorized within the Estes Valley. As with  all government agencies in the Estes Valley, the applicant may exempt itself from local zoning  regulations by a majority vote of the entire Town Board. The Planning Commission is the decision‐ making body for this development plan. The applicant has also applied for several variances,  which will be heard by the Estes Valley Board of Adjustment on September 1, 2015 (pending the  outcome of this meeting). Setback and height variances will be reviewed.    Planner Kleisler stated the applicant is in negotiation with the Bureau of Reclamation (BoR) to use  a portion of their property to the east. Because federally owned land is technically not zoned, the  review process has been somewhat complicated. This project was reviewed using the standards  for the CD–Commercial Downtown zone district. He stated the applicant and the BoR are close to  making final decisions on the locations of the trail and golf cart path. If there are any minor  changes to the plans following the negotiations, reviews and approvals would be made at staff  level. Major changes would be brought back to the Planning Commission.      Planner Kleisler stated the proposed is as a Park and Ride Facility is a use by right in the CD zone  district. The plan attempts to limit grading disturbance by following the natural grade of the land  as much as possible. The plan proposes extensive landscaping (flower beds, shrubs and trees) at  the entryway to the structure. There is limited space available for screening along the spaces on  the west side. Roadside light poles and planters will meet the intent of the EVDC for street  frontage landscaping. The Town Parks Department will maintain the landscaping. All exterior  lighting will comply with the standards in the EVDC. Light poles on the top level will be  approximately 19 feet high (maximum height allowed is 25 feet).     The applicant has requested three minor modifications to the Off‐Street Parking and Loading  Standards, as follows:  1. Location of Parking. Section 4.4.D.3, table 4‐7 requires that off‐street parking not be located  between the building line and the lot line in the CD zone district. In this case, a small handful  of surface parking spaces to the west and east of the building will be slightly in front of the  building line. The intent of the requirement is to maintain a “street wall” in the downtown  area.  2. One‐way Drive Aisle Width. Section 7.11.K.2 requires a minimum driveway width of 15 feet for  large, non‐residential uses. The ground level plan proposes a 14‐foot one‐way drive aisle  entering from the existing surface spaces on the west.  3. Stall Dimensions. As with the original submittal, the applicant proposes slightly shorter stall  lengths, which are generally consistent with industry best practices for parking structures. The  intent of the request is to help minimize the structure footprint, while still allowing for  comfortable movement within the structure. The applicant proposed the following  alterations: Stall Depth 17’9” (19’6” standard requirement), Stall Width 8’6” (9’0” standard  requirement, and Drive aisle 26’0” (24’0” standard requirement). Additionally, the smaller  stall depth will encourage drivers to drive further into the stall, thus keeping a wider drive  aisle for vehicles passing through. While the stall will be slightly shorter than the 19’6”  requirement, the total length will be more than the minimum required.     Planner Kleisler stated concern has been expressed by Commissioner Moon concerning the ability  of large vehicles (pickups and SUVs) to maneuver through the structure and fit into the spaces.   Planner Kleisler added some vehicles with rear bicycle racks or trailer hitches would possibly  extend into the drive aisle. The Commissioners would need to consider those issues when making  their decision.     Planner Kleisler stated the application was routed to affected agencies and adjacent property  owners for review and comment. The typical distance for neighbor notification is 500 feet;  however, notices for this project were sent to all property owners within 1500 feet of the site.  Additionally, a press release was published on July 31, 2015. As of August 6, no formal written  comments were received. One public comment was received late last week and was included in  the meeting material packets.     RECORD OF PROCEEDINGS Estes Valley Planning Commission 3 August 18, 2015 Board Room, Estes Park Town Hall Staff Findings  1. If revised to comply with recommended conditions of approval, the application will comply  with applicable sections of the Estes Valley Development Code, as described in the staff  report.  2. The application is consistent with the policies, goals and objectives of the Comprehensive  Plan.  3. Adequate services and facilities are available to serve the development.  4. The requested Minor Modification concerning the location of parking relieves practical  difficulties in developing the site.  5. The requested Minor Modification concerning the parking stall and driveway dimensions  results in more effective open space preservation.  6. The Planning Commission is the Decision‐making Body.    Planner Kleisler stated staff recommended approval of the development plan, with conditions of  approval listed below.    Public Comment  Greg Muhonen/Public Works Director and applicant, thanked Planner Kleisler for his cooperation  with the project, saying the process has been a positive experience. Mr. Muhonen stated the  original project was put out to bid in November, 2014 and came back over budget. The previous  site proposal on the north side of the river (off of highway 34) required the ingress and egress  points for the shuttle services to be at a different location than private vehicles. There were  studies completed that indicated wait times for vehicles to turn left out of the parking structure  onto Highway 34 could be as long as 10 minutes. The original structure was designed to add 190  new parking spaces at final build out. The bid for the original project in November 2015 came in  over budget.     Today’s proposed structure moves to the other side of the river. The team looked at many issues  and alternatives to find an affordable alternative that met the grant funding requirements. If  located on the south side, it was determined 109 spaces could be provided in a two level  structure. If the structure is expanded to four levels, the structure could yield 311 new parking  spaces at a cost of $31K per stall, much less than the proposed cost across the river. The current  lot has 102 existing spaces (main lot and on the side).  Phase I would add a second level and 109  spaces. Additional phases would bring the total to 413 spaces. There has been coordination with  the Estes Valley Recreation and Parks District to improve the separation between the structure  and the golf course.  A fence would be installed between the structure and the golf course, and  berms would hide a cart path. A new service access road is proposed on the north and west side  of the structure to serve the existing landscaped island on the open west end would be removed  and improved for the Bureau of Reclamation’s needs for river maintenance as well as access for  emergency vehicles.  An extension of the water main is planned to provide required fire hydrants  to the structure.       Director Muhonen stated the proposed landscaping would create an attractive entrance to the  Estes village. Landscaping will be completed and maintained by Town staff. He showed photo  simulations of the phased structure, stating the stair tower would be built with Phase II. The  Shuttle routes would not be changed; they would still enter and exit from the north lot. The view  of the Stanley Hotel would not be hindered, except for the 4.6 seconds it takes to drive by the  structure on Highway 36. He anticipates concern over the time it will take to turn left out of the  new lot. Several options are being researched, with a signal light being the last alternative due to  the cost. If traffic continues to increase as projected, a signal would be needed.     Director Muhonen described the need for the parking stall size modification request, which was  designed in an effort to find a compromise with the Recreation and Parks District to create a  definite separation between the structure and the trail/golf course.   24% of the proposed spaces  with Phase I are the same size as they are today (compliant with the Town standards).  Spaces in  the parking structure itself will accommodate standard vehicles, but not extended cabs or  RECORD OF PROCEEDINGS Estes Valley Planning Commission 4 August 18, 2015 Board Room, Estes Park Town Hall oversized vehicles. There are various alternative parking spaces in town that could accommodate  oversized vehicles.    Ginny McFarland/Town project manager reviewed the minor modification requests (1) the  proposed structure would encroach slightly into one setback owned by the Town, and another  owned by the Bureau of Reclamation. The goal is to create a compliant piece of land in the CD– Commercial Downtown zone district. The structure will be right next to the street, as intended in  the EVDC. (2) One‐Way Drive Width modification from 14 to 15. This would not change the level  of service of driveability as one enters the structure; (3) parking stall length and width  modification request is to reduce the overall stall length by 1.5 feet. The basis behind this minor  modification is to create a smaller building footprint, recognizing the sensitivity to the golf course.  Chair Hull commented on the tightness of the proposed stalls and was concerned about having  enough room to get in and out of the vehicles.    Anirudh Chopde/consultant with Walker Parking stated the stall size is based on parking  standards that have been established through over 50 years of research. The proposed stall size  would comply with national standards. It has been determined that the current proposal would  not allow enough room for large vehicles. If the spaces are made larger, we would lose 24 spaces.   Comments from discussion included, but were not limited to: eight surface spaces would remain  the same size as they are today; the Planning Commissioners would need to decide whether or  not the proposed number of spaces is a reasonable amount; Estes Park may have a larger number  of oversized vehicles that pull RVs; has there been discussion about a mix of different sized  parking spaces to accommodate large and compact sized spaces; signage could direct larger  vehicles to certain areas within the structure; the Town has applied for a grant to purchase  electronic signs that would be used to guide visitors to available parking spaces; the lighting plan  is compliant with the EVDC.     Public Comment  Paul Fishman/Town resident addressed concerns about left hand turns when the previous plan  was being considered. He was supportive of having left turns out of the proposed structure.  Concerning the stall size, he stated drivers of large vehicles have an expectation that they will  need to find alternative parking instead of using the structure. He suggested having westbound  shuttles leave from the proposed south lot. He would not agree that this parking structure would  be considered “downtown.”    Glenn Malpiede/Town resident supported the idea for directional signage to spaces that could  accommodate large vehicles and compact vehicles.      Public comment closed.    It was moved and seconded (Murphree/Hills) to approve the Estes Park Transit Facility and  Parking Structure Development Plan with findings and conditions recommended by staff, with  the addition of allowing for further study for mixed vehicle use (pertaining to size) and  additional signage and the motion passed with one absent.    Director Muhonen stated the Town will be applying for a grant to allow the construction of all  four levels as one phase.     4. REPORTS    A. Estes Valley Board of Adjustment  1.  Wilson Residence variance, Hummingbird Drive, was approved at a special Board  meeting on July 28, 2015.  The lot was such that the size of the lot and the size of the  setbacks made the entire lot in setback.  B. Downtown Plan. Planner Kleisler reported the deadline for proposal submittals was  Wednesday. Eight proposals were received. A selection committee consisting of community  members, staff, reviewed each proposal in detail. Commissioner White was a member of  this selection committee. The consultants of the top two proposals would be interviewed,  RECORD OF PROCEEDINGS Estes Valley Planning Commission 5 August 18, 2015 Board Room, Estes Park Town Hall with a formal recommendation tentatively schedule to go before the Town Board at the first  meeting in September. Following acceptance, staff would enter into a contract with the  consultants to begin the process.  C. Vacation Home Update Process. Planner Kleisler reported information can be viewed at  www.estes.org/vacationrentals. A public meeting was held earlier this summer, and another  is scheduled for September 11th. The second meeting will include discussion of  recommendations that were refined following the first meeting. The Town Trustees will  hear recommendations on August 25th at the study session. Recommendations may include,  but are not limited to: occupancy limits, different fee structure, adding a county fee, how to  maintain residential character, contact with neighbors. The goal is to present the ordinance  in November and December, to be effective January, 2016.   D. Planner Kleisler reported the County Commissioners approved the cell tower on Prospect  mountain, and the applicant has applied for the building permit  E. Director Chilcott reported she presented “Zoning 101” to the Town Trustees at their last  study session. Zoning 101 is a brief overview of zoning basics, including the history of zoning,  an overview of our zoning code, and how it applies to our community.  This was provided to  the Town Trustees to aid in their decision‐making. She would be willing to provide the same  presentation at a future Planning Commission study session if the Commission so desired.  There was general consensus among the Commission to hear the presentation.      There being no further business, Chair Hull adjourned the meeting at 2:57 p.m.              ___________________________________        Betty Hull, Chair                  ___________________________________        Karen Thompson, Recording Secretary  RECORD OF PROCEEDINGS Estes Valley Planning Commission 1 November 17, 2015 Board Room, Estes Park Town Hall Commission:  Chair Betty Hull, Commissioners Doug Klink, Nancy Hills, Russ Schneider,  Michael Moon, Steve Murphree, Sharry White    Attending:  Chair Hull, Commissioners Hills, Schneider, Murphree, White, and Moon     Also Attending: Director Alison Chilcott, Planner Audem Gonzales, Town Board Liaison John  Phipps, Larimer County Liaison Michael Whitley, and Recording Secretary Karen  Thompson    Absent:  Commissioner Klink    Chair Hull called the meeting to order at 1:30 p.m.  There were six people in attendance.  Each  Commissioner was introduced. Chair Hull explained the process for accepting public comment at  today’s meeting. The following minutes reflect the order of the agenda and not necessarily the  chronological sequence.    1. PUBLIC COMMENT    2. CONSENT AGENDA   A. Approval of minutes, September 15, 2015 Planning Commission meeting.    It was moved and seconded (Hills/Murphree) to approve the consent agenda as amended and  the motion passed 6‐0 in favor with Commissioner Hills abstaining.    3. HUGHES‐WEBER BOUNDARY LINE ADJUSTMENT; Metes & Bounds Parcel located at 2041 & 2045  Devils Gulch Road  Planner Gonzales reviewed the staff report. This item is a request by property owners Deborah  Hughes and Leo Weber to adjust the boundary line between two existing parcels, resulting in two  legal lots. There are currently two parcels zoned RE‐1–Rural Estate, each with a single‐family  dwelling. It is proposed to build a new single‐family dwelling on one of the lots after demolishing  the existing dwelling. In order to keep the new home out of the required 50‐foot setback, the  boundary line needs to be shifted to the east. Both parcels contain steep slopes on the western  side. The preliminary plat for this proposed boundary line adjustment will establish limits of  disturbance to protect those steep slopes as well as a delineated wetland area on the property. A  private access easement and utility easements will also be noted on the plat. Both parcels will be  accessed by a shared driveway off of Devils Gulch Road. If the boundary line adjustment is  approved, both lots will still meet the minimum lot size requirement of ten acres. Planner  Gonzales stated there is a conservation easement on both lots, prohibiting any division or  subdivision of the existing lots. This easement also prohibits the two parcels to be separately  owned. Planner Gonzales stated the application was routed to affected agencies and notices were  sent to adjacent property owners. No significant comments or concerns were received.      Staff Findings  1. This boundary line adjustment application does not fall within the parameters of staff level  review, and will be reviewed by the Estes Valley Planning Commission. The Planning  Commission is the recommending body, the Larimer County Board of County  Commissioners is the decision‐making body.    2. This request has been submitted to all applicable reviewing agency staff for consideration  and comment. All letters and memos submitted by reviewing staff, referred to in the staff  report are incorporated as staff findings.  3. Adjusting the boundary lines between the two parcels would not create non‐conforming  lots nor would it go against the policies and guidelines of the Estes Valley Comprehensive  Plan.  4. This proposal complies with all applicable regulations set forth in the Estes Valley  Development Code.  5. Limits of site disturbance are to be delineated that protect steep slopes, wetlands and  significant trees.  RECORD OF PROCEEDINGS Estes Valley Planning Commission 2 November 17, 2015 Board Room, Estes Park Town Hall 6. A private access easement between the two lots will be recorded with this plat as well as  utility easements.    Planner Gonzales stated staff recommended approval of the boundary line adjustment with one  condition of approval, listed below.    Public Comment  Amy Plummer/applicant representative stated the applicant was supportive of the conditions of  approval.    Public comment closed.    Staff and Commission Discussion  None.    Condition of Approval  1. The proposed private access easement shall be submitted with mylars for recording. The  easement shall include a graphic description and include provisions for maintenance of any  common driveway.    It was moved and seconded (White/Hills) to recommend approval to the Larimer County Board  of County Commissioners with the findings and conditions recommended by staff and the  motion passed unanimously.    4. AMENDED PLAT OF LOT 2, CENTENNIAL HILLS SUBDIVISION, 2969 Little Valley Road  Planner Gonzales reviewed the staff report. In late 2014 the applicant, Eric Throne, applied for a  variance to construct a proposed garage in the required setback. At that time, it was determined  that a building envelope existed, which required an amended plat rather than a variance. The  variance request was withdrawn, and the application to expand the platted building envelope and  encroach into the required 50‐foot setback is being presented today. The location for the  proposed garage will be over an existing gravel driveway, so impervious coverage will not change.  Planner Gonzales stated the building envelope would reduce the current setback on the south  property line for approximately 20 linear feet, while retaining the existing platted setback on the  north, east, and west property lines. The proposed change would widen the building envelope by  a maximum of seven feet ten inches on the south, with the proposed garage encroaching just  under four feet into the 50‐foot setback. Planner Gonzales stated grading and site disturbance  limits will not be exceeded.  The encroachment into the setback is addressed through a minor  modification. The applicant has proposed to encroach just under eight feet into the required 50‐ foot setback.   The application was routed to all affected agencies and adjacent property owners.  No significant comments or concerns were received. The project is in compliance with the Estes  Valley Comprehensive Plan.    Staff Findings  1. This boundary line adjustment application does not fall within the parameters of staff level  review, and will be reviewed by the Estes Valley Planning commission. The Planning  Commission is the recommending body, the Larimer County Board of County  Commissioners is the decision‐making body.    2. This request has been submitted to all applicable reviewing agency staff for consideration  and comment. All letters and memos submitted by reviewing staff, referred to in this staff  report, are incorporated as staff findings.  3. Amending the building envelope for Lot 2 would not compromise the intent of the original  subdivision approval.  4. The requested Minor Modification concerning the 50‐foot setback results in relief from a  practical environmental difficulty in developing the site.    Planner Gonzales stated staff recommended approval of the amended plat, with one condition of  approval listed below.    RECORD OF PROCEEDINGS Estes Valley Planning Commission 3 November 17, 2015 Board Room, Estes Park Town Hall Public Comment  Lonnie Sheldon/applicant representative stated the applicant was supportive of the staff findings  and the condition of approval.    Public comment closed.    Staff and Commission Discussion  None.    Condition of Approval   1.  Minor Modification approval for the building setback.    It was moved and seconded (Schneider/Klink) to recommend approval of the amended plat and  minor modification to the Larimer County Board of County Commissioners with the findings and  conditions recommended by staff and the motion passed unanimously.    5. AMENDED PLAT OF PORTIONS OF LOT 26, LITTLE PROSPECT MOUNTAIN ADDITION, 531  Highland Lane  Planner Gonzales reviewed the staff report.  The property owner, Robert Shipman, desires to  remove an internal lot line to create one legal lot of record to construct a proposed detached  garage. Both parcels are owned by Mr. Shipman. Planner Gonzales stated the applicant applied  for a building permit for a new detached garage, and during the review process, it was  determined the proposed structure would not meet the setback requirements from the internal  lot line because the existing single‐family dwelling currently straddles this internal lot line.     Planner Gonzales stated the site slopes from the south to the northeast. The proposed garage  would be built in an area that does not have many trees. The final plat will have two recorded  utility easements. The minimum lot size for this lot zoned E–Estate is 0.5 acre. One of the current  lots is less than the minimum lot size. The lot consolidation will bring the new lot into compliance  with the minimum lot size required. Additionally, with the amended plat, the applicant will be  able to comply with the setback requirements for the zone district.     Planner Gonzales stated the application was routed to affected agencies and adjacent property  owners. No significant comments or concerns were received.     Staff Findings    1. This boundary line adjustment application does not fall within the parameters of staff level  review, and will be reviewed by the Estes Valley Planning commission. The Planning  Commission is the recommending body, the Larimer County Board of County  Commissioners is the decision‐making body.    2. This request has been submitted to all applicable reviewing agency staff for consideration  and comment. All letters and memos submitted by reviewing staff, referred to in this staff  report, are incorporated as staff findings.  3.  Amending the plat to combine two parcels would not compromise the intent of the original  subdivision. It would bring the two parcels into conformance in regards to lot area  dimensions.  4.  Utility easements on the newly created legal lot will be recorded with the final plat.    Planner Gonzales stated staff recommended approval with one condition of approval, listed  below.    Public Comment  Lonnie Sheldon/applicant representative stated this is a complicated process for a simple lot  consolidation. He would appreciate consideration of a simpler process to move through this type  of situation in less time.    Public comment closed.    RECORD OF PROCEEDINGS Estes Valley Planning Commission 4 November 17, 2015 Board Room, Estes Park Town Hall Staff and Commission Discussion  None.    Condition of Approval  1. Relabel the preliminary and final plat from Lot 26A to a description not used on any  previous plat maps for this subdivision.    It was moved and seconded (Murphree/Schneider) to recommend approval of the amended plat  to the Estes Park Town Board with the findings and conditions recommended by staff and the  motion passed unanimously.    6. RIVERVIEW PINES DEVELOPMENT PLAN 2015‐07 & PRELIMINARY TOWNHOME SUBDIVISION  PLAT, 1150 W. Elkhorn Avenue  Planner Gonzales stated the applicant has decided to make changes to the proposed  development, which will delay the review. The applicant has requested this application be  continued to the December 15, 2015 Planning Commission meeting.    It was moved and seconded (Klink/Hills) to continue the Riverview Pines Development Plan and  Preliminary Subdivision Plat to the December 15, 2015 Planning Commission meeting.    7. REPORTS  A.  Director Chilcott reported the Estes Valley Board of Adjustment approved variance  requests for the Estes Park Transit Facility and Parking Structure.  B. Director Chilcott reported more than 20 applications have been received for the Downtown  Plan Advisory Committee. The selection process for eleven committee members will begin  soon. There is an option to add four more members at a later date, if needed. A contract  with the consultant, Logan Simpson, is being negotiated.   C. Director Chilcott reported Karen Thompson and Environmental Planner Tina Kurtz attended  a Flood Hazard Mapping meeting on November 6th. It is likely the mapping process will be  sooner than originally expected. Ultimately, the Town will have less time to complete  mitigation projects prior to new maps being drawn. The initial drafts show a much larger  increase in the mapped floodplain than what is currently adopted. There was brief  discussion about how flood insurance for property owners will be affected.  D. Director Chilcott reported Karen Thompson and Tina Kurtz, both Certified Floodplain  Managers, attended a week‐long class on the Community Rating System. With information  we currently have, and if we were accepted into the program, it may be possible to begin  with a rating of eight or nine, meaning a discount on flood insurance premiums would be  available to property owners.  E. Director Chilcott reported there will be a Special Planning Commission meeting on  Wednesday, December 9, 2015. A study session will begin at 4:30 p.m., with the meeting  commencing at 6 p.m. Both meetings will be held in the Town Board room. Planner Mallory  Baker with McCool Planning & Development will be reviewing the project and providing  the staff report.  F. Director Chilcott reported the regular December Planning Commission meeting will be held  at the regular time of 1:30 p.m. Study Session time has yet to be determined.    There being no further business, Chair Hull adjourned the meeting at 1:58 p.m.              ___________________________________        Betty Hull, Chair                  ___________________________________        Karen Thompson, Recording Secretary  Town of Estes Park, Larimer County, Colorado, November 18th, 2015 Minutes of a Regular meeting of the Transportation Advisory Board of the Town of Estes Park, Larimer County, Colorado. Meeting held in the Rooms 202 & 203 of Town Hall, in said Town of Estes Park on the 18th day of November, 2015. Present: Kimberly Campbell Gregg Rounds Stan Black Amy Hamrick Belle Morris Ann Finley Bryon Holmes Also Present: Greg Muhonen, Director of Public Works John Ericson, Town Board Liaison Sandy Osterman, Shuttle Committee Liaison Kate Rusch, Public Information Officer Samantha Phillips, Contract Administrative Assistant Gordon Slack, future Board member Absent: Thom Widawski Vacancy Chair Campbell called the meeting to order at 12:02 p.m. GENERAL DISCUSSION It was moved and seconded (Black/Finley) to approve the October minutes with the motion passing unanimously. Sandy Osterman provided a Shuttle Committee update. No change for the current budget and they will be providing the same type of service with adjustments to routes and stops. The Town is considering funding operational activities for year round service. Sandy mentioned the possibility of a grant but the application will not be reviewed until June 2016 and not effective until 2017. Schedules and maps for summer 2016 are to be published in the Estes Park visitor guide. Catch the Glow, Santa’s Workshop, along with Tinsel and Taverns will run downtown. Sandy discussed a possible once a week service during the off season which would qualify the Town for a specific grant. Interviews have taken place for potential candidates to be appointed to the Board. Gordon Slack was expected to become a member in December, following a formal appointment. STAFF UPDATES ON TOWN PROJECTS Public Works Director Greg Muhonen reported that the Public Works department had been dealing with challenges on multiple flood repair projects. The Dry Gulch Road Rehabilitation Project has yet to be re-bid upon. The Downtown Estes Loop Technical Advisory Committee identified two new items that were being explored with the potential of adding them to the Environmental Assessment (scheduled to be released in the spring). There was a finding of no significant impact so the Loop is expected to go through but The Town is waiting for the Environmental Assessment and public comment to be released before official plans can progress. This is expected to take place mid- summer 2016. Transportation Advisory Board – November 18th, 2015 – Page 2 Update on the transit facility parking garage: The Town didn’t receive the Tiger Grant for levels 3 and 4. A new grant application had been submitted to CDOT which could lead to the possibility of more FTA funds. The Environmental Assessment is still not released for public comment. The FTA will not give approval to move forward on the final design until that EA has been completed and the public comment period has been met. Preparation for the December meeting with Larry Hass: The Board prepared for the December meeting with Larry Haas, CDOT Region 4 Traffic Operations Engineer. Discussion was held involving traffic signals, bicycle lanes, speed limits, etc. CDOT issued an opinion that there was no intention of implementing the Barns Dance in Estes Park. There opinion was based on a preliminary report on with all supporting printouts and documents. NEW PROJECT SELECTION The Board began discussions of a new project selection. Among the projects mentioned were infrastructure, trails master plan, transportation, signage, employee parking for downtown and incentives associated with that, etc. Success of small parking strategy to look at how successful it was deemed to have, what impact it had, perceptions of the recommendations we have made and will make to the Trustees. Board members discussed more effective ways of seeing projects become agenda for the Town Board in fear that the Downtown Proposed Parking Strategy would die for the fact that it is not present in the 2016 Town Strategic Plan. The idea was thrown around to prioritize a specific strategy to present to the Board that would be a possibility for 2016. DOWNTOWN PARKING STRATEGY Minor edits were made that Chair Campbell will distribute. The Strategy will be presented to the Town Board next Tuesday at 5:30 pm. If it’s accepted as is, it will be taken to the Trustees for an adoptive action on the 18th. With no other business to discuss, Chair Campbell adjourned the meeting at 2:00 p.m. Town of Estes Park, Larimer County, Colorado, November 20th, 2015 Minutes of a Regular meeting of the Parks Advisory Board of the Town of Estes Park, Larimer County, Colorado. Meeting held in the Town Hall Rooms 202 & 203, in said Town of Estes Park on the 20th day of November, 2015. Present: Merle Moore Celine Lebeau Dewain Lockwood Terry Rustin (via conference phone) Also Present:Travis Machalek, Assistant Town Administrator Greg Muhonen, Director of Public Works Bob Holcomb, Trustee Liaison Kevin McEachern, Public Works Operations Manager Brian Berg, Parks Division Supervisor Sam Phillips, Contract Administrative Assistant Bob Brunson, Rotary Vicki Papineau, future Board member Carlie Bangs, future Board member Lori Mitchell, Senior Center Director Absent: Ronna Boles Chair Lebeau called the meeting to order at 10:59 am GENERAL BUSINESS It was moved and seconded (Lockwood/Lebeau) to approve the October meeting minutes with the motion passing unanimously. Two unofficial Board members, Vicki Papineau and Carlie Bangs, who are to be appointed in December, were in attendance and introduced to the current Board members. The December meeting will see the Board at its full capacity. PUBLIC ART ORDINANCE Laurie Mitchell, the Senior Services Director, gave an overview of the Senior Center and its activities. She explained that the art is rotated approximately every 1-12 months with new art appearing throughout the year. She requested that certain pieces throughout the Center be exempt in the upcoming AIPP Consideration process. Board members made a command decision that already existing artwork hung for display shall be grandfathered into the inventory. Merle Moore requested that even pieces that are exempt be included in the Town Artwork Inventory. The Board then switched their thoughts from partial exemption for the Senior Center artwork to full exemption since the Senior Center has had good standing with the Board throughout all of its artwork choices. The Board decided that total exclusion will be given to the Senior Center, which is to be added into the policy before the December PAB meeting. Moore made a motion to include the Senior Center in the exemption list which was seconded by Dewain Lockwood. It was encouraged by the Board members that the Senior Center follows the guidelines per the AIPP policy. REVISIONS TO AIPP POLICIES Parks Advisory Board – November 20th, 2015 – Page 2 Approval was sought for the AIPP brochure created by Merle Moore and Samantha Phillips. With minor edits such as correcting the website link, the brochure was approved and will be presented to the Town Board in a future meeting. Attention was brought to the “Wishful Thinking” sculpture in regard to its water flow feature which fails to function the way the artist intended it to. It was inquired on whether Parks Supervisor Brian Berg and Public Works Director Greg Muhonen could assess the piece and brainstorm a way to keep the water flowing while being able to clean it easier and properly. The piece is at an exceptionally difficult location in regard to spring runoff making it dangerous for maintenance. OPEN LANDS NAMING POLICY DISCUSSION Brian Berg gave a brief overview of the Naming of Town-Owned Property Facilities, which was created by Assistant Town Administrator Travis Machalek. Travis gave special attention to the clarifying both 3.a.iii and 3.b.i. with Board members who were concerned over what significance level must be reached by an individual, or business, for The Town to consider naming a facility after that individual. With no other business to be discussed, Chair Lebeau adjourned the meeting at 11:56 am, with all voting in favor. RESOLUTION NO. 01-16 WHEREAS, Section 26-6-402(2)(c) of the “Colorado Sunshine Act of 1972” as amended, requires a municipality to designate a public place to post notices of its meetings. NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF TRUSTEES OF THE TOWN OF ESTES PARK, COLORADO: 1. That the lobby area immediately adjacent to the Administrative Offices in the Estes Park Town Hall, located at 170 MacGregor Avenue, Estes Park, Colorado, is hereby designated as the Public Place for Posting Notices of Town Meetings. DATED this day of , 2016. TOWN OF ESTES PARK Mayor ATTEST: Town Clerk Page 1 To: Honorable Mayor Pinkham Board of Trustees Town Administrator Lancaster From: Jackie Williamson Date: January 12, 2016 RE: Liquor Licensing: Transfer of Ownership from Casa Casa, LLC dba GRUMPY GRINGO, to Taylor Legg, LLC dba FAJIA RITA’S, 1560 Big Thompson Avenue, Hotel and Restaurant Liquor License. Objective: Transfer an existing liquor license located at 1560 Big Thompson Avenue to the applicant, Taylor Legg, LLC. Present Situation: A Hotel and Restaurant Liquor License is currently held at the location referenced above by Casa Casa, LLC dba GRUMPY GRINGO. The applicant is requesting a transfer of the license and submitted a complete application to the Town Clerk’s office on December 11, 2015. A temporary permit was issued on January 5, 2016. The temporary permit authorizes the transferee to continue the sale of alcohol beverages as permitted under the permanent license while the application to transfer ownership of the license is pending. The applicant has submitted all necessary paperwork and fees and is aware of the TIPS training requirement. Proposal: Town Board review and consideration of the application to transfer the existing license to Taylor Legg, LLC dba FAJITA RITA’S. Advantages: The transfer of the license provides the business owner with the opportunity to continue operating an existing, liquor-licensed establishment without an interruption of service to its clientele. Disadvantages: The business owner is denied the opportunity to continue operating an existing liquor- licensed business during the licensing process. Town Clerk’s Office Memo Page 2 Action Recommended: Approval to transfer the existing Hotel and Restaurant Liquor License to Taylor Legg, LLC. Budget: The fee paid to the Town of Estes Park for a Hotel and Restaurant Liquor License transfer is $1319. The fee covers the administrative costs related to processing the application, background checks, and business licensing. In addition, the renewal fee payable to the Town for a Hotel and Restaurant Liquor License is $869 per year. Level of Public Interest: Low Sample Motion: I move to approve/deny the Transfer Application for a Hotel and Restaurant Liquor License filed by Taylor Legg, LLC dba FAJITA RITA’S. April 2003 PROCEDURE FOR TRANSFER OF LIQUOR LICENSE TOWN CLERK. Will present the application and confirm the following:  The application was filed December 11, 2015 .  The Town has received all necessary fees and hearing costs.  The applicant is filing as a LLC .  There is a police report with regard to the investigation of the applicants.  Status of T.I.P.S. Training: X Unscheduled Completed Pending Confirmation MOTION: I move the Transfer Application filed by Taylor Legg, LLC doing business as FAJITA RITA’S for a Hotel and Restaurant License be approved/denied. Community Development Memo To: Honorable Mayor Pinkham Board of Trustees Town Administrator Lancaster From: Phil Kleisler, Planner II Date: January 12, 2015 RE: SUPPLEMENTAL CONDOMINIUM MAP #9 - Stone Bridge Estates Condominiums, 1195 Fish Creek Road, Kingswood Homes, Inc./Applicant. Objective: Review of Stonebridge Estates Condominium Map application, submitted by applicant Kingswood Homes, Inc., for compliance with the Estes Valley Development Code (EVDC) to allow sale of the unit. Present Situation: The applicant has submitted a supplemental condominium map application f or Stone Bridge Estates Condominiums. The property is zoned RM Multifamily Residential and is located at 1195 Fish Creek Road. Development approval provided for a total of fourteen units. To date, 11 of the units have been built and condominiumized; this unit represents the 12th unit to be condominiumized, leaving an additional two units. Pursuant to state law, condominium units may not be finalized until the units are substantially complete. Because of this, final supplemental maps will be submitted as the project builds out. According to the procedure set forth in the E VDC, the Final Condominium map proceeds directly to the Board and is not reviewed by the Planning Commission. Proposal: Approval of the supplemental condominium map #9, condominiumizing one residential unit. The unit is addressed 1195 Fish Creek Road. Advantages:  This proposal complies the applicable standards of the EVDC, specifically: Section 3.9.E “Standards of Review” for subdivisions, and Section 10.5.H “Condominiums, Townhouses and Other Forms of Airspace Ownership.”  Approving the subject Supplemental Condominium Map will allow sale of the unit. Disadvantages: None. Action Recommended: Approval of the proposed Stone Bridge Estates Condominiums Supplemental Condominium Map #9. Budget: N/A Level of Public Interest: Low. Sample Motion: I move to Approve (or Deny) the application for the Supplemental Condominium map #9, Stone Bridge Estates Condominiums, 1195 Fish Creek Road. Attachments: 1. Application 2. Site Plan FINANCE Memo To: Honorable Mayor Pinkham Board of Trustees Town Administrator Lancaster From: Steve McFarland, Finance Officer Date: January 12, 2016 RE: Energy Impact Assistance Fund grant for Estes Park Flood Recovery Staffing Objective: To hire three (3) new positions and extend one (1) existing position to assist with flood recovery, mitigation and resiliency efforts with funds from the Department of Local Affairs (DOLA), Energy/ Mineral Impact Assistance Funds (EIAF). Present Situation: As a result of the September 2013 floods, increased workload on Town employees has continued resulting in the need for additional staffing positions. Historically, the Energy Assistant Impact Fund grants for staff positions have been approved through the Consent Agenda (Oct. 14, 2014; Jan. 13, 2015). Staff is bringing these Awards forward as an Action Item because the newly granted positions are not included in the 2016 Budget. There is no net cost to the Budget, but expenditures and staff positions are being added. The Budget will (can) be adjusted by Resolution later in the year to include these changes. Proposal: EAIF #7634 The amendment (#2) to EAIF #7634 extends Community Development’s Environmental Planner/Planner III’s position for an additional year, increasing the Grant $97,758, from $547,900 to $645,658. EAIF #9044 EAIF #9044 totals $442,377. This new grant breaks down as follows:  Community Development - Flood Recovery Planning Technician. This position will be responsible administrative, technical and environmental planning support work and supervised by the Environmental Planner/ Planner III. This will be funded for one (1) year at $67,911.  Public Works - Flood Recovery Project Associate. This position is funded for two (2) years at $78,193/year ($156,386), will have administrative oversight of flood recovery, mitigation, and resiliency projects, and works closely with Finance on disaster recovery grant reimbursement management and compliance. This position includes coordination of consultants, and works closely with Town engineers on construction management.  The second Public Works position is a Flood Recovery Project Manager/ Civil Engineer also funded for two (2) years at $109,040/year ($218,080). This position will perform project management and administration activities including bridge replacement and channel resiliency; and includes preparation and management of bid documents, project design and specifications, and as-built documentation for project closeout; surveying work; construction management; and assisting citizen with questions. Advantages: Employees will be in a better position to continue their daily, non-flood responsibilities. Positions funded to support these positions from DOLA. Disadvantages: Office space for these new positions is limited. Action Recommended: It is recommended to the Board to approve these grant-funded positions. Budget: These positions will be added to the 2016 and 2017 budgets in the appropriate departments/ funds. Funding and expenditures for these positions will appear in the same departments/ funds (Community Development and Public Works). Level of Public Interest Low Sample Motion: I move for the approval of hiring the positions referenced in this memo, along with the extension of one existing position, as funded by Department of Local Affairs. The specifics are outlined in support documents EAIF #7634 and EAIF #9044, and in this memo. Attachments: DOLA supporting documentation for position extension (EIAF#7634) and 3 new positions (EIAF#9044). Governor John W. Hickenlooper | Reeves Brown, Executive Director | Chantal Unfug, Division Director 1313 Sherman Street, Room 521, Denver, CO 80203 P 303.864.7720 TDD/TTY 303.864.7758 www.dola.colorado.gov Strengthening Colorado Communities November 30, 2015 Frank Lancaster, Town Administrator Town of Estes Park P. O. Box 1200 Estes Park, Colorado 80517 RE: EIAF 7634 – Estes Park Staffing Assistance – Flood Recovery, Contract Amendment #2 Dear Mr. Lancaster: Attached is Contract Amendment #2 for the above-referenced Energy Impact Assistance Fund project. If the amendment is satisfactory as written, please print and execute three (3) originals of the amendment, signed and dated by an authorized signator (original signatures only; no photocopies, stamped or e-signatures). Please note that an authorized signator is a County Chief Elected Official, City/Town Mayor, or District Board President. If any other individual should sign this contract, you must provide a letter from the Chief Elected Official documenting the specific individual’s delegated authority to sign. Please be sure that you return three (3) sets of the entire amendment and not just the signature page. An attesting signature and seal is not required. Please send these documents along with the return routing memo (see below) to: Department of Local Affairs ATTENTION: Hannah Cichocki 1313 Sherman Street, Room 521 Denver, CO 80203 If you have any questions, please call Don Sandoval at (970) 679-4501 or me at (303) 864-7731. Sincerely, Beth Lipscomb Internal Services Manager Department of Local Affairs Enclosures Cc: Don Sandoval, DOLA Regional Manager Governor John W. Hickenlooper | Reeves Brown, Executive Director | Chantal Unfug, Division Director 1313 Sherman Street, Room 521, Denver, CO 80203 P 303.864.7720 TDD/TTY 303.864.7758 www.dola.colorado.gov Strengthening Colorado Communities RETURN ROUTING MEMORANDUM TO: Hannah Cichocki THROUGH: Frank Lancaster, Town Administrator, Town of Estes Park FROM: Beth Lipscomb DATE: November 30, 2015 RE: Contract Amendment Approvals FOR FINAL APPROVAL ROUTING (3 COPIES ENCLOSED): RE: EIAF 7634 – Estes Park Staffing Assistance – Flood Recovery CA#2  Contractor’s Federal I.D.# on file with Accounting Form sent to Contractor to complete Don Sandoval, DOLA Regional Manager EIAF 7634 – Estes Park Staffing Assistance – Flood Recovery Page 1 of 6 Effective Date: 1/6/09-Rev 5/4/10 CONTRACT AMENDMENT Amendment #: 2 Encumbrance #: F15S7634 Original Contract CMS #: 73742, 75915 Amendment CMS #: 85744 1) PARTIES This Amendment to the above-referenced Original Contract (hereinafter called the Contract) is entered into by and between the TOWN OF ESTES PARK (hereinafter called “Grantee” or “Contractor”), and the STATE OF COLORADO (hereinafter called the “State”) acting by and through the Colorado Department of Local Affairs (the “Department”) for the benefit of the Division of Local Government (“DLG”). 2) EFFECTIVE DATE AND ENFORCEABILITY This Amendment shall not be effective or enforceable until it is approved and signed by the Colorado State Controller or designee (hereinafter called the “Effective Date”). The State shall not be liable to pay or reimburse Contractor for any performance hereunder including, but not limited to, costs or expenses incurred, or be bound by any provision hereof prior to the Effective Date. 3) FACTUAL RECITALS The Parties entered into the Contract to provide funds to the Town of Estes Park for salary and benefits to hire two staff positions to assist the Town with flood recovery efforts. The Town has indicated the need to extend the term of the environmental planner position for an additional 12 months . Grantee requested additional State grant funds in the amount of $97,758 to cover the additional costs of the Project; this request was approved in November 2015 as a 2nd Supplement to the original grant award. This Amendment modifies the Project Budget to reflect the award of additional supplemental funding needed to extend the environmental planner position to assist the Town with flood recovery efforts, and extends the time of performance as requested. 4) CONSIDERATION-COLORADO SPECIAL PROVISIONS The Parties acknowledge that the mutual promises and covenants contained herein and other good and valuable consideration are sufficient and adequate to support this Amendment. The P arties agree to replacing the Colorado Special Provisions with the most recent version (if such have been updated since the Contract and any modification thereto were effective) as part consideration for this amendment. 5) LIMITS OF EFFECT This Amendment is incorporated by reference into the Contract, and the Contract and all prior amendments thereto, if any, remain in full force and effect except as specifically modified herein. 6) MODIFICATIONS The Contract and all prior amendments thereto, if any, are modified as follows: a. Grant Agreement, Cover Page, Award Amount is modified by deleting the current amount: “Award Amount: $547,900.00” and inserting the following in lieu thereof: “Award Amount: $645,658.00” b. Grant Agreement, Cover Page, Project Information is modified by deleting the Performance Period: End Date: “Performance Period: Start Date: End Date: 12/31/16” EIAF 7634 – Estes Park Staffing Assistance – Flood Recovery Page 2 of 6 Effective Date: 1/6/09-Rev 5/4/10 and inserting the following in lieu thereof: “Performance Period: Start Date: End Date: 12/31/17” c. Grant Agreement, Section 5, Term Subsection A, Initial Term-Work Commencement is modified by deleting the subsection: “Unless otherwise permitted in §2 above, the Parties’ respective performances under this Grant shall commence on the Effective Date. This Grant shall terminate on December 31, 2016 unless sooner terminated or further extended as specified elsewhere herein.” and inserting the following in lieu thereof: “Unless otherwise permitted in §2 above, the Parties’ respective performances under this Grant shall commence on the Effective Date. This Grant shall terminate on December 31, 2017 unless sooner terminated or further extended as specified elsewhere herein.” d. Grant Agreement, Section 7, Payments to Grantee Section 7.A, Maximum Amount is modified by deleting the current language in its entirety: “The maximum amount payable under this Grant to Grantee by the State is $547,900.00 (FIVE HUNDRED FORTY SEVEN THOUSAND NINE HUNDRED and XX/100 DOLLARS), as determined by the State from available funds. Grantee agrees to provide any additional funds required for the successful completion of the Work. Payments to Grantee are limited to the unpaid obligated balance of the Grant as set forth in Exhibit B.” and inserting the following in lieu thereof: “The maximum amount payable under this Grant to Grantee by the State is $645,658.00 (SIX HUNDRED FORTY FIVE THOUSAND SIX HUNDRED FIFTY EIGHT and XX/100 DOLLARS), as determined by the State from available funds. Grantee agrees to provide any additional funds required for the successful completion of the Work. Payments to Grantee are limited to the unpaid obligated balance of the Grant as set forth in Exhibit B.” e. Exhibit B, Section 2, Description of the Project (s) and Work Subsection 2.2, Work Description is modified by deleting the current subsection in its entirety: “The Town of Estes Park (Grantee) will hire three short-term staff positions to assist the Town with flood recovery efforts. The positions include: 1) a full-time project manager who will provide management of flood recovery projects; 2) a full-time environmental planner who will provide planning assistance in the flood recovery efforts of the Town; and 3) a full-time grant accountant who will assist with the accounting processes needed for flood recovery efforts of the Town. All three positions will be funded for 24 months.” and inserting the following in lieu thereof: “The Town of Estes Park (Grantee) will hire three short-term staff positions to assist the Town with flood recovery efforts. The positions include: 1) a full-time project manager who will provide management of flood recovery projects; 2) a full-time environmental planner who will provide planning assistance in the flood recovery efforts of the Town; and 3) a full-time grant accountant who will assist with the accounting processes needed for flood recovery efforts of the Town. The project manager and grant accountant positions will be funded for 24 months; the environmental planner position will be funded for 36 months.” EIAF 7634 – Estes Park Staffing Assistance – Flood Recovery Page 3 of 6 Effective Date: 1/6/09-Rev 5/4/10 f. Exhibit B, Section 6, Funding Subsection 6.2, Budget is modified by deleting the current subsection in its entirety: “Budget Line Item(s) Total Cost Grant Funds Matching Funds Matching Funds Source Personnel Services Costs $547,900 $547,900 $0 No Match Total $547,900 $547,900 $0” and inserting the following in lieu thereof: “Budget Line Item(s) Total Cost Grant Funds Matching Funds Matching Funds Source Personnel Services Costs $645,658 $645,658 $0 No Match Total $645,658 $645,658 $0” g. Exhibit B, Section 7, Payment Subsection 7.1, Payment Schedule is modified by deleting the Payment Schedule Table: “Payment Amount Interim Payment(s) $520,505 Paid upon receipt of actual expense documentation and written Pay Requests from the Grantee for reimbursement of eligible approved expenses. Final Payment $27,395 Paid upon Substantial Completion of the Project (as determined by the State in its sole discretion), provided that the Grantee has submitted, and DOLA has accepted, all required reports. Total $547,900” and inserting the following in lieu thereof: “Payment Amount Interim Payment(s) $613,376 Paid upon receipt of actual expense documentation and written Pay Requests from the Grantee for reimbursement of eligible approved expenses. Final Payment $32,282 Paid upon Substantial Completion of the Project (as determined by the State in its sole discretion), provided that the Grantee has submitted, and DOLA has accepted, all required reports. Total $645,658” h. Exhibit E, Project Performance Plan is modified by deleting the Fourth Milestone: “Project Completion. December 31, 2016 Review past quarterly reports, conduct on-site monitoring, and review final report. ACHIEVED: MM/DD/20YY” and inserting the following in lieu thereof: “Project Completion. December 31, 2017 Review past quarterly reports, conduct on-site monitoring, and review final report. ACHIEVED: MM/DD/20YY” EIAF 7634 – Estes Park Staffing Assistance – Flood Recovery Page 4 of 6 Effective Date: 1/6/09-Rev 5/4/10 i. Exhibit E, Project Performance Plan is modified by deleting the Fifth Milestone: “Submit quarterly progress reports, which includes: Project Performance Plan accomplishments and a Financial Summary Report for: 4th Quarter 2014 1st Quarter 2015 2nd Quarter 2015 3rd Quarter 2015 4th Quarter 2015 1st Quarter 2016 2nd Quarter 2016 3rd Quarter 2016 4th Quarter 2016 Progress shall be evaluated by the Grantee and documented and included at least upon submittal of Quarterly Progress Reports. Such evaluation shall include the results of question and answer sessions with the contractor to confirm the following conditions have been met: Personnel Services Costs: -are all position(s) funded by this Grant filled (fully staffed)? -were vacant positions filled according to established HR policies and procedures? -are/is the pay rate(s) comparable to market? -are/is the employee(s) in these Grant-funded positions performing satisfactorily or better? -are/is the performance documented? (30 calendar days after each quarter): January 30, 2015 April 30, 2015 July 30, 2015 October 30, 2015 January 30, 2016 April 30, 2016 July 30, 2016 October 30, 2016 January 30, 2017 Review documents and provide follow up technical assistance as necessary. If needed, respond to a request for training within 10 days. ACHIEVED: MM/DD/20YY ACHIEVED: MM/DD/20YY ACHIEVED: MM/DD/20YY ACHIEVED: MM/DD/20YY” and inserting the following in lieu thereof: “Submit quarterly progress reports, which includes: Project Performance Plan accomplishments and a Financial Summary Report for: 4th Quarter 2014 1st Quarter 2015 2nd Quarter 2015 3rd Quarter 2015 4th Quarter 2015 1st Quarter 2016 2nd Quarter 2016 3rd Quarter 2016 4th Quarter 2016 1st Quarter 2017 2nd Quarter 2017 3rd Quarter 2017 4th Quarter 2017 Progress shall be evaluated by the Grantee and documented and included at least upon submittal of Quarterly Progress Reports. Such evaluation shall include the results of question and answer sessions with the contractor to confirm the following conditions have been met: Personnel Services Costs: -are all position(s) funded by this Grant filled (fully staffed)? -were vacant positions filled according to established HR policies and procedures? -are/is the pay rate(s) comparable to market? -are/is the employee(s) in these Grant-funded positions performing satisfactorily or better? -are/is the performance documented? (30 calendar days after each quarter): January 30, 2015 April 30, 2015 July 30, 2015 October 30, 2015 January 30, 2016 April 30, 2016 July 30, 2016 October 30, 2016 January 30, 2017 April 30, 2017 July 30, 2017 October 30, 2017 January 30, 2018 Review documents and provide follow up technical assistance as necessary. If needed, respond to a request for training within 10 days. ACHIEVED: MM/DD/20YY ACHIEVED: MM/DD/20YY ACHIEVED: MM/DD/20YY ACHIEVED: MM/DD/20YY” EIAF 7634 – Estes Park Staffing Assistance – Flood Recovery Page 5 of 6 Effective Date: 1/6/09-Rev 5/4/10 j. Exhibit E, Project Performance Plan is modified by deleting the Sixth Milestone: “Submit, at a minimum quarterly basis, pay requests and supporting documentation of expenses. January 30, 2015 April 30, 2015 July 30, 2015 October 30, 2015 January 30, 2016 April 30, 2016 July 30, 2016 October 30, 2016 January 30, 2017 Review backup documentation and proof of payment prior to approving pay request. Reimbursement should not exceed pro rata share. ACHIEVED: MM/DD/20YY” and inserting the following in lieu thereof: “Submit, at a minimum quarterly basis, pay requests and supporting documentation of expenses. January 30, 2015 April 30, 2015 July 30, 2015 October 30, 2015 January 30, 2016 April 30, 2016 July 30, 2016 October 30, 2016 January 30, 2017 April 30, 2017 July 30, 2017 October 30, 2017 January 30, 2018 Review backup documentation and proof of payment prior to approving pay request. Reimbursement should not exceed pro rata share. ACHIEVED: MM/DD/20YY” k. Exhibit E, Project Performance Plan is modified by deleting the Seventh Milestone: “Submit the Project Final Report to DLG within 90 days after the Project Completion or expiration of Grant Agreement. March 31, 2017 Provide forms to Grantee within 30 days of completion of work or end of the Grant Agreement. Process the Final Report and deobligate any remaining grant funds within 30 days of receiving a complete Final report. ACHIEVED: MM/DD/20YY” and inserting the following in lieu thereof: “Submit the Project Final Report to DLG within 90 days after the Project Completion or expiration of Grant Agreement. March 31, 2018 Provide forms to Grantee within 30 days of completion of work or end of the Grant Agreement. Process the Final Report and deobligate any remaining grant funds within 30 days of receiving a complete Final report. ACHIEVED: MM/DD/20YY” 7) START DATE This Amendment shall take effect on the later of its Effective Date or December 15, 2015. 8) ORDER OF PRECEDENCE Except for the Special Provisions, in the event of any conflict, inconsistency, variance, or contradiction between the provisions of this Amendment and any of the provisions of the Contract, the provisions of this Amendment shall in all respects supersede, govern, and control. The most recent version of the Special Provisions incorporated into the Contract or any amendment shall always control other provisions in the Contract or any amendments. 9) AVAILABLE FUNDS Financial obligations of the state payable after the current fiscal year are contingent upon funds for that purpose being appropriated, budgeted, or otherwise made available. EIAF 7634 – Estes Park Staffing Assistance – Flood Recovery Page 6 of 6 Effective Date: 1/6/09-Rev 5/4/10 THE PARTIES HERETO HAVE EXECUTED THIS AMENDMENT * Persons signing for Contractor hereby swear and affirm that they are authorized to act on Con tractor’s behalf and acknowledge that the State is relying on their representations to that effect. CONTRACTOR TOWN OF ESTES PARK By:__________________________________________ *Signature Name:_______________________________________ Printed Title:_________________________________________ Printed . Date STATE OF COLORADO John W. Hickenlooper, GOVERNOR Department of Local Affairs By:_______________________________________________ Irv Halter, Executive Director _____________ Date _____________________________________________ PRE-APPROVED FORM CONTRACT REVIEWER By:_______________________________________________ Bret Hillberry, State Grants Program Manager ___________ Date ALL CONTRACTS REQUIRE APPROVAL BY THE STATE CONTROLLER CRS §24-30-202 requires the State Controller to approve all State Contracts. This Contract is not valid until signed and dated below by the State Controller or delegate. Contractor is not authorized to begin performance until such time. If Contractor begins performing prior thereto, the State of Colorado is not obligated to pay Contractor for such performance or for any goods and/or services provided hereunder . STATE CONTROLLER Robert Jaros, CPA By:___________________________________________ Janet Miks, CPA, Controller Delegate Date: __________________ Governor John W. Hickenlooper | Irv Halter, Executive Director | Chantal Unfug, Division Director 1313 Sherman Street, Room 521, Denver, CO 80203 P 303.864.7720 TDD/TTY 303.864.7758 www.dola.colorado.gov Strengthening Colorado Communities December 14, 2015 Mayor William C. Pinkham Town of Estes Park P.O. Box 1200 Estes Park, CO 80517 RE: EIAF #9044 – Estes Park Project Staff – Flood Recovery Dear Mayor Pinkham: Attached is the grant contract packet for the above-referenced Energy Impact Assistance Fund project. If the contract is satisfactory as written, please print and execute three (3) originals of the contract, signed and dated by an authorized signator (original signatures only; no photocopies, stamped or e-signatures). Please note that an authorized signator is a County Chief Elected Official, City/Town Mayor, or District Board President. If any other individual should sign this contract, you must provide a letter from the Chief Elected Official documenting the specific individual’s delegated authority to sign. The following five (5) documents comprise the complete contract packet. Please note which documents are required to be returned to the State for final execution. 1. Grant Agreement (return 3, each must have original signature by Authorized Official – no photocopies) 2. Exhibit A – Applicable Laws (return 1) 3. Exhibit B – Scope of Project (return 1) 4. Exhibit E – Project Performance Plan (return 1) 5. Exhibit G – Form of Option Letter (return 1) Please send these documents along with the return routing memo (see below) to: Department of Local Affairs ATTENTION: Hannah Cichocki 1313 Sherman Street, Room 521 Denver, CO 80203 If you have any questions, please call Don Sandoval (970) 679-4501 or me at (303) 864-7731. Sincerely, Beth Lipscomb Internal Services Manager Department of Local Affairs Enclosures Governor John W. Hickenlooper | Irv Halter, Executive Director | Chantal Unfug, Division Director 1313 Sherman Street, Room 521, Denver, CO 80203 P 303.864.7720 TDD/TTY 303.864.7758 www.dola.colorado.gov Strengthening Colorado Communities RETURN ROUTING MEMORANDUM TO: Hannah Cichocki THROUGH: Frank Lancaster, Town Administrator FROM: Beth Lipscomb DATE: December 14, 2015 RE: Contract Approvals FOR FINAL APPROVAL ROUTING (3 COPIES ENCLOSED): RE: EIAF #9044 – Estes Park Project Staff – Flood Recovery  Contractor’s Federal I.D.# on file with Accounting Form sent to Contractor to complete Don Sandoval, DOLA Regional Manager EIAF #9044 – Estes Park Project Staff – Flood Recovery Summary Award Amount: $442,377.00 Identification #s: Encumbrance #: F16S9044 (DOLA’s primary identification #) Contract Management System #: 85953 (State of Colorado’s tracking #) Project Information: Project/Award Number: EIAF 9044 Project Name: Estes Park Project Staff – Flood Recovery Performance Period: Start Date: End Date: 2/28/2018 Brief Description of Project / Assistance: The project is to provide funds to the Town of Estes Park for salary and benefits to hire three staff positions to assist the Town with flood recovery efforts. Program & Funding Information: Program Name Energy & Mineral Impact Assistance Fund Funding source: State Funds Catalog of Federal Domestic Assistance (CFDA) Number (if federal funds): N/A Funding Account Codes: GRANT AGREEMENT Between STATE OF COLORADO DEPARTMENT OF LOCAL AFFAIRS And TOWN OF ESTES PARK EIAF #9044 – Estes Park Project Staff – Flood Recovery Page 2 of 21 TABLE OF CONTENTS 1. PARTIES .............................................................................................................................................................................. 2 2. EFFECTIVE DATE AND NOTICE OF NONLIABILITY. ................................................................................................ 2 3. RECITALS ........................................................................................................................................................................... 3 4. DEFINITIONS ..................................................................................................................................................................... 3 5. TERM ................................................................................................................................................................................... 4 6. STATEMENT OF WORK ................................................................................................................................................... 5 7. PAYMENTS TO GRANTEE............................................................................................................................................... 5 8. REPORTING - NOTIFICATION ........................................................................................................................................ 6 9. GRANTEE RECORDS ........................................................................................................................................................ 7 10. CONFIDENTIAL INFORMATION-STATE RECORDS ................................................................................................. 7 11. CONFLICTS OF INTEREST ............................................................................................................................................ 8 12. REPRESENTATIONS AND WARRANTIES .................................................................................................................. 8 13. INSURANCE ..................................................................................................................................................................... 9 14. BREACH .......................................................................................................................................................................... 11 15. REMEDIES ...................................................................................................................................................................... 12 16. NOTICES and REPRESENTATIVES ............................................................................................................................. 14 17. RIGHTS IN DATA, DOCUMENTS, AND COMPUTER SOFTWARE ........................................................................ 14 18. GOVERNMENTAL IMMUNITY ................................................................................................................................... 15 19. STATEWIDE CONTRACT MANAGEMENT SYSTEM .............................................................................................. 15 20. RESTRICTION ON PUBLIC BENEFITS ....................................................................................................................... 15 21. GENERAL PROVISIONS ............................................................................................................................................... 16 22. COLORADO SPECIAL PROVISIONS .......................................................................................................................... 19 SIGNATURE PAGE .............................................................................................................................................................. 21 EXHIBIT A – APPLICABLE LAWS EXHIBIT B – SCOPE OF PROJECT EXHIBIT C – RESERVED. EXHIBIT D – RESERVED. EXHIBIT E – PROJECT PERFORMANCE PLAN EXHIBIT F – RESERVED. EXHIBIT G – FORM OF OPTION LETTER FORM 1 – RESERVED. 1. PARTIES This Agreement (hereinafter called “Grant”) is entered into by and between the TOWN OF ESTES PARK (hereinafter called “Grantee”), and the STATE OF COLORADO acting by and through the Department of Local Affairs for the benefit of the Division of Local Government (hereinafter called the “State” or “DOLA”). 2. EFFECTIVE DATE AND NOTICE OF NONLIABILITY. This Grant shall not be effective or enforceable until it is approved and signed by the Colorado State Controller or designee (hereinafter called the “Effective Date”). The State shall not be liable to pay or reimburse Grantee for any performance hereunder, including, but not limited to costs or expenses incurred, or be bound by any provision hereof prior to (see checked option(s) below): A. The Effective Date. B. The Effective Date; provided, however, that all Project costs, if specifically authorized by the federal funding authority, incurred on or after March 1, 20XX, may be submitted for reimbursement as if incurred after the Effective Date. C. insert date for authorized Pre-agreement Costs (as such term is defined in §4) , if specifically authorized by the funding authority . Such costs may be submitted for reimbursement as if incurred after the Effective Date. EIAF #9044 – Estes Park Project Staff – Flood Recovery Page 3 of 21 3. RECITALS A. Authority, Appropriation, and Approval Authority to enter into this Grant exists in C.R.S. 24-32-106 and 29-3.5-101 and funds have been budgeted, appropriated and otherwise made available pursuant to C.R.S. 39-29-110 (Local Government Severance Tax Fund) and a sufficient unencumbered balance thereof remains available for payment. Required approvals, clearance and coordination have been accomplished from and with appropriate agencies. B. Consideration The Parties acknowledge that the mutual promises and covenants contained herein and other good and valuable consideration are sufficient and adequate to support this Grant. C. Purpose The purpose of this Grant is described in Exhibit B. D. References All references in this Grant to sections (whether spelled out or using the § symbol), subsections, exhibits or other attachments, are references to sections, subsections, exhibits or other attachments contained herein or incorporated as a part hereof, unless otherwise noted. 4. DEFINITIONS The following terms as used herein shall be construed and interpreted as follows: A. Budget “Budget” means the budget for the Project and/or Work described in Exhibit B. B. Closeout Certification “Closeout Certification” means the Grantee’s certification of completion of Work submitted on a form provided by the State. C. Evaluation “Evaluation” means the process of examining Grantee’s Work and rating it based on criteria established in §6 and Exhibit B. D. Exhibits and other Attachments The following are attached hereto and incorporated by reference herein: i. Exhibit A (Applicable Laws) ii. Exhibit B (Scope of Project) iii. Exhibit E (Project Performance Plan) iv. Exhibit G (Form of Option Letter) E. Goods “Goods” means tangible material acquired, produced, or delivered by Grantee either separately or in conjunction with the Services Grantee renders hereunder. F. Grant “Grant” means this agreement, its terms and conditions, attached exhibits, documents incorporated by reference pursuant to the terms of this Grant, and any future modifying agreements, exhibits, attachments or references incorporated herein pursuant to Colorado State law, Fiscal Rules, and State Controller Policies. G. Grant Funds “Grant Funds” means available funds payable by the State to Grantee pursuant to this Grant. H. Party or Parties “Party” means the State or Grantee and “Parties” means both the State and Grantee. I. Pay Request(s) “Pay Request(s)” means the Grantee’s reimbursement request(s) submitted on form(s) provided by the State. J. Pre-agreement costs “Pre-agreement costs,” when applicable, means the costs incurred on or after the date as specified in §2 above, and prior to the Effective Date of this Grant. Such costs shall have been detailed in Grantee’s grant application and specifically authorized by the State and incorporated herein pursuant to Exhibit B. EIAF #9044 – Estes Park Project Staff – Flood Recovery Page 4 of 21 K. Project “Project” means the overall project described in Exhibit B, which includes the Work. L. Project Closeout “Project Closeout” means the submission by the Grantee to the State of an actual final Pay Request, a final Status Report and a Closeout Certification. M. Program “Program” means the grant program specified on the first page of this Grant that provides the funding for this Grant. N. Review “Review” means examining Grantee’s Work to ensure that it is adequate, accurate, correct and in accordance with the criteria established in §6 and Exhibit B. O. Services “Services” means the required services to be performed by Grantee pursuant to this Grant. P. Status Report(s) “Status Report(s)” means the Grantee’s status report(s) on the Work/Project submitted on form(s) provided by the State. Q. Subcontractor “Subcontractor” means third-parties, if any, engaged by Grantee to carry out specific vendor related services. R. Subgrantee “Subgrantee” means third-parties, if any, engaged by Grantee to aid in performance of its obligations. Subgrantee is bound by the same overall programmatic and grant requirements as Grantee. S. Subject Property “Subject Property” means the real property, if any, for which Grant Funds are used to acquire, construct, or rehabilitate. T. Substantial Progress in the Work “Substantial Progress in the Work” means Grantee meets all deliverables and performance measures within the time frames specified in Exhibit E. U. Work “Work” means the tasks and activities Grantee is required to perform to fulfill its obligations under this Grant and Exhibit B, including the performance of the Services and delivery of the Goods. V. Work Product “Work Product” means the tangible or intangible results of Grantee’s Work, including, but not limited to, software, research, reports, studies, data, photographs, negatives or other finished or unfinished documents, drawings, models, surveys, maps, materials, or work product of any type, including drafts. 5. TERM A. Initial Term-Work Commencement Unless otherwise permitted in §2 above, the Parties’ respective performances under this Grant shall commence on the Effective Date. This Grant shall terminate on February 28, 2018 unless sooner terminated or further extended as specified elsewhere herein. B. Two Month Extension The State, at its sole discretion upon written notice to Grantee as provided in §16, may unilaterally extend the term of this Grant for a period not to exceed two months if the Parties are negotiating a replacement Grant (and not merely seeking a term extension) at or near the end of any initial term or any extension thereof. The provisions of this Grant in effect when such notice is given, including, but not limited to prices, rates, and delivery requirements, shall remain in effect during the two month extension. The two- month extension shall immediately terminate when and if a replacement Grant is approved and signed by the Colorado State Controller. EIAF #9044 – Estes Park Project Staff – Flood Recovery Page 5 of 21 6. STATEMENT OF WORK A. Completion Grantee shall complete the Work and its other obligations as described herein and in Exhibit B. Except as specified in §2 above, the State shall not be liable to compensate Grantee for any Work performed prior to the Effective Date or after the termination of this Grant. B. Goods and Services Grantee shall procure Goods and Services necessary to complete the Work. Such procurement shall be accomplished using the Grant Funds and shall not increase the maximum amount payable hereunder by the State. C. Employees All persons employed by Grantee or Subgrantees shall be considered Grantee’s or Subgrantees’ employee(s) for all purposes hereunder and shall not be employees of the State for any purpose as a result of this Grant. 7. PAYMENTS TO GRANTEE The State shall, in accordance with the provisions of this §7, pay Grantee in the following amounts and using the methods set forth below: A. Maximum Amount The maximum amount payable under this Grant to Grantee by the State is $442,377.00 (FOUR HUNDRED FORTY-TWO THOUSAND, THREE HUNDRED SEVENTY-SEVEN and XX/100 DOLLARS), as determined by the State from available funds. Grantee agrees to provide any additional funds required for the successful completion of the Work. Payments to Grantee are limited to the unpaid obligated balance of the Grant as set forth in Exhibit B. B. Payment i. Advance, Interim and Final Payments Any payment allowed under this Grant or in Exhibit B shall comply with State Fiscal Rules and be made in accordance with the provisions of this Grant or such Exhibit. Grantee shall initiate any payment requests by submitting invoices to the State in the form and manner set forth and approved by the State. ii. Interest The State shall not pay interest on Grantee invoices. The State shall fully pay each invoice within 45 days of receipt thereof if the amount invoiced represents performance by Grantee previously accepted by the State. iii. Available Funds-Contingency-Termination The State is prohibited by law from making fiscal commitments beyond the term of the State’s current fiscal year. Therefore, Grantee’s compensation is contingent upon the continuing availability of State appropriations as provided in the Colorado Special Provisions, set forth below. If federal funds are used with this Grant in whole or in part, the State’s performance hereunder is contingent upon the continuing availability of such funds. Payments pursuant to this Grant shall be made only from available funds encumbered for this Grant and the State’s liability for such payments shall be limited to the amount remaining of such encumbered funds. If State or federal funds are not fully appropriated, or otherwise become unavailable for this Grant, the State may immediately terminate this Grant in whole or in part to the extent of funding reduction without further liability in accordance with the provisions herein. iv. Erroneous Payments At the State’s sole discretion, payments made to Grantee in error for any reason, including, but not limited to overpayments or improper payments, and unexpended or excess funds received by Grantee, may be recovered from Grantee by deduction from subsequent payments under this Grant or other grants or agreements between the State and Grantee or by other appropriate methods and collected as a debt due to the State. Such funds shall not be paid to any person or entity other than the State. C. Use of Funds Grant Funds shall be used only for eligible costs identified herein and/or in Exhibit B. EIAF #9044 – Estes Park Project Staff – Flood Recovery Page 6 of 21 i. Budget Line Item Adjustments. Modifications to uses of such Grant Funds shall be made in accordance with §4.4 of Exhibit B. For line item adjustments over 10% but less than 24.99% (a “Minor Line Item Adjustment”) which are approved, the State shall provide written notice to Grantee in a form substantially equivalent to Exhibit G (each an “Option Letter”). If exercised, the provisions of the Option Letter shall become part of and be incorporated into this Grant. ii. Overall Budget Adjustments. Modifications to the overall Budget shall be made in accordance with §4.5 of Exhibit B. For overall Budget adjustments less than 24.99% (a “Minor Budget Adjustment”) which are approved, the State shall provide written notice to Grantee in an Option Letter. If exercised, the provisions of the Option Letter shall become part of and be incorporated into this Grant. iii. Setting Final Initial Budget. All requests by the Grantee to align the initial overall Budget with current market conditions shall be made in accordance with §4.5.1.1 of Exhibit B. If such True-up Budget Proposal (as such term is defined in §4.5.1.1 of Exhibit B) is approved, the State shall provide written notice to Grantee in an Option Letter. If exercised, the provisions of the Option Letter shall become part of and be incorporated into this Grant. D. Matching/Leveraged Funds Grantee shall provide matching and/or leveraged funds in accordance with Exhibit B. 8. REPORTING - NOTIFICATION Reports, Evaluations, and Reviews required under this §8 shall be in accordance with the procedures of and in such form as prescribed by the State and in accordance with §19, if applicable. A. Performance, Progress, Personnel, and Funds State shall submit a report to the Grantee upon expiration or sooner termination of this Grant, containing an Evaluation and Review of Grantee’s performance and the final status of Grantee's obligations hereunder. In addition, Grantee shall comply with all reporting requirements, if any, set forth in Exhibit B. B. Litigation Reporting Within 10 days after being served with any pleading in a legal action filed with a court or administrative agency, related to this Grant or which may affect Grantee’s ability to perform its obligations hereunder, Grantee shall notify the State of such action and deliver copies of such pleadings to the State’s principal representative as identified herein. If the State’s principal representative is not then serving, such notice and copies shall be delivered to the Executive Director of DOLA. C. Performance Outside the State of Colorado and/or the United States [Not applicable if Grant Funds include any federal funds] Following the Effective Date, Grantee shall provide written notice to the State, in accordance with §16 (Notices and Representatives), within 20 days of the earlier to occur of Grantee’s decision to perform, or its execution of an agreement with a Subgrantee to perform, Services outside the State of Colorado and/or the United States. Such notice shall specify the type of Services to be performed outside the State of Colorado and/or the United States and the reason why it is necessary or advantageous to perform such Services at such location or locations. All notices received by the State pursuant to this §8.C shall be posted on the Colorado Department of Personnel & Administration’s website. Knowing failure by Grantee to provide notice to the State under this §8.C shall constitute a material breach of this Grant. D. Noncompliance Grantee’s failure to provide reports and notify the State in a timely manner in accordance with this §8 may result in the delay of payment of funds and/or termination as provided under this Grant. E. Subgrants/Subcontracts Copies of any and all subgrants and subcontracts entered into by Grantee to perform its obligations hereunder shall be submitted to the State or its principal representative upon request by the State. Any and all subgrants and subcontracts entered into by Grantee related to its performance hereunder shall comply with all applicable federal and state laws and shall provide that such subgrants be governed by the laws of the State of Colorado. EIAF #9044 – Estes Park Project Staff – Flood Recovery Page 7 of 21 9. GRANTEE RECORDS Grantee shall make, keep, maintain and allow inspection and monitoring of the following records: A. Maintenance Grantee shall make, keep, maintain, and allow inspection and monitoring by the State of a complete file of all records, documents, communications, notes and other written materials, electronic media files, and communications, pertaining in any manner to the Work or the delivery of Services (including, but not limited to the operation of programs) or Goods hereunder. Grantee shall maintain such records (the “Record Retention Period”) until the last to occur of the following: (i) a period of five years after the date this Grant is completed or terminated, or final payment is made hereunder, whichever is later, or (ii) for such further period as may be necessary to resolve any pending matters, or (iii) if an audit is occurring, or Grantee has received notice that an audit is pending, then until such audit has been completed and its findings have been resolved. B. Inspection Grantee shall permit the State, the federal government (if Grant Funds include federal funds) and any other duly authorized agent of a governmental agency to audit, inspect, examine, excerpt, copy and/or transcribe Grantee's records related to this Grant during the Record Retention Period for a period of five years following termination of this Grant or final payment hereunder, whichever is later, to assure compliance with the terms hereof or to evaluate Grantee's performance hereunder. The State reserves the right to inspect the Work at all reasonable times and places during the term of this Grant, including any extension. If the Work fails to conform to the requirements of this Grant, the State may require Grantee promptly to bring the Work into conformity with Grant requirements, at Grantee’s sole expense. If the Work cannot be brought into conformance by re-performance or other corrective measures, the State may require Grantee to take necessary action to ensure that future performance conforms to Grant requirements and exercise the remedies available under this Grant, at law or in equity in lieu of or in conjunction with such corrective measures. C. Monitoring Grantee shall permit the State, the federal government (if Grant Funds include federal funds), and other governmental agencies having jurisdiction, in their sole discretion, to monitor all activities conducted by Grantee pursuant to the terms of this Grant using any reasonable procedure, including, but not limited to: internal evaluation procedures, examination of program data, special analyses, on-site checking, formal audit examinations, or any other procedures. All monitoring controlled by the State shall be performed in a manner that shall not unduly interfere with Grantee’s performance hereunder. D. Final Audit Report Grantee shall provide a copy of its audit report(s) to DOLA as specified in Exhibit B. 10. CONFIDENTIAL INFORMATION-STATE RECORDS Grantee shall comply with the provisions of this §10 if it becomes privy to confidential information in connection with its performance hereunder. Confidential information, includes, but is not necessarily limited to, state records, personnel records, and information concerning individuals. A. Confidentiality Grantee shall keep all State records and information confidential at all times and comply with all laws and regulations concerning confidentiality of information. Any request or demand by a third party for State records and information in the possession of Grantee shall be immediately forwarded to the State’s principal representative. B. Notification Grantee shall notify its agent, employees, Subgrantees, and assigns who may come into contact with State records and confidential information that each is subject to the confidentiality requirements set forth herein, and shall provide each with a written explanation of such requirements before they are permitted to access such records and information. EIAF #9044 – Estes Park Project Staff – Flood Recovery Page 8 of 21 C. Use, Security, and Retention Confidential information of any kind shall not be distributed or sold to any third party or used by Grantee or its agents in any way, except as authorized by this Grant or approved in writing by the State. Grantee shall provide and maintain a secure environment that ensures confidentiality of all State records and other confidential information wherever located. Confidential information shall not be retained in any files or otherwise by Grantee or its agents, except as permitted in this Grant or approved in writing by the State. D. Disclosure-Liability Disclosure of State records or other confidential information by Grantee for any reason may be cause for legal action by third parties against Grantee, the State or their respective agents. Grantee shall, to the extent permitted by law, indemnify, save, and hold harmless the State, its employees and agents, against any and all claims, damages, liability and court awards including costs, expenses, and attorney fees and related costs, incurred as a result of any act or omission by Grantee, or its employees, agents, Subgrantees, or assignees pursuant to this §10. 11. CONFLICTS OF INTEREST Grantee shall not engage in any business or personal activities or practices or maintain any relationships which conflict in any way with the full performance of Grantee’s obligations hereunder. Grantee acknowledges that with respect to this Grant, even the appearance of a conflict of interest is harmful to the State’s interests. Absent the State’s prior written approval, Grantee shall refrain from any practices, activities or relationships that reasonably appear to be in conflict with the full performance of Grantee’s obligations to the State hereunder. If a conflict or appearance exists, or if Grantee is uncertain whether a conflict or the appearance of a conflict of interest exists, Grantee shall submit to the State a disclosure statement setting forth the relevant details for the State’s consideration. Failure to promptly submit a disclosure statement or to follow the St ate’s direction in regard to the apparent conflict constitutes a breach of this Grant. 12. REPRESENTATIONS AND WARRANTIES Grantee makes the following specific representations and warranties, each of which was relied on by the State in entering into this Grant. A. Standard and Manner of Performance Grantee shall perform its obligations hereunder in accordance with the highest standards of care, skill and diligence in the industry, trades or profession and in the sequence and manner set forth in this Grant. B. Legal Authority – Grantee and Grantee’s Signatory Grantee warrants that it possesses the legal authority to enter into this Grant and that it has taken all actions required by its procedures, by-laws, and/or applicable laws to exercise that authority, and to lawfully authorize its undersigned signatory to execute this Grant, or any part thereof, and to bind Grantee to its terms. If requested by the State, Grantee shall provide the State with proof of Grantee’s authority to enter into this Grant within 15 days of receiving such request. C. Licenses, Permits, Etc. Grantee represents and warrants that as of the Effective Date it has, and that at all times during the term hereof it shall have, at its sole expense, all licenses, certifications, approvals, insurance, permits, and other authorization required by law to perform its obligations hereunder. Grantee warrants that it shall maintain all necessary licenses, certifications, approvals, insurance, permits, and other authorizations required to properly perform this Grant, without reimbursement by the State or other adjustment in Grant Funds. Additionally, all employees and agents of Grantee performing Services under this Grant shall hold all required licenses or certifications, if any, to perform their responsibilities. Grantee, if a foreign corporation or other foreign entity transacting business in the State of Colorado, further warrants that it currently has obtained and shall maintain any applicable certificate of authority to transact business in the State of Colorado and has designated a registered agent in Colorado to accept service of process. Any revocation, withdrawal or non-renewal of licenses, certifications, approvals, insurance, permits or any such similar requirements necessary for Grantee to properly perform the terms of this Grant shall be deemed to be a material breach by Grantee and constitute grounds for termination of this Grant. EIAF #9044 – Estes Park Project Staff – Flood Recovery Page 9 of 21 13. INSURANCE Grantee and its Subgrantees shall obtain and maintain insurance as specified in this section at all times during the term of this Grant: All policies evidencing the insurance coverage required hereunder shall be issued by insurance companies satisfactory to Grantee and the State. A. Grantee i. Public Entities If Grantee is a "public entity" within the meaning of the Colorado Governmental Immunity Act, CRS §24-10-101, et seq., as amended (the “GIA”), then Grantee shall maintain at all times during the term of this Grant such liability insurance, by commercial policy or self-insurance, as is necessary to meet its liabilities under the GIA. Grantee shall show proof of such insurance satisfactory to the State, if requested by the State. Grantee shall require each subgrant with Subgrantees that are public entities, providing Goods or Services hereunder, to include the insurance requirements necessary to meet Subgrantee’s liabilities under the GIA. ii. Non-Public Entities If Grantee is not a "public entity" within the meaning of the GIA, Grantee shall obtain and maintain during the term of this Grant insurance coverage and policies meeting the same requirements set forth in §13(B) with respect to Subgrantees that are not "public entities". B. Grantees, Subgrantees and Subcontractors Grantee shall require each subgrant with Subgrantees and each contract with Subcontractors, other than those that are public entities, providing Goods or Services in connection with this Grant, to include insurance requirements substantially similar to the following: i. Workers’ Compensation Workers’ Compensation Insurance as required by State statute, and Employer’s Liability Insurance covering all of Grantee, Subgrantee and Subcontractor employees acting within the course and scope of their employment. ii. General Liability Commercial General Liability Insurance written on ISO occurrence form CG 00 01 10/93 or equivalent, covering premises operations, fire damage, independent contractors, products and completed operations, blanket contractual liability, personal injury, and advertising liability with minimum limits as follows: (a) $1,000,000 each occurrence; (b) $1,000,000 general aggregate; (c) $1,000,000 products and completed operations aggregate; and (d) $50,000 any one fire. iii. Automobile Liability Automobile Liability Insurance covering any auto (including owned, hired and non-owned autos) with a minimum limit of $1,000,000 each accident combined single limit. iv. Malpractice/Professional Liability Insurance This section shall | shall not apply to this Grant. Grantee, Subgrantees and Subcontractors shall maintain in full force and effect a Professional Liability Insurance Policy in the minimum amount of $1,000,000 per occurrence and $3,000,000 in the aggregate, written on an occurrence form, that provides coverage for its work undertaken pursuant to this Grant. If a policy written on an occurrence form is not commercially available, the claims-made policy shall remain in effect for the duration of this Grant and for at least two years beyond the completion and acceptance of the work under this Grant, or, alternatively, a two year extended reporting period must be purchased. The Grantee, Subgrantee or Subcontractor shall be responsible for all claims, damages, losses or expenses, including attorney's fees, arising out of or resulting from such party’s performance of professional services under this Grant, a subcontract or subgrant. v. Umbrella Liability Insurance For construction projects exceeding $10,000,000, Grantee, Subgrantees and Subcontractors shall maintain umbrella/excess liability insurance on an occurrence basis in excess of the underlying insurance described in §13B(i)-(iv) above. Coverage shall follow the terms of the underlying insurance, included the additional insured and waiver of subrogation provisions. The amounts of insurance required in subsections above may be satisfied by the Grantee, Subgrantee and EIAF #9044 – Estes Park Project Staff – Flood Recovery Page 10 of 21 Subcontractor purchasing coverage for the limits specified or by any combination of underlying and umbrella limits, so long as the total amount of insurance is not less than the limits specified in each section previously mentioned. The insurance shall have a minimum amount of $5,000,000 per occurrence and $5,000,000 in the aggregate. vi. Property Insurance This subsection shall apply if Grant Funds are provided for the acquisition, construction, or rehabilitation of real property. Insurance on the buildings and other improvements now existing or hereafter erected on the premises and on the fixtures and personal property included in the Subject Property against loss by fire, other hazards covered by the so called “all risk” form of policy and such other perils as State shall from time to time require with respect to properties of the nature and in the geographical area of the Subject Property, and to be in an amount at least equal to the replacement cost value of the Subject Property. Grantor will at its sole cost and expense, from time to time and at any time, at the request of State provide State with evidence satisfactory to State of the replacement cost of the Subject Property. vii.Flood Insurance If the Subject Property or any part thereof is at any time located in a designated official flood hazard area, flood insurance insuring the buildings and improvements now existing or hereafter erected on the Subject Property and the personal property used in the operation thereof in an amount equal to the lesser of the amount required for property insurance identified in §vi above or the maximum limit of coverage made available with respect to such buildings and improvements and personal property under applicable federal laws and the regulations issued thereunder. viii. Builder’s Risk Insurance The subsection shall apply if Grant Funds are provided for construction or rehabilitation of real property. Grantee, Subgrantee and/or Subcontractor shall purchase and maintain property insurance written on a builder’s risk “all-risk” or equivalent policy form in the amount of the initial construction/rehabilitation costs, plus value of subsequent modifications and cost of materials supplied or installed by others, comprising total value for the entire Project at the site on a replacement cost basis without optional deductibles. Such property insurance shall be maintained, unless otherwise agreed in writing by all persons and entities who are beneficiaries of such insurance, until final payment has been made or until no person or entity other than the property owner has an insurable interest in the property. a) The insurance shall include interests of the property owner, Grantee, Subgrantee, Subcontractors in the Project as named insureds. b) All associated deductibles shall be the responsibility of the Grantee, Subcontractor and Subgrantee. Such policy may have a deductible clause but not to exceed $10,000. c) Property insurance shall be on an “all risk” or equivalent policy form and shall include, without limitation, insurance against the perils of fire (with extended coverage) and physical loss or damage including, without duplication of coverage, theft, vandalism, malicious mischief, collapse, earthquake, flood, windstorm, falsework, testing and startup, temporary buildings and debris removal including demolition occasioned by enforcement of any applicable legal requirements, and shall cover reasonable compensation for Grantee’s, Subgrantee’s and Subcontractor’s services and expenses required as a result of such insured loss. d) Builders Risk coverage shall include partial use by Grantee and/or property owner. e) The amount of such insurance shall be increased to include the cost of any additional work to be done on the Project, or materials or equipment to be incorporated in the Project, under other independent contracts let or to be let. In such event, Subgrantee and Subcontractor shall be reimbursed for this cost as his or her share of the insurance in the same ratio as the ratio of the insurance represented by such independent contracts let or to be let to the total insurance carried. EIAF #9044 – Estes Park Project Staff – Flood Recovery Page 11 of 21 ix. Pollution Liability Insurance If Grantee and/or its Subgrantee or Subcontractor is providing directly or indirectly work with pollution/environmental hazards, they must provide or cause those conducting the work to provide Pollution Liability Insurance coverage. Pollution Liability policy must include contractual liability coverage. The policy limits shall be in the amount of $1,000,000 with maximum deductible of $25,000 to be paid by the Grantee’s Subcontractor and/or Subgrantee. C. Miscellaneous Insurance Provisions Certificates of Insurance and/or insurance policies required under this Grant shall be subject to the following stipulations and additional requirements: i. Deductible. Any and all deductibles or self-insured retentions contained in any Insurance policy shall be assumed by and at the sole risk of the Grantee, its Subgrantees or Subcontractors, ii. In Force. If any of the said policies shall fail at any time to meet the requirements of the Grant as to form or substance, or if a company issuing any such policy shall be or at any time cease to be approved by the Division of Insurance of the State of Colorado, or be or cease to be in compliance with any stricter requirements of the Grant, the Grantee, its Subgrantee and its Subcontractor shall promptly obtain a new policy. iii. Insurer. All requisite insurance shall be obtained from financially responsible insurance companies, authorized to do business in the State of Colorado and acceptable to Grantee, iv. Additional Insured Grantee and the State shall be named as additional insureds on the Commercial General Liability and Automobile Liability Insurance policies (leases and construction Grants require additional insured coverage for completed operations on endorsements CG 2010 11/85, CG 2037, or equivalent). v. Primacy of Coverage Coverage required of Grantee, Subgrantees and Subcontractors shall be primary over any insurance or self-insurance program carried by Grantee or the State. vi. Cancellation The above insurance policies shall include provisions preventing cancellation or non-renewal without at least 45 days prior notice to the Grantee and Grantee shall forward such notice to the State in accordance with §16 (Notices and Representatives) within seven days of Grantee’s receipt of such notice. vii.Subrogation Waiver All insurance policies in any way related to this Grant and secured and maintained by Grantee or its Subgrantees and Subcontractors as required herein shall include clauses stating that each carrier shall waive all rights of recovery, under subrogation or otherwise, against Grantee or the State, its agencies, institutions, organizations, officers, agents, employees, and volunteers. D. Certificates Grantee, Subgrantee and Subcontractor shall provide certificates showing insurance coverage required hereunder to the State within seven business days of the Effective Date of this Grant or of their respective subcontract or subgrant. No later than 15 days prior to the expiration date of any such coverage, Grantee, Subgrantee and Subcontractor shall deliver to the State or Grantee certificates of insurance evidencing renewals thereof. In addition, upon request by the State at any other time during the term of this Grant, subgrant or subcontract, Grantee, Subgrantee and Subcontractor shall, within 10 days of such request, supply to the State evidence satisfactory to the State of compliance with the provisions of this §13. 14. BREACH A. Defined In addition to any breaches specified in other sections of this Grant, the failure of either Party to perform any of its material obligations hereunder in whole or in part or in a timely or satisfactory manner, constitutes a breach. The institution of proceedings under any bankruptcy, insolvency, reorganization or similar law, by or against Grantee, or the appointment of a receiver or similar officer for Grantee or any of its property, which is not vacated or fully stayed within 20 days after the institution or occurrence thereof, shall also constitute a breach. EIAF #9044 – Estes Park Project Staff – Flood Recovery Page 12 of 21 B. Notice and Cure Period In the event of a breach, notice of such shall be given in writing by the aggrieved Party to the other Party in the manner provided in §16. If such breach is not cured within 30 days of receipt of written notice, or if a cure cannot be completed within 30 days, or if cure of the breach has not begun within 30 days and pursued with due diligence, the State may exercise any of the remedies set forth in §15. Notwithstanding anything to the contrary herein, the State, in its sole discretion, need not provide advance notice or a cure period and may immediately terminate this Grant in whole or in part if reasonably necessary to preserve public safety or to prevent immediate public crisis. 15. REMEDIES If Grantee is in breach under any provision of this Grant or if the State terminates this Grant pursuant to §15(B), the State shall have the remedies listed in this §15 in addition to all other remedies set forth in other sections of this Grant following the notice and cure period set forth in §14(B), if applicable. The State may exercise any or all of the remedies available to it, in its sole discretion, concurrently or consecutively. A. Termination for Cause and/or Breach If Grantee fails to perform any of its obligations hereunder with such diligence as is required to ensure its completion in accordance with the provisions of this Grant and in a timely manner, the State may notify Grantee of such non-performance in accordance with the provisions herein. If Grantee thereafter fails to promptly cure such non-performance within the cure period, the State, at its option, may terminate this entire Grant or such part of this Grant as to which there has been delay or a failure to properly perform. Exercise by the State of this right shall not be deemed a breach of its obligations hereunder. Grantee shall continue performance of this Grant to the extent not terminated, if any. i. Obligations and Rights To the extent specified in any termination notice, Grantee shall not incur further obligations or render further performance hereunder past the effective date of such notice, and shall terminate outstanding orders and subgrants/subcontracts with third parties. However, Grantee shall complete and deliver to the State all Work, Services and Goods not cancelled by the termination notice and may incur obligations as are necessary to do so within this Grant’s terms. At the sole discretion of the State, Grantee shall assign to the State all of Grantee's right, title, and interest under such terminated orders or subgrants/subcontracts. Upon termination, Grantee shall take timely, reasonable and necessary action to protect and preserve property in the possession of Grantee in which the State has an interest. All materials owned by the State in the possession of Grantee shall be immediately returned to the State. ii. Payments The State shall reimburse Grantee only for accepted performance up to the date of termination. If, after termination by the State, it is determined that Grantee was not in breach or that Grantee's action or inaction was excusable, such termination shall be treated as a termination in the public interest and the rights and obligations of the Parties shall be the same as if this Grant had been terminated in the public interest, as described herein. iii. Damages and Withholding Notwithstanding any other remedial action by the State, Grantee also shall remain liable to the State for any damages sustained by the State by virtue of any breach under this Grant by Grantee and the State may withhold any payment to Grantee for the purpose of mitigating the State’s damages, until such time as the exact amount of damages due to the State from Grantee is determined. The State may withhold any amount that may be due to Grantee as the State deems necessary to protect the State, including loss as a result of outstanding liens or claims of former lien holders, or to reimburse the State for the excess costs incurred in procuring similar goods or services. B. Early Termination in the Public Interest The State is entering into this Grant for the purpose of carrying out the public policy of the State of Colorado, as determined by its Governor, General Assembly, and/or Courts. If this Grant ceases to further the public policy of the State, the State, in its sole discretion, may terminate this Grant in whole or in part. Exercise by the State of this right shall not constitute a breach of the State’s obligations hereunder. This EIAF #9044 – Estes Park Project Staff – Flood Recovery Page 13 of 21 subsection shall not apply to a termination of this Grant by the State for cause or breach by Grantee, which shall be governed by §15(A) or as otherwise specifically provided for herein. i. Method and Content The State shall notify Grantee of such termination in accordance with §16. The notice shall specify the effective date of the termination and whether it affects all or a portion of this Grant. ii. Obligations and Rights Upon receipt of a termination notice, Grantee shall be subject to and comply with the same obligations and rights set forth in §15(A)(i). iii. Payments If this Grant is terminated by the State pursuant to this §15(B), Grantee shall be paid an amount which bears the same ratio to the total reimbursement under this Grant as the Services satisfactorily performed bear to the total Services covered by this Grant, less payments previously made. Additionally, if this Grant is less than 60% completed, the State may reimburse Grantee for a portion of actual out-of-pocket expenses (not otherwise reimbursed under this Grant) incurred by Grantee which are directly attributable to the uncompleted portion of Grantee’s obligations hereunder; provided that the sum of any and all reimbursement shall not exceed the maximum amount payable to Grantee hereunder. C. Termination for No Substantial Progress in the Work The State may elect to terminate this Grant upon receipt and review of any Quarterly Progress Report, submitted per the time periods defined in Exhibit E – Project Performance Plan, if such Quarterly Progress Report fails to evidence Substantial Progress in the Work as directed, defined and expected under Exhibit B. Further, the State may elect to terminate this Grant if the Grantee fails to complete Project Closeout within three months of completion of the Work. Exercise by the State of this right shall not be deemed a breach of its obligations hereunder. i. Obligations and Rights To the extent specified in any termination notice, Grantee shall not incur further obligations or render further performance hereunder past the effective date of such notice, and shall terminate outstanding orders and subgrants/subcontracts with third parties. However, Grantee shall complete and deliver to the State all Work, Services and Goods not cancelled by the termination notice and may incur obligations as are necessary to do so within this Grant’s terms. At the sole discretion of the State, Grantee shall assign to the State all of Grantee's right, title, and interest under such terminated orders or subgrants/subcontracts. Upon termination, Grantee shall take timely, reasonable and necessary action to protect and preserve property in the possession of Grantee in which the State has an interest. All materials owned by the State in the possession of Grantee shall be immediately returned to the State. ii. Payments The State shall reimburse Grantee only for accepted performance up to the date of termination. iii. Damages and Withholding Notwithstanding any other remedial action by the State, Grantee also shall remain liable to the State for any damages sustained by the State by virtue of any breach under this Grant by Grantee and the State may withhold any payment to Grantee for the purpose of mitigating the State’s damages, until such time as the exact amount of damages due to the State from Grantee is determined. The State may withhold any amount that may be due to Grantee as the State deems necessary to protect the State, including loss as a result of outstanding liens or claims of former lien holders, or to reimburse the State for the excess costs incurred in procuring similar goods or services. D. Remedies Not Involving Termination The State, at its sole discretion, may exercise one or more of the following remedies in addition to other remedies available to it: i. Suspend Performance Suspend Grantee’s performance with respect to all or any portion of this Grant pending necessary corrective action as specified by the State without entitling Grantee to an adjustment in price/cost or EIAF #9044 – Estes Park Project Staff – Flood Recovery Page 14 of 21 performance schedule. Grantee shall promptly cease performance and incurring costs in accordance with the State’s directive and the State shall not be liable for costs incurred by Grantee after the suspension of performance under this provision. ii. Withhold Payment Withhold payment to Grantee until corrections in Grantee’s performance are satisfactorily made and completed. iii. Deny Payment Deny payment for those obligations not performed, that due to Grantee’s actions or inactions, cannot be performed or, if performed, would be of no value to the State; provided, that any denial of payment shall be reasonably related to the value to the State of the obligations not performed. iv. Removal Demand removal of any of Grantee’s employees, agents, or Subgrantees whom the State deems incompetent, careless, insubordinate, unsuitable, or otherwise unacceptable, or whose continued relation to this Grant is deemed to be contrary to the public interest or not in the State’s best interest. v. Intellectual Property If Grantee infringes on a patent, copyright, trademark, trade secret or other intellectual property right while performing its obligations under this Grant, Grantee shall, at the State’s option (a) obtain for the State or Grantee the right to use such products and services; (b) replace any Goods, Services, or other product involved with non-infringing products or modify them so that they become non-infringing; or, (c) if neither of the foregoing alternatives are reasonably available, remove any infringing Goods, Services, or products and refund the price paid therefore to the State. 16. NOTICES and REPRESENTATIVES Each individual identified below is the principal representative of the designating Party. All notices required to be given hereunder shall be hand delivered with receipt required or sent by certified or registered mail to such Party’s principal representative at the address set forth below. In addition to, but not in lieu of a hard-copy notice, notice also may be sent by e-mail to the e-mail addresses, if any, set forth below. Either Party may from time to time designate by written notice substitute addresses or persons to whom such notices shall be sent. Unless otherwise provided herein, all notices shall be effective upon receipt. A. State: Chantal Unfug, Division Director Division of Local Government Colorado Department of Local Affairs 1313 Sherman Street, Room 521 Denver, Colorado 80203 Email: chantal.unfug@state.co.us B. Grantee: William C. Pinkham, Mayor Town of Estes Park PO Box 1200 Estes Park, Colorado 80517 17. RIGHTS IN DATA, DOCUMENTS, AND COMPUTER SOFTWARE This section shall | shall not apply to this Grant. Any software, research, reports, studies, data, photographs, negatives or other documents, drawings, models, materials, or Work Product of any type, including drafts, prepared by Grantee in the performance of its obligations under this Grant shall be the exclusive property of the State and, all Work Product shall be delivered to the State by Grantee upon completion or termination hereof. The State’s exclusive rights in such Work Product shall include, but not be limited to, the right to copy, publish, display, transfer, and prepare derivative works. Grantee shall not use, willingly allow, cause or permit such Work Product to be used for any purpose other than the performance of Grantee's obligations hereunder without the prior written consent of the State. EIAF #9044 – Estes Park Project Staff – Flood Recovery Page 15 of 21 18. GOVERNMENTAL IMMUNITY Notwithstanding any other provision to the contrary, nothing herein shall constitute a waiver, express or implied, of any of the immunities, rights, benefits, protection, or other provisions of the GIA. Liability for claims for injuries to persons or property arising from the negligence of the State of Colorado, its departments, institutions, agencies, boards, officials, and employees is controlled and limited by the provisions of the GIA and the risk management statutes, CRS §24-30-1501, et seq., as amended. 19. STATEWIDE CONTRACT MANAGEMENT SYSTEM If the maximum amount payable to Grantee under this Grant is greater than $100,000 either on the Effective Date or at anytime thereafter, this §19 applies. Grantee agrees to be governed, and to abide, by the provisions of CRS §24-102-205, §24-102-206, §24-103-601, §24-103.5-101 and §24-105-102 concerning the monitoring of vendor performance on state Grants and inclusion of Grant performance information in a statewide Contract Management System. Grantee’s performance shall be subject to Evaluation and Review in accordance with the terms and conditions of this Grant, State law, including CRS §24-103.5-101, and State Fiscal Rules, Policies and Guidance. Evaluation and Review of Grantee’s performance shall be part of the normal Grant administration process and Grantee’s performance will be systematically recorded in the statewide Contract Management System. Areas of Evaluation and Review shall include, but shall not be limited to quality, cost and timeliness. Collection of information relevant to the performance of Grantee’s obligations under this Grant shall be determined by the specific requirements of such obligations and shall include factors tailored to match the requirements of Grantee’s obligations. Such performance information shall be entered into the statewide Contract Management System at intervals established herein and a final Evaluation, Review and Rating shall be rendered within 30 days of the end of the Grant term. Grantee shall be notified following each performance Evaluation and Review, and shall address or correct any identified problem in a timely manner and maintain work progress. Should the final performance Evaluation and Review determine that Grantee demonstrated a gross failure to meet the performance measures established hereunder, the Executive Director of the Colorado Department of Personnel and Administration (Executive Director), upon request by the Department of Local Affairs, and showing of good cause, may debar Grantee and prohibit Grantee from receiving future grants and bidding on future contracts. Grantee may contest the final Evaluation, Review and Rating by: (a) filing rebuttal statements, which may result in either removal or correction of the evaluation (CRS §24-105-102(6)), or (b) under CRS §24-105-102(6), exercising the debarment protest and appeal rights provided in CRS §§24-109-106, 107, 201 or 202, which may result in the reversal of the debarment and reinstatement of Grantee, by the Executive Director, upon a showing of good cause. 20. RESTRICTION ON PUBLIC BENEFITS This section shall | shall not apply to this Grant. Grantee must confirm that any individual natural person is lawfully present in the United States pursuant to CRS §24-76.5-101 et seq. when such individual applies for public benefits provided under this Grant by requiring the applicant to: A. Produce an identification document in accordance with §2.1.1 through §2.1.3 of Colorado Department of Revenue’s Rule #1 CCR 201-17, Rule for Evidence of Lawful Presence, as amended. B. Execute an affidavit herein attached as Form 1, Residency Declaration, stating i. That he or she is a United States citizen or legal permanent resident; or ii. That he or she is otherwise lawfully present in the United States pursuant to federal law. [The following applies if Grant is funded with federal funds]. Notwithstanding the foregoing, to the extent that there is any conflict with the provisions above or those set forth in the Residency Declaration attached hereto as Form 1 and any provision of federal law, the provisions of federal law shall prevail. EIAF #9044 – Estes Park Project Staff – Flood Recovery Page 16 of 21 21. GENERAL PROVISIONS A. Assignment and Subgrants Grantee’s rights and obligations hereunder are personal and may not be transferred, assigned or subgranted without the prior, written consent of the State. Any attempt at assignment, transfer, or subgranting without such consent shall be void. All assignments, subgrants, or subcontracts approved by Grantee or the State are subject to all of the provisions hereof. Grantee shall be solely responsible for all aspects of subgranting and subcontracting arrangements and performance. B. Binding Effect Except as otherwise provided in §21(A), all provisions herein contained, including the benefits and burdens, shall extend to and be binding upon the Parties’ respective heirs, legal representatives, successors, and assigns. C. Captions The captions and headings in this Grant are for convenience of reference only, and shall not be used to interpret, define, or limit its provisions. D. Counterparts This Grant may be executed in multiple identical original counterparts, all of which shall constitute one agreement. E. Entire Understanding This Grant represents the complete integration of all understandings between the Parties and all prior representations and understandings, oral or written, are merged herein. Prior or contemporaneous additions, deletions, or other changes hereto shall not have any force or effect whatsoever, unless embodied herein. F. Indemnification-General Grantee shall, to the extent permitted by law, indemnify, save, and hold harmless the State, its employees and agents, against any and all claims, damages, liability and court awards including costs, expenses, and attorney fees and related costs, incurred as a result of any act or omission by Grantee, or its employees, agents, Subgrantees, or assignees pursuant to the terms of this Grant; however, the provisions hereof shall not be construed or interpreted as a waiver, express or implied, of any of the immunities, rights, benefits, protection, or other provisions, of the GIA, or the Federal Tort Claims Act, 28 U.S.C. 2671 et seq., as applicable, as now or hereafter amended. G. Jurisdiction and Venue All suits, actions, or proceedings related to this Grant shall be held in the State of Colorado and exclusive venue shall be in the City and County of Denver. H. List of Selected Applicable Laws At all times during the performance of this Grant, Grantee shall comply with all applicable Federal and State laws and their implementing regulations, currently in existence and as hereafter amended, including without limitation those set forth on Exhibit A, Applicable Laws. Grantee also shall require compliance with such laws and regulations by subgrantees under subgrants permitted by this Grant. I. Use Covenants This section shall | shall not apply to this Grant: For Subject Property that is owned by Grantee upon execution of this Grant, Grantee shall record a Use Covenant substantially equivalent to Exhibit F with the county in which the property resides as soon as reasonably practicable after execution of this Grant. For Subject Property acquired by Grantee using Grant Funds, Grantee shall record a Use Covenant substantially equivalent to Exhibit F with the county in which the property resides as soon as reasonably practicable after acquisition of such property. J. Modification i. By the Parties Except as specifically provided in this Grant, modifications of this Grant shall not be effective unless agreed to in writing by the Parties in an amendment hereto, properly executed and approved in accordance with applicable Colorado State law, State Fiscal Rules, and Office of the State Controller Policies, including, but not limited to, the policy entitled MODIFICATION OF CONTRACTS - EIAF #9044 – Estes Park Project Staff – Flood Recovery Page 17 of 21 TOOLS AND FORMS. Changes to the Grant shall be authorized to be approved by the following State or DOLA parties: a) Approval by Division Director The Division Director of DOLA or his delegee shall have authority to approve changes to the Responsible Administrator and Key Personnel specified in §5 of Exhibit B and the Principal Representative in §16. b) Approval by DOLA Controller The DOLA Controller shall have authority to approve all changes to the Grant which are not reserved to the Division Director above. ii. By Operation of Law This Grant is subject to such modifications as may be required by changes in Federal or Colorado State law, or their implementing regulations. Any such required modification automatically shall be incorporated into and be part of this Grant on the effective date of such change, as if fully set forth herein. K. Order of Precedence The provisions of this Grant shall govern the relationship of the Parties. In the event of conflicts or inconsistencies between this Grant and its exhibits and attachments including, but not limited to, those provided by Grantee, such conflicts or inconsistencies shall be resolved by reference to the documents in the following order of priority: i. Exhibit A (Applicable Laws) ii. Colorado Special Provisions iii. The provisions of the main body of this Grant (excluding the cover page) iv. Any executed Option Letters v. Exhibit B (Scope of Project) vi. Exhibit E (Project Performance Plan) vii. The cover page of this Grant L. Severability Provided this Grant can be executed and performance of the obligations of the Parties accomplished within its intent, the provisions hereof are severable and any provision that is declared invalid or becomes inoperable for any reason shall not affect the validity of any other provision hereof. M. Survival of Certain Grant Terms Notwithstanding anything herein to the contrary, provisions of this Grant requiring continued performance, compliance, or effect after termination hereof, shall survive such termination and shall be enforceable by the State if Grantee fails to perform or comply as required. N. Taxes The State is exempt from all federal excise taxes under IRC Chapter 32 (No. 84-730123K) and from all State and local government sales and use taxes under CRS §§39-26-101 and 201 et seq. Such exemptions apply when materials are purchased or services rendered to benefit the State; provided however, that certain political subdivisions (e.g., City of Denver) may require payment of sales or use taxes even though the product or service is provided to the State. Grantee shall be solely liable for paying such taxes as the State is prohibited from paying for or reimbursing Grantee for them. O. Third Party Beneficiaries Enforcement of this Grant and all rights and obligations hereunder are reserved solely to the Parties, and not to any third party. Any services or benefits which third parties receive as a result of this Grant are incidental to the Grant, and do not create any rights for such third parties. P. Waiver Waiver of any breach of a term, provision, or requirement of this Grant, or any right or remedy hereunder, whether explicitly or by lack of enforcement, shall not be construed or deemed as a waiver of any subsequent breach of such term, provision or requirement, or of any other term, provision, or requirement. EIAF #9044 – Estes Park Project Staff – Flood Recovery Page 18 of 21 Q. CORA Disclosure To the extent not prohibited by federal law, this Grant and the performance measures and standards under CRS §24-103.5-101, if any, are subject to public release through the Colorado Open Records Act, CRS §24-72-101, et seq. THE REST OF THIS PAGE INTENTIONALLY LEFT BLANK EIAF #9044 – Estes Park Project Staff – Flood Recovery Page 19 of 21 22. COLORADO SPECIAL PROVISIONS A. The Special Provisions apply to all Grants except where noted in italics. i. CONTROLLER'S APPROVAL. CRS §24-30-202 (1). This Grant shall not be deemed valid until it has been approved by the Colorado State Controller or designee. ii. FUND AVAILABILITY. CRS §24-30-202(5.5). Financial obligations of the State payable after the current fiscal year are contingent upon funds for that purpose being appropriated, budgeted, and otherwise made available. iii. GOVERNMENTAL IMMUNITY. No term or condition of this Grant shall be construed or interpreted as a waiver, express or implied, of any of the immunities, rights, benefits, protections, or other provisions, of the Colorado Governmental Immunity Act, CRS §24-10-101 et seq., or the Federal Tort Claims Act, 28 U.S.C. §§1346(b) and 2671 et seq., as applicable now or hereafter amended. iv. INDEPENDENT CONTRACTOR Grantee shall perform its duties hereunder as an independent Grantee and not as an employee. Neither Grantee nor any agent or employee of Grantee shall be deemed to be an agent or employee of the State. Grantee and its employees and agents are not entitled to unemployment insurance or workers compensation benefits through the State and the State shall not pay for or otherwise provide such coverage for Grantee or any of its agents or employees. Unemployment insurance benefits shall be available to Grantee and its employees and agents only if such coverage is made available by Grantee or a third party. Grantee shall pay when due all applicable employment taxes and income taxes and local head taxes incurred pursuant to this Grant. Grantee shall not have authorization, express or implied, to bind the State to any Grant, liability or understanding, except as expressly set forth herein. Grantee shall (a) provide and keep in force workers' compensation and unemployment compensation insurance in the amounts required by law, (b) provide proof thereof when requested by the State, and (c) be solely responsible for its acts and those of its employees and agents. v. COMPLIANCE WITH LAW. Grantee shall strictly comply with all applicable federal and State laws, rules, and regulations in effect or hereafter established, including, without limitation, laws applicable to discrimination and unfair employment practices. vi. CHOICE OF LAW. Colorado law, and rules and regulations issued pursuant thereto, shall be applied in the interpretation, execution, and enforcement of this grant. Any provision included or incorporated herein by reference which conflicts with said laws, rules, and regulations shall be null and void. Any provision incorporated herein by reference which purports to negate this or any other Special Provision in whole or in part shall not be valid or enforceable or available in any action at law, whether by way of complaint, defense, or otherwise. Any provision rendered null and void by the operation of this provision shall not invalidate the remainder of this Grant, to the extent capable of execution. vii.BINDING ARBITRATION PROHIBITED. The State of Colorado does not agree to binding arbitration by any extra-judicial body or person. Any provision to the contrary in this Grant or incorporated herein by reference shall be null and void. viii. SOFTWARE PIRACY PROHIBITION. Governor's Executive Order D 002 00. State or other public funds payable under this Grant shall not be used for the acquisition, operation, or maintenance of computer software in violation of federal copyright laws or applicable licensing restrictions. Grantee hereby certifies and warrants that, during the term of this Grant and any extensions, Grantee has and shall maintain in place appropriate systems and controls to prevent such improper use of public funds. If the State determines that Grantee is in violation of this provision, the State may exercise any remedy available at law or in equity or under this Grant, including, without EIAF #9044 – Estes Park Project Staff – Flood Recovery Page 20 of 21 limitation, immediate termination of this Grant and any remedy consistent with federal copyright laws or applicable licensing restrictions. ix. EMPLOYEE FINANCIAL INTEREST. CRS §§24-18-201 and 24-50-507. The signatories aver that to their knowledge, no employee of the State has any personal or beneficial interest whatsoever in the service or property described in this Grant. Grantee has no interest and shall not acquire any interest, direct or indirect, that would conflict in any manner or degree with the performance of Grantee’s services and Grantee shall not employ any person having such known interests. x. VENDOR OFFSET. CRS §§24-30-202 (1) and 24-30-202.4. [Not applicable to intergovernmental agreements] Subject to CRS §24-30-202.4 (3.5), the State Controller may withhold payment under the State’s vendor offset intercept system for debts owed to State agencies for: (a) unpaid child support debts or child support arrearages; (b) unpaid balances of tax, accrued interest, or other charges specified in CRS §39-21-101, et seq.; (c) unpaid loans due to the Student Loan Division of the Department of Higher Education; (d) amounts required to be paid to the Unemployment Compensation Fund; and (e) other unpaid debts owing to the State as a result of final agency determination or judicial action. xi. PUBLIC GRANTS FOR SERVICES. CRS §8-17.5-101. [Not applicable to agreements relating to the offer, issuance, or sale of securities, investment advisory services or fund management services, sponsored projects, intergovernmental Agreements, or information technology services or products and services] Grantee certifies, warrants, and agrees that it does not knowingly employ or contract with an illegal alien who shall perform work under this Grant and shall confirm the employment eligibility of all employees who are newly hired for employment in the United States to perform work under this Grant, through participation in the E- Verify Program or the State program established pursuant to CRS §8-17.5-102(5)(c), Grantee shall not knowingly employ or contract with an illegal alien to perform work under this Grant or enter into a grant with a Subgrantee that fails to certify to Grantee that the Subgrantee shall not knowingly employ or contract with an illegal alien to perform work under this Grant. Grantee (a) shall not use E- Verify Program or State program procedures to undertake pre-employment screening of job applicants while this Grant is being performed, (b) shall notify the Subgrantee and the granting State agency within three days if Grantee has actual knowledge that a Subgrantee is employing or contracting with an illegal alien for work under this Grant, (c) shall terminate the Subgrant if a Subgrantee does not stop employing or contracting with the illegal alien within three days of receiving the notice, and (d) shall comply with reasonable requests made in the course of an investigation, undertaken pursuant to CRS §8-17.5-102(5), by the Colorado Department of Labor and Employment. If Grantee participates in the State program, Grantee shall deliver to the granting State agency, Institution of Higher Education or political subdivision, a written, notarized affirmation, affirming that Grantee has examined the legal work status of such employee, and shall comply with all of the other requirements of the State program. If Grantee fails to comply with any requirement of this provision or CRS §8- 17.5-101 et seq., the granting State agency, institution of higher education or political subdivision may terminate this Grant for breach and, if so terminated, Grantee shall be liable for damages. xii.PUBLIC GRANTS WITH NATURAL PERSONS. CRS §24-76.5-101. Grantee, if a natural person eighteen (18) years of age or older, hereby swears and affirms under penalty of perjury that he or she (a) is a citizen or otherwise lawfully present in the United States pursuant to federal law, (b) shall comply with the provisions of CRS §24-76.5-101 et seq., and (c) has produced one form of identification required by CRS §24-76.5-103 prior to the Effective Date of this Grant. (Special Provisions - effective 1/1/09) EIAF #9044 – Estes Park Project Staff – Flood Recovery Page 21 of 21 SIGNATURE PAGE THE PARTIES HERETO HAVE EXECUTED THIS GRANT * Persons signing for Grantee hereby swear and affirm that they are authorized to act on Grantee’s behalf and acknowledge that the State is relying on their representations to that effect. GRANTEE TOWN OF ESTES PARK By: _____________________________________________ Name of Authorized Individual (print) Title: ___________________________________________ Official Title of Authorized Individual ______________________________________________ *Signature Date: __________________________________ STATE OF COLORADO John W. Hickenlooper, GOVERNOR DEPARTMENT OF LOCAL AFFAIRS By:__________________________________________ Irv Halter, Executive Director Date: __________________________________ PRE-APPROVED FORM CONTRACT REVIEWER By:__________________________________________ Bret Hillberry, State Grants Program Manager Date: __________________________________ ALL GRANTS REQUIRE APPROVAL BY THE STATE CONTROLLER CRS §24-30-202 requires the State Controller to approve all State grants. This Grant is not valid until signed and dated below by the State Controller or delegate. Grantee is not authorized to begin performance until such time. If Grantee begins performing prior thereto, the State of Colorado is not obligated to pay Grant ee for such performance or for any goods and/or services provided hereunder. STATE CONTROLLER Robert Jaros, CPA By:___________________________________________ Janet Miks, CPA, Controller Delegate Date:_____________________ Frank Lancaster Town Administrator 12/14/2015 EIAF #9044 – Estes Park Project Staff – Flood Recovery Page 1 of 1 –Exhibit A (Applicable Laws) EXHIBIT A – APPLICABLE LAWS Laws, regulations, and authoritative guidance incorporated into this Grant include, without limitation: 1. Colorado Revised Statutes §29-1-601 et seq., as amended, Colorado Local Governments Audit Law. 2. 5 USC552a, as amended, Privacy Act of 1974. 3. 8 USC 1101, Immigration and Nationality Act. 4. 29 USC Chapter 8, §§201, 206, et seq., as amended, Labor. 5. 29 USC Chapter 14, §§621-634, et seq., as amended, Age Discrimination in Employment. 6. 40 USC Subtitle II, et seq., as amended, Public Buildings and Works. 7. 40 USC 327–330, Section 103 and 107, Contract Work Hours and Safety Standards Act, as amended. 8. 40 CFR 1500-1508, as amended, Council on Environmental Quality Regulations Implementing NEPA. 9. 41 CFR Chapter 60, as amended, Executive Order 11246. 10. 41 USC 701, et seq., Drug Free Workplace Act of 1988. 11. 42 USC Chapter 21, et seq., as amended, Civil Rights. 12. CRS §24-34-302, et seq., as amended, Civil Rights Division. 13. CRS §24-34-501 – 510, et seq., as amended, Colorado Housing Act of 1970. 14. CRS §24-75-601 et seq., as amended, Legal Investment of Public Funds. THE REST OF THIS PAGE INTENTIONALLY LEFT BLANK EIAF #9044 – Estes Park Project Staff – Flood Recovery Page 1 of 5 EXHIBIT B – SCOPE OF PROJECT (SOP) 1. PURPOSE 1.1. Energy Impact. The purpose of the Energy and Mineral Impact Assistance Program is to assist political subdivisions that are socially and/or economically impacted by the development, processing, or energy conversion of minerals and mineral fuels. 2. DESCRIPTION OF THE PROJECT(S) AND WORK. 2.1. Project Description. The project is to provide funds to the Town of Estes Park for salary and benefits to hire three staff positions to assist the Town with flood recovery efforts. 2.2. Work Description. The Town of Estes Park (Grantee) will hire three short-term staff positions to assist the Town with flood recovery efforts. The positions include: 1) A project manager/engineer to oversee construction management of the Moraine Avenue bridge project over Fall River as their primary work assignment. This position is a 24 month position. Salary and benefits will be up to $109,040 annually; 2) A project associate to work on the Fish Creek Road and Trail project as well as to work on grant compliance and resiliency. This position will also coordinate with Estes Valley Watershed coalition projects that run through town. This is a 24 month position with an annual cost up to $78,193 for salary and benefits; and 3) A Planner Technician to work with the floodplain manager and the community development department on flood recovery projects. This is a 12 month position with an annual cost of $67,911 for salary and benefits. 2.3. Responsibilities. Grantee shall be responsible for the completion of the Work and to provide required documentation to DOLA as specified herein. 2.3.1. Grantee shall notify DOLA at least 30 days in advance of Project Completion. 2.4. Recapture of Advanced Funds. To maximize the use of Grant Funds, the State shall evaluate Grantee's expenditure of the Grant Funds for timeliness and compliance with the terms of this Grant. DOLA reserves the right to recapture advanced Grant Funds when Grantee has not or is not complying with the terms of this Grant. 2.5. Eligible Expenses. Eligible expenses shall include: salary and benefits costs for the three above- mentioned positions. 2.6. Cost Savings. Cost Savings derived while completing the Project shall be: 2.6.1. split on a pro-rata basis between the State and Grantee 2.6.2. returned to the State 3. DEFINITIONS 3.1. “Cost Savings” means the Project Budget amount less the amount expended to complete the Work. Cost Savings are determined at the time the Work is completed and the final payment request is submitted by the Grantee to the State. Cost Savings do not result in payment by the State to Grantee above actual expenditures beyond the required ratio, but deobligates unexpended Grant Funds and reduces Grantee’s matching funds requirement. State shall provide written notice to Grantee verifying any Cost Savings. 3.2. “Cumulative Budgetary Line Item Changes” means a cumulative or increasing accumulation of additional expenses within a specific line item as listed in §6.2 Budget within this Exhibit B. 3.3. Project Budget Line items. 3.3.1. “Personnel Services Costs” means program-specific allowable salary and benefits costs. 3.4. “Substantial Completion” means the Work is sufficiently complete in accordance with the Grant so it can be utilized for its intended purpose without undue interference. EIAF #9044 – Estes Park Project Staff – Flood Recovery Page 2 of 5 4. DELIVERABLES 4.1. Outcome. The final outcome of this Grant is the provision of short-term staff assistance to aid the Grantee in the flood recovery process.. 4.2. Service Area. The performance of the Work described within this Grant shall be located in Estes Park, Colorado. 4.3. Performance Measures. Grantee shall comply with the performance measures detailed in Exhibit E. 4.4. Budget Line Item Adjustments. Line Item Adjustments shall not increase the Grant Funds or the total amount of the Budget. 4.4.1. Grantee shall have authority to adjust individual budget line amounts without approval of the State up to an aggregate of 10% of such line item from which the funds are moved. Such authority shall not allow Grantee to transfer to or between administration budget lines. Grantee’s Responsible Administrator shall send written notification of allowed adjustments to the State within 30 days of such adjustment. 4.4.2. All changes to individual budget line amounts which are in excess of 10% but less than 24.99% of such line item from which the funds are moved (each a “Minor Line Item Adjustment”) shall require prior written approval of the DOLA Controller. Grantee’s Responsible Administrator shall submit a written request for changes pursuant to this Section to the State. Such request shall include the amount of such request, the reason for the request and any necessary documentation. If the State approves such request, the State shall unilaterally execute an Option Letter accepting such request pursuant to §7(C)(i) of the Grant. Grantee is not authorized to perform until Grantee receives an executed Option Letter accepting such change. 4.4.3. All changes to individual budget line amounts which are in excess of 24.99% of such line item from which the funds are moved shall require a prior written amendment executed by the Grantee and DOLA pursuant to §21(J) of the Grant. Grantee shall submit a written request for changes pursuant to this Section to the State. Such request shall include the amount of such request, the reason for the request and any necessary documentation. Grantee is not authorized to perform until a bi-lateral amendment is fully executed by the DOLA Controller accepting such change. 4.4.4. Signature Authority. All Grantee notices and requests submitted to DOLA pursuant to this §4.4 (each a “Line Item Proposal”), must be signed and dated by a person authorized to bind the Grantee to such Line Item Proposal. 4.5. Overall Budget Adjustments. 4.5.1. All changes to the overall Budget which are less than 24.99% (each a “Minor Budget Adjustment”) shall require prior written approval of the DOLA Controller. Grantee’s Responsible Administrator shall submit a written request for changes pursuant to this Section to the State. Such request shall include the amount of such request, the reason for the request and any necessary documentation. If the State approves such request, the State shall unilaterally execute an Option Letter accepting such request pursuant to §7(C)(ii) of the Grant. Grantee is not authorized to perform until Grantee receives an executed Option Letter accepting such change. Minor Budget Adjustments shall not increase the Grant Funds. 4.5.1.1. Exception for Setting Final Initial Budget. Within 30 days of bid opening for its selection of its prime Subcontractor, Grantee shall submit a written request for changes to the overall Budget to revise the initial overall Budget estimate to align it with current market conditions (a “True-up Budget Proposal”). Grantee’s Responsible Administrator shall submit a written request for changes pursuant to this Section to the State. Such request shall include the amount of such request, the reason for the request and any necessary documentation. If the State approves such request, the State shall unilaterally execute an Option Letter accepting such request pursuant to §7(C)(iii) of the Grant. Grantee is not authorized to perform until Grantee receives an executed Option Letter accepting such change. True-up EIAF #9044 – Estes Park Project Staff – Flood Recovery Page 3 of 5 Budget Proposals shall not increase the Grant Funds. The overall Budget adjustment permitted by this §4.5.1.1 is only permitted once under this Grant. 4.5.2. All changes to the overall Budget which are in excess of 24.99% shall require a prior written amendment executed by the Grantee and DOLA pursuant to §21(J) of the Grant. Grantee shall submit a written request for changes pursuant to this Section to the State. Such request shall include the amount of such request, the reason for the request and any necessary documentation. Grantee is not authorized to perform until a bi-lateral amendment is fully executed by the DOLA Controller accepting such change. 4.5.3. Signature Authority. All Grantee notices and requests submitted to DOLA pursuant to this §4.5 (each a “Budget Proposal”), must be signed and dated by a person authorized to bind the Grantee to such Budget Proposal. 4.6. Quarterly Pay Request and Status Reports. Beginning 30 days after the end of the first quarter following execution of this Grant and for each quarter thereafter until termination of this Grant, Grantee shall submit Pay Requests and Status Reports using a form provided by the State. The State shall pay the Grantee for actual expenditures made in the performance of this Grant based on the submission of statements in the format prescribed by the State. The Grantee shall submit Pay Requests setting forth a detailed description and provide documentation of the amounts and types of reimbursable expenses. For quarters in which there are no expenditures to reimburse, Grantee shall indicate zero (0) in the request and specify status of the Work in the Status Report. The report will contain an update of expenditure of funds by line item as per §6.2 of this Exhibit B Scope of Project as well as a projection of all Work expected to be accomplished in the following quarter, including an estimate of Grant Funds to be expended. This report is due within 30 days of the end of the quarter or more frequently at the discretion of the Grantee. See Exhibit E for specific submittal dates. 4.7. DOLA Acknowledgment. The Grantee agrees to acknowledge the Colorado Department of Local Affairs in any and all materials or events designed to promote or educate the public about the Work and the Project, including but not limited to: press releases, newspaper articles, op-ed pieces, press conferences, presentations and brochures/pamphlets. 5. PERSONNEL 5.1. Replacement. Grantee shall immediately notify the State if any key personnel specified in §5 of this Exhibit B cease to serve. Provided there is a good-faith reason for the change, if Grantee wishes to replace its key personnel, it shall notify the State and seek its approval, which shall be at the State 's sole discretion, as the State executed this Grant in part reliance on Grantee’s representations regarding key personnel. Such notice shall specify why the change is necessary, who the proposed replacement is, what their qualifications are, and when the change will take effect. Anytime key personnel cease to serve, the State, in its sole discretion, may direct Grantee to suspend Work until such time as replacements are approved. All notices sent under this subsection shall be sent in accordance with §16 of the Grant. 5.2. Responsible Administrator. Grantee’s performance hereunder shall be under the direct supervision of Frank Lancaster, Town Administrator (flancaster@estes.org), an employee or agent of Grantee, who is hereby designated as the responsible administrator of this Project. Such administrator shall be updated through the approval process in §5.1. If this person is an agent of the Grantee, such person must have signature authority to bind the Grantee and must provide evidence of such authority. 5.3. Other Key Personnel: None. Such key personnel shall be updated through the approval process in §5.1. 6. FUNDING The State provided funds shall be limited to the amount specified under the “Grant Funds” column of §6.2, Budget, below. EIAF #9044 – Estes Park Project Staff – Flood Recovery Page 4 of 5 6.1. Matching Funds. Grantee shall provide the required (see checked item) Matching Funds, as listed in the “Matching Funds” column of §6.2 below during the term of this Project. Funds used as match on previous grant(s) cannot be used as Matching Funds for this Grant. 6.2. Budget Budget Line Item(s) Total Cost Grant Funds Matching Funds Matching Funds Source Personnel Services Costs $442,377 $442,377 $0 No Match Total $442,377 $442,377 $0 7. PAYMENT Payments shall be made in accordance with this section and the provisions set forth in §7 of the Grant. 7.1. Payment Schedule. If Work is subcontracted or subgranted and such Subcontractors and/or Subgrantees are not previously paid, Grantee shall disburse Grant Funds received from the State to such Subcontractor or Subgrantee within fifteen days of receipt. Excess funds shall be returned to DOLA. Payment Amount Interim Payment(s) $420,259 Paid upon receipt of actual expense documentation and written Pay Requests from the Grantee for reimbursement of eligible approved expenses. Final Payment $22,118 Paid upon Substantial Completion of the Project (as determined by the State in its sole discretion), provided that the Grantee has submitted, and DOLA has accepted, all required reports. Total $442,377 7.2. Remittance Address. If mailed, payments shall be remitted to the following address unless changed in accordance with §16 of the Grant: Town of Estes Park PO Box 1200 Estes Park, CO 80517 7.3. Interest. Grantee or Subgrantee may keep interest earned from Grant Funds up to $100 per year for administrative expenses. 8. ADMINISTRATIVE REQUIREMENTS 8.1. Reporting. Grantee shall submit the following reports to DOLA using the State-provided forms. DOLA may withhold payment(s) if such reports are not submitted timely. 8.1.1. Quarterly Pay Request and Status Reports. Quarterly Pay Requests shall be submitted to DOLA in accordance with §4.6 of this Exhibit B. 8.1.2. Final Reports. Within 90 days after the completion of the Project, Grantee shall submit the final Pay Request and Status Report to DOLA. 8.2. Monitoring. DOLA shall monitor this Work on an as-needed basis. DOLA may choose to audit the records for activities performed under this Grant. Grantee shall maintain a complete file of all records, documents, communications, notes and other written materials or electronic media, files or communications, which pertain in any manner to the operation of activities undertaken pursuant to an executed Grant. Such books and records shall contain documentation of the Grantee’s pertinent activity under this Grant in accordance with Generally Accepted Accounting Principles. 8.2.1. Subgrantee/Subcontractor. Grantee shall monitor its Subgrantees and/or Subcontractors, if any, during the term of this Grant. Results of such monitoring shall be documented by Grantee and maintained on file. EIAF #9044 – Estes Park Project Staff – Flood Recovery Page 5 of 5 8.3. Bonds. If Project includes construction or facility improvements, Grantee and/or its contractor (or subcontractors) performing such work shall secure the bonds here under from companies holding certificates of authority as acceptable sureties pursuant to 31 CFR Part 223 and are authorized to do business in Colorado. 8.3.1. Bid Bond. A bid guarantee from each bidder equivalent to 5 percent of the bid price. The “bid guarantee” shall consist of a firm commitment such as a bid bond, certified check, or other negotiable instrument accompanying a bid as assurance that the bidder shall, upon acceptance of his bid, execute such contractual documents as may be required within the time specified. 8.3.2. Performance Bond. A performance bond on the part of the contractor for 100 percent of the contract price. A “performance bond” is one executed in connection with a contract to secure fulfillment of all the contractor's obligations under such contract. 8.3.3. Payment Bond. A payment bond on the part of the contractor for 100 percent of the contract price. A “payment bond” is one executed in connection with a contract to assure payment as required by statute of all persons supplying labor and material in the execution of the work provided for in the contract. 8.3.4. Substitution. The bonding requirements in this §8.3 may be waived in lieu of an irrevocable letter of credit if the price is less than $50,000. 9. CONSTRUCTION/RENOVATION. The following subsections shall apply to construction and/or renovation related projects/activities: 9.1. Plans & Specifications. Construction plans and specifications shall be drawn up by a qualified engineer or architect licensed in the State of Colorado, or pre-engineered in accordance with Colorado law, and hired by the Grantee through a competitive selection process. 9.2. Procurement. A construction contract shall be awarded to a qualified construction firm through a formal selection process with the Grantee being obligated to award the construction contract to the lowest responsive, responsible bidder meeting the Grantee's specifications. 9.3. Subcontracts. Copies of any and all contracts entered into by the Grantee in order to accomplish this Project shall be submitted to DOLA upon request, and any and all contracts entered into by the Grantee or any of its Subcontractors shall comply with all applicable federal and state laws and shall be governed by the laws of the State of Colorado. 9.4. Standards. Grantee, Subgrantees and Subcontractors shall comply with all applicable statutory design and construction standards and procedures that may be required, including the standards required by Colorado Department of Public Health and Environment, and shall provide the State with documentation of such compliance. THE REST OF THIS PAGE INTENTIONALLY LEFT BLANK Page 1 of 3 EXHIBIT E – PROJECT PERFORMANCE PLAN Funding: EIAF Project Number: 9044 Name of Grantee Town of Estes Park Name of Project Estes Park Project Staff – Flood Recovery DESCRIPTION OF PROJECT: The project is to provide funds to the Town of Estes Park for salary and benefits to hire three staff positions to assist the Town with flood recovery efforts. DLG Staff: Don Sandoval - Regional Manager (970) 679-4501 DS Robert Thompson - Regional Assistant (970) 679-4503 RT MILESTONES – Grantee shall… By: STATE ROLE- DLG shall… Advertise positions. Within 10 days of the Effective Date of this Grant Agreement. Assist Grantee with recruiting process, if necessary. Provide feedback to Grantee identifying issues or concerns, if any. ACHIEVED: MM/DD/20YY Hire all positions. Within 30 days of the Effective Date of this Grant Agreement. Assist Grantee with selection process, if necessary. Provide feedback to Grantee identifying issues or concerns, if any. ACHIEVED: MM/DD/20YY Provide DOLA with Project Timeline. Within 30 days of the Effective Date of this Grant Agreement Review timeline to ensure timely completion of Project. Provide feedback to Grantee identifying issues or concerns, if any. ACHIEVED: MM/DD/20YY Project Completion. February 28, 2018 Review past quarterly reports, conduct on- site monitoring, and review final report. ACHIEVED: MM/DD/20YY Page 2 of 3 Submit quarterly progress reports, which includes: Project Performance Plan accomplishments and a Financial Summary Report for: 1st Quarter 2016 2nd Quarter 2016 3rd Quarter 2016 4th Quarter 2016 1st Quarter 2017 2nd Quarter 2017 3rd Quarter 2017 4th Quarter 2017 1st Quarter 2018 Progress shall be evaluated by the Grantee and documented and included at least upon submittal of Quarterly Progress Reports. Such evaluation shall include the results of question and answer sessions with the contractor to confirm the following conditions have been met: Personnel Services Costs: -are all position(s) funded by this Grant filled (fully staffed)? -were vacant positions filled according to established HR policies and procedures? -are/is the pay rate(s) comparable to market? -are/is the employee(s) in these Grant- funded positions performing satisfactorily or better? -are/is the performance documented? (30 calendar days after each quarter): April 30, 2016 July 30, 2016 October 30, 2016 January 30, 2017 April 30, 2017 July 30, 2017 October 30, 2017 January 30, 2018 April 30, 2018 Review documents and provide follow up technical assistance as necessary. If needed, respond to a request for training within 10 days. ACHIEVED: MM/DD/20YY ACHIEVED: MM/DD/20YY ACHIEVED: MM/DD/20YY ACHIEVED: MM/DD/20YY Page 3 of 3 Submit, at a minimum quarterly basis, pay requests and supporting documentation of expenses. April 30, 2016 July 30, 2016 October 30, 2016 January 30, 2017 April 30, 2017 July 30, 2017 October 30, 2017 January 30, 2018 April 30, 2018 Review backup documentation and proof of payment prior to approving pay request. Reimbursement should not exceed pro rata share. ACHIEVED: MM/DD/20YY Submit the Project Final Report to DLG within 90 days after the Project Completion or expiration of Grant Agreement. May 29, 2018 Provide forms to Grantee within 30 days of completion of work or end of the Grant Agreement. Process the Final Report and deobligate any remaining grant funds within 30 days of receiving a complete Final report. ACHIEVED: MM/DD/20YY QUARTERLY QUESTIONS List Reimbursement Requests for the three months being reported on: Month January Amount Month January Amount Month January Amount Were any months “zero payment” (no costs incurred) during this quarter? If so, please provide an explanation. What are the forecasted costs for the next quarter? Are the budget lines still adequate? Is a contract amendment needed at this time? Are there any anticipated concerns or issues? Do you foresee any potential problems meeting the Grant Agreement completion deadline? Were previously identified problems (if any) corrected? Was a budget adjustment needed/done to address the problem(s)? EIAF #9044 – Estes Park Project Staff – Flood Recovery Page 1 of 1 –Exhibit G (Form of Option Letter) EXHIBIT G Form of Option Letter Date: Original Grant CMS #: Option Letter # CMS Routing # 1) OPTIONS: a. Option to issue a new Budget (§6.2 of Exhibit B) for a Minor Line Item Adjustment (as defined in §4.4.2 of Exhibit B). b. Option to issue a new Budget (§6.2 of Exhibit B) for a Minor Budget Adjustment (as defined in §4.5.1 of Exhibit B). c. Option to issue a new Budget (§6.2 of Exhibit B) for acceptance of a True-Up Budget Proposal (as defined in §4.5.1.1 of Exhibit B). 2) REQUIRED PROVISIONS. All Option Letters shall contain the appropriate provisions set forth below: a. For use with Option 1(a): In accordance with §7(C)(i) of the Original Grant referenced above between the State of Colorado, acting by and through the Colorado Department of Local Affairs, and Grantee's Name (“Grantee”), the State hereby approves the Minor Line Item Adjustment listed on the attached revised Budget for §6.2 of Exhibit B. Section 6.2 of Exhibit B of the Original Grant is hereby deleted and replaced with the attached §6.2 of Exhibit B. All references to §6.2 of Exhibit B in the Original Grant shall refer to the attached Exhibit. Minor Line Item Adjustments shall not increase the Grant Funds or the total amount of the Budget. b. For use with Option 1(b): In accordance with §7(C)(ii) of the Original Grant referenced above between the State of Colorado, acting by and through the Colorado Department of Local Affairs, and Grantee's Name (“Grantee”), the State hereby approves the Minor Budget Adjustment listed on the attached revised Budget for §6.2 of Exhibit B. Section 6.2 of Exhibit B of the Original Grant is hereby deleted and replaced with the attached §6.2 of Exhibit B. All references to §6.2 of Exhibit B in the Original Grant shall refer to the attached Exhibit. Minor Budget Adjustments shall not increase the Grant Funds. c. For use with Option 1(c): In accordance with §7(C)(iii) of the Original Grant referenced above between the State of Colorado, acting by and through the Colorado Department of Local Affairs, and Grantee's Name (“Grantee”), the State hereby approves the True-Up Budget Proposal listed on the attached revised Budget for §6.2 of Exhibit B. Section 6.2 of Exhibit B of the Original Grant is hereby deleted and replaced with the attached §6.2 of Exhibit B. All references to §6.2 of Exhibit B in the Original Grant shall refer to the attached Exhibit. True-Up Budget Proposals shall not increase the Grant Funds. 3) Effective Date. The effective date of this Option Letter is upon approval of the State Controller or Insert start date, whichever is later. STATE OF COLORADO John W. Hickenlooper GOVERNOR Colorado Department of Local Affairs By: Irv Halter, Executive Director Date: _________________________ ALL CONTRACTS REQUIRE APPROVAL BY THE STATE CONTROLLER CRS §24-30-202 requires the State Controller to approve all State contracts. This Option Letter is not valid until signed and dated below by the State Controller or delegate. Grantee is not authorized to begin performance until such time. If Grantee begins performing prior thereto, the State of Colorado is not obligated to pay Grantee for such performance or for any goods and/or services provided hereunder. STATE CONTROLLER Robert Jaros, CPA By: ____________________________________ Janet Miks, CPA, Controller Delegate Date: ___________________ PUBLIC WORKS Memo To: Honorable Mayor Pinkham Board of Trustees Town Administrator Lancaster From: Greg Muhonen, PE, Public Works Director Kimberly Campbell, Chair, Transportation Advisory Board Date: January 12, 2016 RE: Estes Park Parking Strategy Objective: The citizen Transportation Advisory Board (TAB) requests the Town Board formally accept the Parking Strategy and associated implementation priorities to guide future parking project evaluation, selection, and funding. Present Situation: • The Town has hired engineering consultants to study the parking problem for decades. Recommended actions have been included in the 2001 Recommended Placement of Multi-Space Parking Meters proposal, the 2003 Estes Valley Transportation Alternatives Study, the 2005 Republic Parking Study, and the 2013 Estes Park Transit & Parking Study. The Town Board has implemented the free shuttle and the Visitor Center parking structure in response to these studies. • Citizens have offered additional short-term, mid-term, and long-term recommendations in the 2011 Roadmap to the Future document prepared by the Transportation Visioning Committee. In response to this study’s findings, the Town Board created the citizen Transportation Advisory Board to further guide decision-making on parking and other transportation matters. • The Town Board established the following Objective in the 2015 Strategic Plan: o Explore with the public and business partners and the Transportation Advisory Committee, the option of paid parking in some areas. • The Town Board adopted the following two Objectives in the 2016 Strategic Plan: o Complete the construction of Phase 1 of the Visitor Center Transit Facility Parking Structure. o Pursue funding for future phases of the Visitor Center Transit Facility Parking Structure. Page 2 of 3 • In 2015 Public Works (PW) staff applied for, and was denied, TIGER grant funding to implement a Smart-technology based paid parking program and add two additional levels to the proposed Phase 1 Visitor Center parking structure. • In November of 2015 PW staff applied for another FTA and/or FASTER grant administered by CDOT in the amount of $997,149 to partially fund a third level to be added to the Phase 1 Visitor Center transit facility parking structure. • The TAB presented this Parking Strategy document to the Town Board at the November 24, 2015 Study Session. At that time PW Staff were requested to bring the unedited document back to the Town Board at this meeting for further review, public comment, and consideration for formal acceptance by the Town Board. Proposal: Addressing the parking shortage in downtown Estes Park is complex and should be approached from both the supply side and the demand side. The attached document offers nine strategies for tackling this issue. The members of the TAB voted to recommend the parking issues be pursued in this priority order: Strategy 5 (Pay to Park)—highest priority Strategy 1 (Increase Parking Supply) Strategy 6 (Owner/Employee Parking) Strategy 7 (Oversized Vehicles) tied with Strategy 4 (Alternate Modes) Strategy 3 (Directional Signage) Strategy 9 (Special Event Management Plan) Strategy 8 (Protect Neighborhoods) Strategy 2 (Simplify Parking)—lowest priority. Each strategy is conceptual in nature. Additional future effort and funding will be needed to refine the scope and cost of implementation. While acceptance of this Parking Strategy document does not obligate the Town to implement any projects or concepts contained therein, PW staff will rely on this document for guidance in selecting parking topics for future funding consideration by the Town Board. Dedication of staff and budget resources in specific calendar years will be necessary to effectively address the parking challenges in downtown Estes Park. Grants and/or private funding will also be needed. Town Board agreement on the extent and timing of directing Town resources to the specific strategies is necessary. The advantages and disadvantages of adopting the proposed Parking Strategy are listed below. Advantages: • An adopted Parking Strategy can guide future allocation of staff and financial resources to address the increasing shortage of parking in downtown Estes Park. Page 3 of 3 • The Parking Strategy document recognizes that Estes Park cannot reasonably build its way out of the parking shortage. More efficient and better timed utilization of existing parking resources need to be part of the solution. • The proposed Parking Strategy was home-grown by citizens of Estes who represent a broad view of opinions on this subject. There were no additional consultant costs incurred for the preparation and adoption of this document. • The document will influence the provision of ample and accessible parking which can positively impact the economic vitality of Estes Park. Disadvantages: • The proposed strategies are not highly detailed and will require additional effort to refine scope, impact, and costs of each. • While the TAB has discussed this topic in many announced & open monthly meetings, no broadly advertised public process has been implemented yet regarding the acceptance or adoption of the proposed strategies. • Implementation of the proposed Parking Strategy will require the use of staff and financial resources that are already under demand for other Town priorities. Action Recommended: Critically and carefully review the proposed Parking Strategy document. After consideration of public comment, accept the proposed Parking Strategy as the guiding document for future PW work load and budget planning. Confirm the direction for PW to continue focusing on Strategy 1 (Increase Parking Supply at the Visitor Center) for 2016. Accept or revise the implementation priority order of Strategies provided by the TAB. The top priority strategy is expected to be further considered and confirmed during the 2017 goals and budgeting process which starts in June, 2016. Each year this document should be revisited and a Strategy selected for evaluation and potential implementation during the upcoming budget year. Budget: The Town budgeted $960,000 in 2013 and another $750,000 in 2015 for a parking structure to be built at the Visitor Center. This is part of Strategy 1 in the proposed document. No funds have been budgeted in 2016 to pursue a paid parking program or any other strategies contained in this proposal. Level of Public Interest The known level of public interest in this item is high. Sample Motion: I move for the approval/denial to accept the Parking Strategy and implementation priorities as presented by the TAB. Attachments: TAB memo dated November 18, 2015 and draft proposed Parking Strategy dated October 2015 PUBLIC WORKS To: Honorable Mayor Pinkham Board of Trustees Town Administrator Lancaster From: Kimberly Campbell on behalf of the Transportation Advisory Board Date: November 18, 2015 RE: Proposed Parking Strategy The Transportation Advisory Board (TAB) has developed the attached Proposed Parking Strategy in an effort to identify priorities, to identify appropriate grant opportunities, and guide decision-making as it relates to downtown parking initiatives. The report outlines a set of strategies which if followed are intended to ensure that future downtown parking initiatives will achieve preferred objectives. Many of these key points are highly interrelated and implementation must be coordinated to ensure an optimal outcome. If the Trustees find the strategies in this report agreeable, we ask that the Town adopt the Parking Strategy to guide future planning. ** Updated version. Corrections to Table 2 – Estimated parking structure capacities. 1 | P a g e PROPOSED PARKING STRATEGY Prepared by the Transportation Advisory Board Presented to the Town of Estes Park October 2015 INTRODUCTION There is a strong public sentiment that Estes Park needs additional parking downtown. A new parking structure providing roughly 100 net new spaces is currently planned for the Visitor Center South lot with the potential to expand to roughly 310 net new spaces. This location is expected to ease pressure on the downtown parking supply, but not satisfy the need for additional parking. Engineering studies estimate 500 additional parking spaces are needed to adequately accommodate the locals and visitors desiring to park downtown during the peak summer season. What is known is that each time a vehicle is unable to find parking downtown, local businesses lose a revenue opportunity and the Town misses out on potential tax receipts. While there are no simple parking solutions, a few key strategies will be valuable in guiding future parking solutions. The following proposed parking strategy was developed through months of collaborative conversations and research by the Transportation Advisory Board. We believe these strategies will keep decision-makers focused on what is important downtown – the visitor experience. If we can maintain our focus on the visitor, and not over-emphasize the vehicles themselves, we will be able to find a solution to our congestion and parking shortage without jeopardizing the character of our Town. While the Transportation Advisory Board collectively stands behind these recommendations, it was difficult to develop a strategy on which we could agree. Divergent views brought divergent solutions. All had merit. The strategies proposed here are thought to balance these divergent views and highlighted the best solutions. Implementation of these strategies will still be challenging. In particular, the topic of the best location for a parking structure downtown is likely to elicit strong and divergent opinions. BACKGROUND Over the years, the Town of Estes Park has commissioned a variety of transportation studies. Some of these specifically studied the downtown parking inventory and its utilization. Below is a summary of the key findings of the most recent reports: Estes Valley Transportation Alternatives Study: In 2003, the Estes Valley Transportation Alternatives Study (April 2003) was conducted to “develop a well-balanced, multi-modal transportation system that addresses existing deficiencies and accommodates future travel needs for the Estes Valley in a P a g e 2 | 16 safe and efficient manner.” (page E-1). One aspect of the study was an analysis of the utilization of existing downtown parking spaces. According to this study, the Town is projected to need 545 additional parking spaces by 2020 (page ES-3 and page 59) to accommodate demands from an increase in tourists visiting Estes Park and RMNP, as well as a growing Estes Valley population and continued commercial development. The report anticipates that current over-capacity parking conditions could increase from 25 days per year (in 2003) to 75 days per year in 2020 (page ES-3). Key parking recommendations from this study were fixed route transit routes through town with increased intercept parking east of downtown. Table 1: Rocky Mountain National Park attendance Year Actual RMNP Attendance Projected Attendance from Estes Valley Transportation Alternatives Study 2000 3,185,392 3,379,800 2005 2,798,368 3,732,600 2010 2,955,821 4,173,800 2014 3,434,751 2015 4.1 million forecast 4,731,900 2020 TBD 5,446,600 Source: Estes Valley Transportation Alternatives Study, Table 8 (page 49) and https://irma.nps.gov/Stats/SSRSReports/Park%20Specific%20Reports/Annual%20Park%20Recreation%20Visitation%2 0(1904%20-%20Last%20Calendar%20Year)?Park=ROMO While today we can see that while this study over-projected visitor growth in the National Park, it appears correct that parking demand continues to grow. 2005 Republic Parking Study: In 2005, the Town commissioned the Republic Parking Study. Republic Parking conducted a comprehensive analysis of the parking supply and utilization. Their recommendations (page 193) included improved signage, visitor and employee shuttles, alternate employee parking and some unique options such as golf cart shuttles and valet options. The report did not include a recommendation for a significant expansion of downtown parking capacity. Their analysis questioned whether a structure would be cost effective, given the high construction and maintenance costs and seasonal usage. Roadmap to the Future: In April 2012, the Transportation Visioning Committee presented its report to the Town Trustees outlining its vision for Estes Park’s transportation system 20 years in the future. Its recommendations were categorize into five areas: 1. Information distribution 2. Shuttles & Public Transportation 3. Parking 4. Road Configuration 5. Multi-modal Transportation The TVC then broke out its recommendations into short-term, mid-term, and long-term recommendations. 2013 Estes Park Transit & Parking Study: This study was initiated to evaluate transit and parking enhancements that could be implemented to improve the visitor and resident travel experience P a g e 3 | 16 during the peak summer season. The study reviewed transit and parking operations in the peer communities of Aspen, Durango, Breckenridge and Springdale, UT. The study evaluated current deficiencies with the Town’s parking and shuttles, and recommended additional transit parking and revised transit routes. 2015 Downtown Parking Survey: in May 2015, an informal survey of Estes Valley residents was created by Charley Dickey & Paul Fishman of the Downtown Parking Task Force, a citizen group, to determine the public sentiment toward the current parking situation and to determine preferred parking solutions. This survey was distributed by email and Facebook. While not scientific in its approach, it did get over 800 participants and remains a valuable indicator of current public sentiment. Data from these reports was reviewed and discussed by the Transportation Advisory Board in their efforts to create this parking strategy. Guiding Principles When developing any transportation or parking improvement, we encourage the Town Trustees and staff to keep in mind the following guiding principles: o Protect the natural environment:  Be future-oriented when planning developments along waterways. These cannot be returned to their natural state. Keep these areas accessible to people, not vehicles.  Encourage alternate modes of transportation. Provide wide sidewalks, bike lanes, shuttles.  Balance the desire to park downtown with a duty to protect the family friendly downtown zone and its natural amenities.  Reduce pollution & improve air quality o Design downtown to be a fun, family friendly destination , not simply a connector to RMNP. Create an attractive, welcoming environment that invites guests to wander, sit, play, eat, shop relax and enjoy being here. Emphasize the pedestrian experience. Maintain green spaces, riverfront plazas and create strong pedestrian and cyclist connectivity. o Build in harmony with nature: make parking areas architecturally attractive and consistent with nature and existing structures. Highlight the natural beauty of the area. o Do not allow vehicles to become the dominant characteristic of downtown Estes Park Objectives They key objectives we want to accomplish with this parking strategy are:  Make downtown more accessible, inviting and attractive to our residents and visitors. Make it easy to get here, stay here and play here  Reduce congestion & pollution by reducing unnecessary vehicle circulation  Keep it simple. First time visitors should easily find parking, shops, and attractions. P a g e 4 | 16 Proposed Parking Strategy There are nine key points to our proposed downtown parking strategy: 1. Strategically increase the parking supply a. Build new inventory in downtown or perimeter locations, not remote locations b. Mitigate congestion with strategically placed parking c. Enhance shuttle utilization by integrating shuttle stops d. Consider future development opportunities 2. Simplify parking 3. Provide exceptional directional signage 4. Reduce parking demand through alternate modes 5. Implement a pay-to-park program 6. Encourage business owners & employees to park remotely 7. Redirect oversized vehicles to remote parking areas 8. Protect residential neighborhoods adjacent to downtown 9. Develop a special event management plan The report that follows will discuss each of these components in detail. Strategy 1: Strategically increase the parking supply The need for additional parking inventory downtown is evident during the summer and fall seasons by the number of cars circling the parking lots and downtown streets looking for empty spaces and the cars parked as far away as MacGregor Avenue north of Wonderview Avenue. With a small downtown area surrounded by mountains that inhibit expansion and a main thoroughfare that runs right through the middle, it is challenging to determine the correct location for additional parking. The location of any new parking inventory will have a significant impact on traffic congestion, pedestrian right-of-ways, future development activities, and downtown aesthetics. The following criteria should be central to any determination of future parking locations: a. Build new inventory in downtown or perimeter locations, not remote locations b. Mitigate congestion with strategically placed parking c. Enhance shuttle utilization by integrating shuttle stops d. Consider future development opportunities Each criteria is explained below. a. Build new inventory in downtown or perimeter locations: While the Town shuttles remain a valued amenity, it is challenging to overcome the American desire to park near their desired end-destination. As such, public sentiment appears to prefer downtown parking spaces. When evaluating prospective parking lot locations, we looked at three parking zones: 1) downtown, 2) perimeter (within ¼ mile of downtown), and 3) remote (locations that require shuttle service to downtown). When selecting a location for future parking expansion, we recommend that additional spaces be built in a “downtown” or “perimeter” location. Remote parking, as evidenced by the low usage of the P a g e 5 | 16 fairgrounds parking lot and the results of the 2015 Downtown Parking Survey, is not a preferred location for new parking inventory. This may be the result of a lack of awareness & signage. Due to the limited availability of land on which a new surface lot could be built in or near downtown, we have focused our analysis on those existing downtown and perimeter parking lots or parcels of land that are large enough to support the construction of a moderate-sized multi-level parking structure similar to the proposed Visitor Center Transit Hub Parking Facility. Table 2: Potential parking structure locations and capacities Lot Name Estimated Structure Size # Spaces in existing lot Estimated # Spaces in 3-story structure Location Visitor Center South Lot (in progress) 125’ x 255’ 102 260 361 with 4 levels Perimeter Town Hall – North portion 125’ x 455’ 281 combined 524 Downtown Town Hall – South/Library lot 142’ x 255’ 260 Downtown Riverside Lot 125’ x 275’ 91 284 Downtown Post Office Lot 125’ x 350’ 93 380 Downtown Weist (rectangular portion along Moraine Ave.) 116’ x 241’ 141 195 Downtown Piccadilly Square 125’ x 275’ n/a 260 Perimeter Visitor Center North 125’ x 218’ 153 285 Perimeter *Existing space counts from Estes Valley Transit & Parking Study (Dec 2013), structure size & capac ity estimates based off Visitor Center South Lot capacities Current public sentiment appears to prefer a parking structure at the Post Office Parking lot. Interestingly, the 2005 Republic Parking Study found that preferred parking structure locations were the Weist Lot and the Municipal lot. The key point is that the preferred location of the structure changes with the times, but the perception that Estes Park needs additional parking continues to thrive. Table 3: Public preference for downtown parking lot 2015 Estes Park Downtown Parking Survey 2005 Republic Parking Study Question 5: Where would you like to see more parking? Survey participants could select multiple options. “What do you feel needs to be done to improve the parking?” 36% of business owners surveyed felt a parking garage was the best solution.* Location % Support % Support Post Office Parking Lot 52% 2.04% Additional Levels at Visitor Center South lot 49% Municipal Lot/Library Lot 28% 10.2% P a g e 6 | 16 Weist Parking lot 28% 10.2% Additional Levels at Fairgrounds parking lot 28% Cleave Street lot 4.08% *Page 83 of the 2005 Republic Parking Study We support expanding the Visitor Center South Parking Structure to four levels before pursuing additional parking downtown. Once that structure has been open for a while and utilization has caught on, conduct a new downtown parking utilization study to determine the need and location for additional parking inventory. b. Mitigate congestion with strategically placed parking Estes Park is a small mountain community with a significant seasonal influx of visitor traffic that strains its infrastructure. This inflow of vehicles come from three primary traffic flows: o Inbound traffic from Highway 36: This traffic has the opportunity to park at the fairgrounds or the planned Visitor Center South lot. o Inbound traffic from Highway 34: This flow’s first significant parking source is the Visitor Center Lot (with a left turn) or the Town Hall Lot, which fill quickly. o Outbound traffic from Rocky Mountain National Park: this flow largely occurs in the afternoon. Outbound visitors from the National Park often seek food, refreshment, shopping and relaxation and need a convenient, easy to find parking location. Any new parking inventory should take into consideration the ability of the parking lot to mitigate congestion along one or more of these flows of traffic through downtown Estes Park. Ingress and egress patterns should be evaluated for each proposed location. c. Enhance shuttle utilization by integrating shuttle stops A new parking structure should have integrated shuttle stops, allowing visitors to leave their cars all day and use shuttles to get around as desired. Placing the parking structure on a shuttle route with a specially designed shuttle stop will provide the Town, and potentially Rocky Mountain National Park, with opportunities to enhance the shuttle system as needed to meet the transportation needs of the community. d. Consider future development opportunities The Town of Estes Park continues to evolve. It is inevitable. Downtown could thrive and grow, or shrink and become more intimate. We cannot predict the future. But once a parking structure is built, it cannot be moved. Expect it to be there forever. With that in mind, the location of a future parking structure is significant. Do we want to use prime riverfront land for a parking structure? Would a particular location be better for retail, or as a plaza? Should parking be right in the middle or on the edges? P a g e 7 | 16 It is nearly impossible to get consensus as to where the best location for a parking structure might be. Think about land use when making this decision. Think about whether this location enhances the visitor experience, or hinders it. Strategy 2: Simplify parking Estes Park’s parking can be difficult for visitors. It is broken down into more than 12 downtown parking lots and on high traffic days, visitors often find themselves driving around searching for a lot with a vacant space. A simplification of the parking inventory into fewer, larger parking destinations with good signage will benefit all visitors. As such, any new parking inventory should be moderate to significant in volume. Small lots fill quickly and encourage drivers to circulate through downtown seeking available spaces. A parking strategy focused on a few centralized locations can facilitate getting the majority of vehicles into available spaces efficiently and with a less cluttered signage system. Once the primary parking supply has been expanded, the Town should simplify the overall parking availability downtown. This can be achieved by: o Reduce on-street parking to reduce conflict between parked cars and congested roadways and to allow wider sidewalks to improve visitor experience. o Converting small parking lots to new purposes. These may include: 1. Selling for commercial development, 2. Dedicating use for special use groups (such as accessible parking, reserved employee parking, bike parking, etc.), or 3. Converting to park or other recreational use. o Restrict parking on residential streets to residents and their guests. Strategy 3: Provide exceptional directional signage The success of any downtown parking strategy lies in the ability of drivers to find available parking spaces. A significant percentage of visitors to Estes Park are first time visitors. They do not know their way around and rely heavily on available signage to reach their desired destination. For a visitor, it is not sufficient to find downtown. They must then find a parking space. Particularly on high volume days, getting these visitors into available parking spaces efficiently is integral to both reducing downtown congestion and getting visitors out of their cars and into shops and restaurants. Signage touches all drivers and can be highly effective. A comprehensive signage strategy for downtown that incorporates both larger scale vehicular signage as well as smaller scale pedestrian wayfinding signage is a relatively inexpensive first step to getting visitors into parking spaces efficiently. Both electronic and static signage options should be evaluated. Vehicular signage must direct visitors to downtown, Rocky Mountain National Park, and other key public destinations (such as parking lots, golf courses, the marina, the fairgrounds and the events center). Pedestrian wayfinding signage should highlight unique destinations within walking distance of the sign (such as parks, plazas, historic sites). Longer-term strategies should incorporate smart technologies that provide real-time parking space availability, such as smart phone applications. These technologies are more expensive and will likely reach fewer drivers as compared to signage. P a g e 8 | 16 Strategy 4: Reduce parking demand through alternate modes Building new parking structures is an expensive endeavor. For a Town like Estes Park where the need for a parking structure is only seasonal, it is an even more challenging investment option. Rather than building parking for every car that desires to park downtown, the Town should encourage alternate modes of transportation such as cycling and walking, in addition to our existing shuttle system, to reduce the overall demand for downtown parking. Residents and visitors to Estes Park are attracted to our beautiful landscapes and the opportunities for outdoor activities, be they hiking, photography, animal and bird watching, rock climbing or cycling. Our population is notably healthy and active. Many of our residents and visitors prefer to get around by foot or bike, rather than driving. In addition, a notable number of residents and visitors reside within walking or cycling distance of downtown Estes Park. Motivating these groups to visit downtown by these alternate modes of transportation, rather than driving, could reduce downtown parking demand. Pedestrians: The existing walk/bike paths that connect to downtown and the shuttle systems are a great first step in encouraging residents and visitors to leave the car behind when visiting downtown. Continued expansion of the walking trails, such as a safe walking route along Moraine Avenue, would further indicate the Town’s support for pedestrian traffic in downtown. Widening the sidewalks along Elkhorn Avenue and wider landing areas at street crossings to allow people to gather without hindering pedestrian flow would further enhance the experience of visitors and residents. Cyclists: Cycling is a growing sport and encompasses a range of styles, including street cycling, mountain biking and casual family transportation. At this time, downtown Estes Park is not bike friendly. We cannot expect residents or visitors will ride bikes into town rather than driving until we provide safe methods for them to do so. The lack of bike lanes along main thoroughfares and pedestrian trails that do not allow cyclists leave few routes that bikes may safely travel. The heavily congested roads in the summer season further discourage cyclists.  Bike routes: Either on-street bike lanes or off-street trails must be available in order for bicyclists to safely travel in and out of downtown Estes. It is understood that bike lanes are incorporated into the Downtown Loop project. If this project proceeds, this would be a significant first step in the development of bike lanes along all main thoroughfares in and out of downtown. Further continuation of bike lanes along Highways 34 and 36 into town and along Moraine Avenue would significantly improved bicycle access to downtown. In addition, a signage program along multi-use trails (such as the Fall River Trail) indicating that bicycles are allowed might help visitors understand that these are safe trails for families and others who would like to ride into town but may not be comfortable sharing the road with vehicles. Bike racks: In order for cycling to be an effective method of transportation downtown, we must accommodate parking for bicycles as well as vehicles. Currently, there are approximately 13 bike racks in downtown Estes, but most hold less than ten bikes. In order to be effective, bike racks must be centrally located, easy to find, have sufficient capacity and be located near shuttle stops or other transportation options. (See Appendix A for a table of downtown bike racks) Shuttles: The Town’s shuttle system is a great service for our residents and visitors that also reduces traffic congestion and parking demand. In 2015, over 500,000 visitors rode the Town shuttles during the summer season. Shuttles should remain a key component of the downtown parking strategy and efforts to increase P a g e 9 | 16 ridership, and therefore reduce the number of vehicles downtown, should continue to be pursued. Bike racks on the Town shuttles would further increase the opportunities for residents and visitors to get around by bike. Strategy 5: Implement a pay-to-park program The Transportation Advisory Board recommends implementing a pay-to-park program in downtown Estes Park during high traffic periods. Paid parking downtown has the potential to:  Influence visitor behavior – encourage more visitors to use the free shuttles  Improve the distribution of vehicles – encourage visitors to park at the free lots a little further out, thus removing vehicles from downtown roadways  Provide a revenue source that could support the cost of additional parking inventory There has been a shift in public sentiment toward paid parking in downtown Estes. In the 2015 Downtown Parking Survey, over 50% of respondents supported paid parking in downtown Estes in contrast to only 41% support in 2005. Table 4: Do you support paid parking downtown? 2015 Estes Park Downtown Parking Survey 2005 Republic Parking Study Yes 50.8% 40.88% No 49.2% 59.12% There are many technology options available to implement a pay-to-park program. Town staff is best suited to research and recommend an appropriate technology. That said, it would be beneficial to select a newer parking technology that has the capacity to:  Monitor availability of individual parking spaces and provide data at lot entrance kiosks, smart phone applications and electronic message signs.  Accept credit card payments  Communicate with the customer via smart phone: o Location of available spaces o Send text reminder when purchased time is nearing expiration o Provide option to pay for additional time  Smart enforcement: o Notification of occupied stalls that haven’t been paid or expired meters The ideal time to implement a pay-to-park strategy would be at the start of the high traffic season following the completion of the Visitor Center South parking structure. Prior to its completion and during its construction, downtown Estes will not have sufficient parking supply to provide visitors with sufficient parking alternatives. Upon completion of the Visitor Center South parking structure, there will be sufficient inventory to allow downtown visitors to select to 1) pay to park in the central downtown area, 2) park free at perimeter and remote lots or 3) to take the shuttle. P a g e 10 | 16 Due to the seasonal nature of our downtown visitations, we recommend that pay-to-park technology be implemented when average monthly traffic counts are expected to exceed 300,000 vehicles per month (Highway 34 and Hwy 36 combined). This is the point at which downtown parking becomes limited. Based on recent traffic volumes, paid parking would be in effect from May through October. Graph 1: Traffic counts by month on Highways 34 & 36 (combined) Daily enforcement is recommended from 9:00 am to 7:00 pm. We recommend allowing all day parking in most locations and removing the 3-hour time limit that currently exists. Visitors should be encouraged to stay and enjoy downtown Estes Park for as long as they desire. A few key short-term, free parking areas will be needed to facilitate pickups, drop offs, etc. Rates: We recommend a three-tiered pricing strategy. Tier 1 would be the most centrally located parking spaces in town and charge the highest rates. Tier 2 would be a bit further away and be priced more moderately. Tier 3 would be free. Tier 1 would include:  Town Hall/Library Parking lots  East Riverside Lot (adjacent to Dairy Queen/Casa Grande)  Riverside lot (at Confluence Park)  Post Office lot (with some short term free parking for Post Office customers)  Virginia Lot (corner of Elkhorn and Park Ave)  Curbside parking surrounding Bond Park  Brownfields lot Tier 2 would include:  Spruce lot  Tregent lot  Performance Park lot  Big Horn lot  Moraine/Weist lot P a g e 11 | 16  Davis lot  West Riverside curbside and lot  Curbside parking on MacGregor Avenue Tier 3 (free parking) would be located at:  Visitor Center South parking structure  Visitor Center north lot  Fairgrounds/Event Center lot Revenue generated from paid parking should be spent first on costs to maintain parking lots, parking technology and enforcement costs. Once those costs have been covered, remaining funding should be set aside for additional parking capacity in the future. Strategy 6: Encourage Owners & employees to park remotely With a shortage of parking in downtown, each space becomes valuable. It is in the best interest of the downtown merchants and the Town to fill these spaces with revenue generating visitors. But each day, a significant number of downtown parking spaces are being filled by owners and employees of the shops, restaurants and Town Hall. Stan Black of the Transportation Advisory Board walked downtown and made some informal inquiries about summer staffing levels in an effort to quantify the impact of downtown employees on parking. He found over 200 businesses with about 10% of these being restaurants or bars. Interviews with shop owners indicated two employees typically worked per shift, with two shifts per day. For food and beverage establishments, it is estimated that they have five employees per shift. Factoring in the Town and Library, this results in roughly 600 employees at any given time during the day. Providing for carpooling, walking, cycling and shuttles, we estimate that 300 parking spaces are being consumed throughout the day by downtown employees. With 1073 downtown parking spaces and another 256 spaces at the visitor center, 22.5% of the downtown parking supply is being used by employees. The question remains what can we do to encourage employees to park elsewhere and make room for residents and visitors? It typically comes down to incentives or deterrents. For instance, the current shuttle system is a beneficial option available to many downtown employees. Unfortunately, it does not run early enough in the morning or late enough into the evening to meet the needs of all employees, particularly food service employees. If the Town were to implement a pay-to-park program, this is expected to be a significant deterrent for many employees, but it is likely years away from implementation. The Town implemented an incentive program for Town employees in summer 2015 encouraging them to park remotely or use alternate methods to get to work. The Town may need to work with the business community to create a broader set of incentives for employees to find alternate ways to get to work. For instance, could employees get entered into a drawing for a vacation to Hawaii each time they ride the shuttles? Or a guaranteed prize from a prize catalog if certain thresholds are met? Would downtown merchants donate prizes or make financial contributions to prize packages? Another suggestion was to increase downtown business licensing fees, but offer a rebate (or discount on next year’s registration) to those businesses who can document that their employees are parking elsewhere. P a g e 12 | 16 Any program developed will incur costs in the form of program development, education and awareness, implementation and prizes/incentives. Measuring the results is often the hardest part of the equation (do employees get a punch card punched by the shuttle driver? Do we staff remote parking lots with an attendant to log employee vehicles? Do we provide RFID parking stickers on employee vehicles that record how often they park at offsite lots?). Hiring a consultant to develop an incentive program may be a wise investment. The situation does not need to be studied again. What is needed is a comprehensive, actionable plan to encourage employees to park outside downtown, developed in conjunction with business owners and business associations. This needs to be a community effort in order to be successful. While these may seem like expensive options, the cost to do nothing is even greater. 1. Loss of revenue to downtown merchants : If each vehicle parks downtown for an average of 4 hours, each parking space will have at least 2 cars per day. If each car purchases meals for two at $25 plus spends $50 in downtown shops, then the downtown merchants have collectively lost $75/car x 2 cars/day x 250 parking spaces = $37,500/day x 90 days of the season = $3,375,000 in lost downtown revenue 2. Loss of sales tax to Town: Using the above scenario of a loss in sales of $3,375,000 times the 5% tax rate results in a loss of $168,750 in sales tax revenue to the Town. 3. Parking Structure: If we want to continue to allow employees to park downtown, we could construct a parking structure to replace the spaces they take up. At the recent price per stall of $50,000 for parking structure construction, this lot would cost $12,500,000 (250 spaces x $50,000/stall). Strategy 7: Redirect oversized vehicles to remote parking Buses, RVs and other oversized vehicles create challenges in our narrow downtown corridor. In addition to our Town shuttles and Rocky Mountain National Park Shuttles, each day our town sees tour buses driving through on their way to the National Park or bringing their passengers for lunch and shopping downtown. Other visitors arrive in RVs and drive through town on their way to local RV parks or the National Park. Many of these oversized vehicles desire to park downtown. Currently, there is a total of 24 designated Bus/RV parking spaces in Estes Park (17 in the Town Hall lot, 4 at the Visitor Center lot, and 3 at the Event Center). There are an additional 17 stalls at the Event Center lot that are extra-long, but not Bus/RV spaces (these spaces may not have sufficient ingress/egress to accommodate buses or RVs). We need to ensure that there are sufficient spaces to accommodate our oversized vehicle demand. These spaces should not be downtown, but close to shuttle routes to allow passengers easy access to downtown. The Town should:  Restripe the fairgrounds lot to accommodate a greater number of RVs  Remove the RV parking designation at the Town Hall parking lot P a g e 13 | 16 The Town should also encourage RVs to avoid driving through downtown when possible. This can be accomplished by:  Encouraging RV parks to direct their customers to arrive/depart via alternate routes. Consider providing specific maps or marketing tools to help them communicate these routes to their customers.  Specifically discuss alternate oversized vehicle routes in the transportation section of appropriate websites, such as www.visitestespark.com or http://www.nps.gov/romo/index.htm, and local maps.  Identify a central location, such as the visitor center lot or fairgrounds lot, with sufficient RV parking and mark it clearly with signage, on maps, and on local websites. In addition, the Town should adopt a policy on tour buses. This policy should dictate where tour buses may make drop-offs and pick-ups downtown, and where they may park while waiting for their passengers. This policy should be proactively distributed to Colorado based tour operators who operate tours in Estes Park/Rocky Mountain National Park. Strategy 8: Protect Residential Neighborhoods When towns implement pay-to-park program, a common unintended consequence is increased visitor parking along residential streets where there is no fee to park. The neighborhoods surrounding Estes Park’s downtown will be particularly vulnerable if Estes Park implements a pay-to-park program. These neighborhoods include:  Virginia Drive area  Big Horn Drive area  East Riverside Drive If the Town chooses to implement a pay-to-park program, it would benefit these neighborhoods if a proactive approach were taken to prevent visitors from parking along their roadways. One common approach is to require residential permits for residents and their guests and not allow public parking in these areas. The Estes Park Police Department currently issues overnight parking permits for downtown residents. An expansion of this permit program should be implemented simultaneous with or before any pay-to-park program is in place. Protect the neighborhood before they experience negative impacts, not after they have been inconvenienced. Strategy 9: Develop a Special Event Management Plan There are a handful of days in Estes Park, where traffic congestion is exceptionally bad. These are typically holidays or free Rocky Mountain National Park days. The most notable are the Fourth of July, Public Lands day in September, Memorial and Labor Day weekends. A special event management plan would be helpful to address the unique characteristics of these challenging days. P a g e 14 | 16 The primary characteristics of these high congestion days are:  Heavy traffic, particularly inbound traffic from Highways 34 and 36 in the mornings  Parking shortages  Strong pedestrian presence In order to address each of these issues, a strategy must be developed in advance.  Traffic Management: To address heavy inbound traffic days, such as on a Rocky Mountain National Park free admission day, have a plan in place with CDOT to keep signals on Elkhorn Avenue westbound green for longer periods. Consider closing some cross streets to traffic for a couple of hours to facilitate the Elkhorn traffic, much like is done on parade days, or lengthen the time between green lights for these side streets on high volume days. Provide good signage on Highways 34 and 36 directing park traffic onto Wonderview as well as Elkhorn.  Create alternate parking opportunities : Make arrangements with local landowners whose properties could serve as overflow parking on key days. Create signage notifying the public where parking is available. Consider asking public service groups to staff the lots and charge a parking fee as a fundraiser. For long days, such as Fourth of July, extend shuttle service to get people back to their cars. Possible locations for overflow parking include: Elkhorn Lodge, Our Lady of the Mountains Catholic Church, St Bartholomew's Episcopal Church on MacGregor Avenue, and the school district parking lots. Town would need to ensure there is no code that conflicts with these activities.  Strong Pedestrian Presence: High volume visitor days means more pedestrians downtown. Consider closing certain crosswalks with barricades to facilitate vehicular traffic (such as the east/west crossing at Highway 36 where an underpass is available. Use signage to direct pedestrians to the underpass.  Extend shuttle hours: When overflow parking is in use or on days where events such as the fireworks show on the Fourth of July or the Rodeo or Scottish Festival keep people active long into the evenings, continue to keep the shuttles running. Remote parking can only be successful if the last visitor is able to return to their car easily at the end of the night. Treating these high volume days like a special event – a SuperBowl or State Fair – needs special planning. Our streets are not designed for the volumes they see but with intervention, the movement of vehicles and pedestrian can be improved. Keep traffic flowing. Get cars into parking spaces efficiently. Keep pedestrians on the sidewalks and out of the roads. Bring the community together to help with these activities. Have all Community Service Officers on duty. Staff parking lots with community service groups. Have an abundant supply of shuttles available. These are busy days. These are long days. These are great days for the community to come together to make Estes Park a great experience for our visitors. P a g e 15 | 16 Appendix A – Public & private bike racks in downtown Estes The map here indicates where bicycle racks are located throughout Estes Park: http://www.bikeestes.org/bike-racks-in-estes-park/ TITLE CATEGORY DESCRIPTION Visitor Center Bike racks (existing) On the right side of the visitor center (+- 5 bikes) Safeway Bike racks (existing) Right side of the building (Nice view of Stanley Hotel) (+- 10 bikes) Kind Coffee (side) Bike racks (existing) Left side of the building (+- 10 bikes) Ed's Cantina Bike racks (existing) Front of building (+- 6 bikes) Library Bike racks (existing) Back of the building (+-3 bikes) Town Hall Bike racks (existing) Front of Town Hall, close to entrance Performance Park Bike racks (existing) Close to bridge (+- 10 bikes) Tregent Park Bike racks (existing) (+- 3 bikes) Moraine Avenue Restrooms Bike racks (existing) A la carte Bike racks (existing) 2 bike racks on plaza between A la carte & White orchid (3 bikes) McDonald's Bike racks (existing) Between McDonald's and Parking lot (+- 8 bikes) White Orchid Bike racks (existing) 2 bike racks on plaza between A la carte & White orchid (3 bikes) Performance Park parking lot Bike racks (existing) Parking lot (+- 6 bikes) Riverside Drive (behind Subway) Bike racks (existing) Behind Subway, across from the public restrooms, close to sidewalk The Barrel Bike racks (existing) Source: http://www.bikeestes.org/bike-racks-in-estes-park/ Document Title Draft 1 1/8/16 Revisions: 0 Town of Estes Park, Town Board Governance Policies Page 1 of 6 Effective Period: Review Schedule: Effective Date: References: TOWN BOARD GOVERNANCE POLICIES 105 Agendas 1. PURPOSE The Town Clerk is responsible for the preparation and publication of the agendas for any meeting of the Board of Trustees. The Town Clerk shall establish deadlines for items to be added to the agenda in order to provide adequate public notice of Board meetings and to fully meet the requirements of the Colorado Open Meetings Act. 2. REGULAR BOARD MEETINGS a. Agendas for regular board meetings shall follow the format approved by the Board in Policy 103 – Town Board Procedures b. Adding items to the Agenda i. Routine Administrative Issues – Routine administrative issues, including renewal of ongoing contracts, approval of bills, approval of minutes, issuance, renewal and transfer of liquor licenses, land use issues requiring quasi-judicial action and proclamations or other ceremonial actions may be placed on the agenda by the Town Clerk without any further approval. ii. Items requested by Town Staff – Any items, other than routine administrative items, must be approved by the Town Administrator before being placed on the agenda. The Town Administrator may place these items on the Regular Board agenda without any further approval of the Board. iii. Reports or requests from outside entities – the Town Administrator has the authority to approve any requests from outside or partner agencies wishing to present before the Town Board. This includes update reports (i.e. updates from the Superintendent of Rocky Mountain National Park) and requests requiring action (i.e. requests for letters of support, requests for board participation on community projects). iv. Legal issues – Legal issues requiring Board discussion or action may be placed on the agenda by either the Town Administrator or the Town Attorney. Document Title Draft 1 1/8/16 Revisions: 0 Town of Estes Park, Town Board Governance Policies Page 2 of 6 v. Trustee requested items – Any trustee may request that an item be added to the regular board agenda by one of the following methods: (1) Request that the item be added to the agenda of an upcoming Regular meeting during the Trustee comment period at a study session. If any other Trustee objects to the item being placed on the agenda, the request must be made at a Regular Board meeting. (2) Request that an item be added to an upcoming agenda during Trustee comment period at a regular board meeting. The Board may approve the addition of the item to a future board meeting by consensus or may call for a vote. If a vote is called for, a majority affirmative vote of the Board is required to add the item to a future agenda. (3) By an affirmative vote of a majority of the Trustees present at a meeting, additional matters may be added to the agenda of any such meeting, as long as it is allowed by statute. (4) By referral from a Board Standing Committee. (5) Emergency items – At times it may be necessary to add items to an agenda on short notice to protect the immediate health, safety and well- being of the community or the organization. The Mayor, Town Administrator or Town Attorney may add emergency items to any agenda at any time, at their sole discretion. (6) Issues raised during Public Comment – For any issue raised during public comment that requires additional Board discussion or an action, any Board member may request that the item be placed on an upcoming agenda. Taking action on any item raised during public comment but not previously listed on the agenda is discouraged in order to give adequate notice for opportunity for public participation. 3. STUDY SESSIONS a. The Town Board will review the schedule for upcoming Study Sessions. The Mayor, Trustees or staff may request or recommend any appropriate matters for Town Board consideration; however the Town Administrator will only place items on a Study Session agenda with the direction of a majority of the Board. b. By an affirmative vote of a majority of the Trustees present at a meeting, additional matters may be added to the agenda of any such meeting as long as it is allowed by statute. Document Title Draft 1 1/8/16 Revisions: 0 Town of Estes Park, Town Board Governance Policies Page 3 of 6 4. BOARD STANDING COMMITTEES (PUP, CD/CS, AUDIT) a. The Town Clerk shall prepare the agendas for the Board Standing Committees in consultation with the committee chair and appropriate staff. b. Items on the agenda should be limited to the scope of the specific committee. c. Any items requiring Board approval or further action must be referred by the Committee to the full board including a recommendation as to whether the item should be considered on the Consent Agenda or as an Action Item. d. By an affirmative vote of a majority of the Trustees present at a meeting, additional matters may be added to the agenda of any such meeting, as long as it is allowed by statute. e. All Actions of Standing Committees are to be considered recommendations and not final actions representing the Board of Trustees, unless otherwise authorized by Board policy. Document Title Draft 1 1/8/16 Revisions: 0 Town of Estes Park, Town Board Governance Policies Page 4 of 6 TABLE OF CONTENTS  1. PURPOSE ........................................................................................................................................................... 1 2. POLICY ............................................................................................................ Error! Bookmark not defined. 3. PROCEDURE ..................................................................................................................................................... 5 APPENDIX 1 ‐ FORMS ......................................................................................................................................... 6 a. Form 1 ............................................................................................................................................................ 6 Document Title Draft 1 1/8/16 Revisions: 0 Town of Estes Park, Town Board Governance Policies Page 5 of 6 5. PROCEDURE Approved: _____________________________ Frank Lancaster, Town Administrator _____________ Date Document Title Draft 1 1/8/16 Revisions: 0 Town of Estes Park, Town Board Governance Policies Page 6 of 6 APPENDIX 1 - FORMS a. Form 1 Downtown Plan Steering Committee Appointment Town Clerk Memo 1 To: Honorable Mayor Pinkham Board of Trustees Town Administrator Lancaster From: Jackie Williamson, Town Clerk Date: January 7, 2016 RE: Downtown Plan Steering Committee Appointments Objective: To appoint eleven members to the Downtown Plan Steering Committee. Present Situation: The Downtown Plan Steering Committee was formed with the passage of Resolution #16-15 by the Town Board at the October 13, 2015 meeting. The committee is to consist of eleven (11) committee members appointed by the Town Board and four (4) members appointed by staff. The positions will be for approximately 9 months to work with the consultant to help develop a Downtown Plan. The positions were advertised through November 2, 2015 and 24 applications were received. The interview committee consisted of Trustees Ericson, Trustee Nelson, Jon Nicholas/EDC President and CEO, Alison Chilcott/Community Development Director, and Phil Kleisler/Planner. The committee interviewed 22 applicants on December 9th and 10th with 2 candidates withdrawing. Proposal: The interview committee recommends the appointment of the following individuals to the committee: Tom Dority, Frank Theis, Kimberly Campbell, Holly Moore, Ginny McFarland, Sue Doylen, Ann Finley, Faith Zimmerman, Greg Rosener, Cydney Springer and Ron Wilcocks. The proposed appointments represent a wide range of community interest and professional experience, including downtown business owner, the arts, EPIC, administration, finance, development, developer, river coalition, transportation, accommodations, EALA, urban development, housing, ARD, EDC, former Trustee and former EPURA Commissioner. The committee was impressed with the applicant pool. It was noted that although individuals were not selected for the committee it was largely due to the need to ensure the committee was as diverse and represented as many sectors of the community as possible. Advantages:  To appoint qualified individuals to the committee to move the Downtown Plan process forward. Downtown Plan Steering Committee Appointment 2 Disadvantages:  If the appointments are not made the positions would remain vacant. Action Recommended: Appointment of Tom Dority, Frank Theis, Kimberly Campbell, Holly Moore, Ginny McFarland, Sue Doylen, Ann Finley, Faith Zimmerman, Greg Rosener, Cydney Springer and Ron Wilcocks to the Downtown Plan Steering Committee. Budget: None. Level of Public Interest Moderate for the general population and high for those directly affected by the outcome of the plan. Sample Motion: I move to approve/deny the appointments of Tom Dority, Frank Theis, Kimberly Campbell, Holly Moore, Ginny McFarland, Sue Doylen, Ann Finley, Faith Zimmerman, Greg Rosener, Cydney Springer and Ron Wilcocks to the Downtown Plan Steering Committee.