HomeMy WebLinkAboutPERMIT 1754 Fish Hatchery Rd Stream Restoration Project 2015-10-081)El'ARTMENT 01 TIIE ARMV
coRrs ay L NG IN 17IRS, OMAHA DIS'TRICT
D ENV ER REGU 1..ATOR Y. OFFICE, 9307 S( ) UTFI W A DS1V()IRTI-1 11301J1 E V ARE)
ITT[. ETON, (1'0 LOR ADO 8(1128-69) I
October 8, 2015
SUBJECT: Nationwide Permit Verification — Action No. NWO-2015-01829-DEN, Fall River
Hydroplant and Upper Fish Hatchery Reaches Stream Restoration Project
Tina Kurtz
Town of Estes Park, Community Development Department
PO Box 1200
Estes Park, CO 80517
Dear Ms, Kurtz:
Reference is made to the above -mentioned proposed project located at approximately latitude
40.3996889439269, longitude -105.58539199937, in Larimer County, Colorado. The work as
described in your submittal will consist of stream restoration and enhancement within Fall River
in the Town of Estes Park, Larimer County, Colorado. The project will reestablish a stable
stream channel gradient, include earthwork to lay back the vertical stream banks and reestablish
a sinuous stable low flow channel, provide vertical and lateral stability, develop a complex
channel cross section, construct riffle -pool sequencing and/or steep pool sections, improve
habitat, and re -vegetation for stability. To do this, 3,250 feet of Fall River will be impacted, with
approximately 0.20 acre of wetlands being created.
Based on the information provided, this office has determined that the work is authorized by
the Department of the Army Nationwide Permit (NWP) NWP 27 Aquatic Habitat
Restoration, Establishment, and Enhancement Activities., found in the February 21, 2012,
Federal Register. Enclosed is a fact sheet, which fully describes this Nationwide Permit and lists
the General Conditions, and Colorado Regional Conditions, which must he adhered to for this
authorization to remain valid.
Although an Individual Department of the Arrny permit will not be required for this work,
this does not eliminate the requirement that any other applicable federal, state, tribal. or local.
permits be obtained as required. Please be, advised that deviations from the original plans and
specifications of this project could require additional authorization from this office.
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The applicant is responsible fbr all work accomplished in accordance with the terms and
conditions of the nationwide permit. if a contractor or other authorized representative will be
accomplishing the work authorized. by the nationwide permit on behalf of the applicant, it is
strongly recommended that they be provided a copy of this letter and the enclosed conditions so
that they are aware of the limitations of the applicable nationwide pen -Mt Any activity which
fails to comply with all the terms and conditions of the nationwide permit will be considered
unauthorized and subject to. appropriate enforcement action.
This verification will be valid until March 18, 2017. In compliance with General
Condition 30, the enclosed "Certification of Completed Work" form (blue) must he signed
and returned to this office upon completion of the authorized Ivork and any required
mitigation.
Enclosed is a Preliminary Jurisdictional Determination (JD) which is a written indication that
wetlands and waterways within your project area may be waters of the United States (enclosed).
Such waters will be treated as jurisdictional waters of the US for purposes of computation of
impacts and compensatory mitigation requirements. If you concur with the findings of the
Preliminary JD, please sign it and return it to the letterhead address within two weeks. If you
believe the Preliminary JD is inaccurate, you may request an Approved JD, which is an official
determination regarding the presence or absence of waters ofthe US. If an approved JD is
requested, the Corps will complete one and you may not begin work on the proposed project
until after the Approved JD is complete. If you do not want the Corps to complete an Approved
JD, you may proceed with the proposed project.
If there are any questions please feel free to contact Michael Stanley at (303) 979-4120 or by
e-mail at Michael.G.Stanley@usace.army.mil, and reference Corps File No. NWO-2015-01829-
DEN.
Kiel Downing
Chief, Denver Regulatory Office
Enclosure(s)
Copies Furnished:
U.S. Fish and Wildlife Service
Colorado Department of Public Health and Environment
Environmental Protection Agency
Colorado Parks and VVildlife
Eric Petterson
Olsson Associates
214 8th. Street, Suite 302
Glenwood Springs, CO 81601
Tall 1 -
PRELIMINARY JURISDICTIONAL DETERMINATION FORM
This preliminary JD finds that there "may be" waters of the United States on the
subject project site, and identifies all aquatic features on the site that could be affected by
the proposed activity, based on the following information:
A. Report Completion Date for Preliminary Jurisdictional Determination
October 8. 2015
B. Name and Address of Person Requesting Preliminary JD:
'Fina Kurtz
Town of Estes Park, Community Development Department
PO Box 1200
Estes Park, CO 8051 7
tkurtz@estes.org
C. District Office, Name, and Number: NWO-2015-01 829-DEN, Fall River Iiydroplant
and Upper Fish Hatchery Reaches Stream Restoration Project
D. PROJECT LOCATION(S), BACKGROUND INFORMATION, AND 'WATERS:
State: CO
City: Estes
County: 1..arimer
Name of nearest waterbody: Fall River
,Identify amount of waters in the review area: Approximately 3.33 Acres
Name of any water bodies on the site that have been identified as Section 10 waters:
Tidal: n/a
Non -Tidal; n/a
ate
-s of the U.S.
Latitude Longitude
40.399688 -105,585
Estimated Estimated
amount of amount of
Cowardin
Stream aquatic aquatic
Class
Flow resources in resource
eview area impact
Perennial Riverinc 3.33 Acres 3.33 Acres
E. REVIEW .PERFORMED FOR SITE EVALUATION (CHECK ALL THAT .APPIX):
Office (Desk) Determination. Date: October 8, 2015,
Field Determination, Date(s);
Jurisdi
ctional
Authori
ty
Sec.
404
F. SUPPORTING DATA:
Data reviewed for preliminary .113, (check all that apply - checked items should be included in
case file and, where checked and requested, appropriately reference sources below):
Maps, plans, plots or plat submitted by or on behalf of the applicant/consultant:
Data sheets prepared/submitted by or on behalf of the applicant/consultant,
(1)ffice concurs with data sheets/delineation report.
Office does not concur with data, sheets/delineation report.
El Data sheets prepared by the Corps:
Corps navigable waters' study:
U.S. Geological Survey Hydrologic Atlas:
USGS MID data.
USGS 8 and :12 digit HUC maps.
Geological Survey map(s), Cite quad name: C:0-ESTES PARK
P USDA Natural Resources Conservation Service Soil Survey. Citation: GIS.
National wetlands inventory map(s). Cite name: GIS.
State/Local wetland inventory map(s):
-1 FE:MA/FIRM maps:
I I
100-year Floodpiain Elevation is: (National Geodectic Vertical Datum of 1929)
Photographs: [ Aerial (Name & Dzite): Provided by applicant.
or I Other (Name & Date):
Previous determination(s). File no. and date of response letter:
Other information (please specify):
IMPORTANT NOTE: The information recorded on this form has not necessarily been
verified by the Corps and should not be relied upon for later iurisdictional determinations.
,„„e,
Signature and date of Signature adate, f
Regulatory Project Manager
(Required)
person requesting preliminary JD
(REQU IRED, unless obtaining the signature is
impracticable)
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G. EXPLANATION OF PRELIMINARY AND APPROVED JURISDICTIONAL
DETERMINATIONS:
The Corps of Engineers believes that there may he jurisdictional waters of the United
States on the subject site, and the permit applicant or other affected party who requested
this preliminary JD is hereby advised of his or her option to request and obtain an
approved jurisdictional determination (JD) for that site. Nevertheless, the permit
applicant or other person who requested this preliminary JD has; declined to exercise the
option to obtain an approved JD in this instance and at this time.
2, In any circumstance where a permit applicant obtains an individual permit, or a
Nationwide General Permit (NWP) or other general permit verification requiring "pre -
construction notification" (PCN), or requests verification for a non -reporting NWP or
other general permit, and the permit applicant has not requested an approved JD for the
activity, the permit applicant is hereby made aware of the fi)llowing: (1) the permit
applicant has elected to seek a permit authorization based on a preliminary JD, which
does not make an official determination ofjurisdictional waters; (2) that the applicant has
the option 10 request an approved JD betbre accepting the terms and conditions of the
pen -nit authorization, and that basing a permit authorization on an approved JD could
possibly result in less compensatory mitigation being required or different special
conditions; (3) that the applicant has the right to request an individual permit rather than
accepting the terms and conditions of the NWP or other general pennit authorization; (4)
that the applicant can accept a permit authorization and thereby agree to comply with all
the terms and conditions of that permit, including whatever mitigation requirements the
Corps has determined to be necessary; (5) that undertaking any activity in reliance upon
the subject pennit authorization without requesting an approved JD constitutes the
applicant's acceptance of the use of the preliminary JD, but that either form ofJD will be
processed as soon as is practicable; (6) accepting a permit authorization (e.g., signing a
proffered individual permit) or undertaking any activity in reliance on any form of Corps
permit authorization based on a preliminary JD constitutes agreement that all wetlands
and other water bodies on the site affected in any way by that activity are jurisdictional
waters of the United States, and precludes any challenge to such jurisdiction in any
administrative or judicial compliance or enforcement action, or in any administrative
appeal or in any Federal court; and (7) whether the applicant elects 10 use either an
approved JD or a preliminary JD, that JD will be processed as soon as is practicable.
Further, an approved JD, a proffered individual permit (and all terms and conditions
contained therein), or individual permit denial can be administratively appealed pursuant
to 33 C.F.R. Part 331, and that in any administrative appeal, jurisdictional issues can be
raised (see 33 C.F.R. 331.5(a)(2)). lf, during that administrative appeal, it becomes
necessary to make an official deterrnination whether CWA jurisdiction exists over a site,
or to provide an official delineation ofjurisdictional waters on the site, the Corps will
provide an approved JD to accomplish that result, as soon as is practicable.
Nationwide Perrnit 27
A uatic Habitat Restoration, Establishmeuit
And Enhancement Activities
Activities in waters of the United States associated with the restoration, enhancement,
and establishmentof tidal and non -tidal wetlands and riparian areas, the restoration and
enhancement of non -tidal streams and other non -tidal open waters, and the rehabilitation or
enhancement of tidal streams, tidal wetlands, and tidal open waters, provided those activities
result in net increases in aquatic resource functions and services.
To the extent that a Corps permit is required, activities authorized by this NWP include,
but are not limited to: the removal of accumulated sediments; the installation, removal, and.
maintenance of small water control structures, dikes, and berms, as well as discharges of dredged
or fill material to restore appropriate stream channel configurations after small water control
structures, dikes, and berms, are removed; the installation of current deflectors; the enhancement,
restoration, or establishment of riffle and pool stream structure; the placement of in -stream.
habitat structures; rnodifications of the stream bed and/or banks to restore or establish :stream
meanders; the backfilling of artificial channels; the removal of existing drainage structures, such
as drain tiles, and the filling., blocking, or reshaping of drainage ditches to restore wetland
hydrology; the installation of structures or fills necessary to establish or re-establish wetland or
stream hydrology; the construction of small nesting islands; the construction of open water areas;
theconstruction of oyster habitat over unvegetated 'bottom' in tidal waters; shellfish seeding;
activities needed to reestablish vegetation, .including plowing or discing for seed bed preparation
and the planting of appropriate wetland species; re-establishment of submerged aquatic
vegetation in areas where those plant communities previously existed; re-establishment of tidal
wetlands in tidal waters where those wetlands previously existed; mechanized land clearing to
remove non-native invasive, exotic, or nuisance vegetation; and other related activities. Only
native plant species should be planted at the site..
This NWP authorizes the relocation of non -tidal waters, including non -tidal wetlands and
streams, on the project site provided there are net increases in aquatic resource functions and
services.
Except for the relocation of non -tidal waters on the project site, this NWP does not
authorize the conversion of a stream or natural wetlands to another aquatic habitat type (e.g.,
stream to wetland or vice versa) or uplands. Changes in wetland plant communities that occur
when wetland hydrology is more fully restored during wetland rehabilitation activities are not
considered a conversion to another aquatic habitat type. This NWP does not authorize stream
channelization. This NWP does not authorize the relocation of tidal waters or the conversion of
tidal waters, including tidal wetlands, to other aquatic uses, such as the conversion of tidal
wetlands into open water impoundments.
Compensatory mitigation is not required for activities authorized by this NWP since these
activities must result in net increases in aquatic resource functions and services.
Reversion. For enhancement, restoration, and establishment activities conducted: (1) In
accordance with the terms and conditions of a binding stream or wetland enhancement or
restoration agreement, or a wetland establishment agreement, between the landowner and the
U.S. Fish and Wildlife Service (FWS), the Natural Resources Conservation Service (NRCS), the
Farm Service Agency (FSA), the National Marine Fisheries Service (NMFS), the National Ocean
Service (NOS), U.S. Forest Service (USFS), or their designated state cooperating agencies; (2) as
voluntary wetland restoration, enhancement, and establishment actions documented by the
NRCS or USDA Technical Service Provider pursuant to NRCS Field Office Technical Guide
standards; or (3) on reclaimed surface coal inine lands, in accordance with a Surface Mining
Control and Reclamation Act permit issued by the Office of Surface Mining Reclamation and
Enforcement (OSMRE) or the applicable state agency, this NWP also authorizes any future
discharge of dredged or fill material associated with the reversion of the area to its documented
prior condition and use (i.e., prior to the restoration, enhancement., or establishment activities).
The reversion must occur within five years after expiration of a limited term wetland restoration
or establishment agreement or permit, and is authorized in these circumstances even if the
discharge occurs after this NWP expires. The five-year reversion limit does not apply to
agreements without time limits reached between the landowner and the FWS, NRCS, FSA,
NMFS, NOS, USFS, or an appropriate state cooperating agency. This NWP also authorizes
discharges of dredged or fill material in waters of the United States for the reversion of wetlands
that were restored, enhanced, or established on prior -converted cropland or on uplands, in
accordance with a binding agreement between the landowner and NRCS, FSA, FWS, or their
designated state cooperating agencies (even though the restoration, enhancement, or
establishment activity did not require a section 404 pennit). The prior condition will be
documented in the original agreement or permit, and the determination of return to prior
conditions will be made by the Federal agency or appropriate state agency executing the
agreement or permit. Before conducting any reversion activity the permittee or the appropriate
Federal or state agency must notify the district engineer and include the documentation of the
prior condition. Once an area has reverted to its prior physical condition, it will be subject to
whatever the Corps Regulatory requirements are applicable to that type of land at the time. The
requirement that the activity results in a net increase in aquatic resource functions and services
does not apply to reversion activities meeting the above conditions. Except for the activities
described above, this NWP does not authorize any future discharge of dredged or fill material
associated with the reversion of the area to its prior condition. In such cases a separate permit
would be required for any reversion.
Reporting. For those activities that do not require pre -construction notification, the
permittee must submit to the district engineer a copy of: (1) The binding stream enhancement or
restoration agreement or wetland enhancement, restoration, or establishmentagreement, or a
project description, including project plans and location map; (2) the NRCS or USDA Technical
Service Provider documentation for the voluntary stream enhancement or restoration action or
wetland restoration, enhancement, or establishment action; or (3) the SMCRA permit issued by
OSMRE or the applicable state agency. The report must also include information on baseline
ecological conditions on the project site, such as a delineation of wetlands, streams, and/or other
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aquatic habitats. These documents must be submitted to the district engineer at lcast 30 days
prior to commencing activities in waters of the United States authorized by this NWP, (Sections
10 and 404)
Note: This NWP can be used to authorize compensatory mitigation projects, including
mitigation banks and in -lieu fee projects. However, this NWP does not authorize the reversion of
an area used for a compensatory mitigation project to its .prior condition, since compensatory
mitigation is generally intended to be permanent,
Nationwide Permit General Conditions
Note: To qualify for NWP authorization„ the prospective permittee must comply with the
following general conditions, as applicable, in addition to any regional or case -specific
conditions imposed by the division engineer or district engineer.
1. Navigatinn. (a) No activity may cause more than a minimal adverse effect on
navigation.
(b) Any safety lights and signals prescribed by the U.S. Coast Guard, through regulations
or otherwise, must be .installed and maintained at the pennittee's expense on authorized .facilities
in navigable waters of the United States.
(c) The permittee understands and agrees that, if future operations by the United States
require the removal, relocation, or other alteration, of the structure or work herein authorized, or
if, in the opinion of the Secretary of the Army or his authorized representative, said structure or
work shall cause .unreasonable obstruction to the free navigation of the navigable waters, the
permittee will be required, upon due notice from the Corps of Engineers, to remove, relocate, or
alter the structural work or obstructions caused thereby, without expense to the United States. No
claim shall be made against the United States on account of any such removal or alteration.
2. Aquatic Life Movements. No activity may substantially disrupt the necessary life
cycle movements of those species of aquatic life indigenous to the waterbody, including those
species that normally migrate through the area, unless the activity's primary purpose is to
impound water. All permanent and temporary crossings of waterbodies shall be suitably
culvertcd, bridged, or otherwise designed and constructed to maintain low flows to sustain the
movement of those aquatic species.
3. Spawning Areas. Activities in spawning areas during spawning seasons must be
avoided to the maximum extent practicable. Activities that result in the physical destruction (e.g.,
through excavation, fill, or downstream smothering by substantial turbidity) of an important
spawning area are not authorized.
4. Migratory Bird I reeding Areas. Activities in waters of the United States that serve
as breeding areas for migratory birds must be avoided to the maximum extent practicable.
5. Shellfish Beds. No activity may occur in areas of concentrated shellfish populations,
unless the activity is directly related to a shellfish harvesting activity authorized by NWPs 4 and
48, or is a shellfish seeding or habitat restoration activity authorized by NWP 27.
6. Suitable Material. No activity may use unsuitable material (e.g., trash, debris, car
bodies, asphalt, etc.). Material used for construction or discharged must be free from toxic
pollutants in toxic amounts (see Section 307 of the Clean Water Act),
7. Water Supply Intakes. No activity may occur in thc proximity of a public water
supply intake, except where the activity is for the repair or improvement of public water supply
intake structures or adjacent hank stabilization.
8. Adverse Effects From Impoundments. If the activity creates an impoundment of
water, adverse effects to the aquatic system due to accelerating the passage: of water, and/or
restricting its flow must be minimized to the maximum extent practicable.
9. Management of Water Fiows. To the maximum extent practicable, the pre -
construction course, condition, capacity, and location of open waters must be maintained for
each activity, including stream channelization and storm water management activities, except as
provided below. The activity must be constructed to withstand expected high flows. The activity
must not restrict or impede the passage of normal or high flows, unless the primary purpose of
the activity is to impound water or manage high flows. The activity may alter the pre -
construction course, condition, capacity, and location of open waters if it benefits the aquatic
environment (e.g., stream restoration or relocation activities).
10. Fills Within 100-Year Floodplains. The activity must comply with applicable
FEMA-approved state or local floodplain management requirements.
11. Equipment. Fleavy equipment working in wetlands or mudflats must be placed on
mats, or other measures must be taken to minimize soil disturbance.
12. Soil Erosion and Sediment Controls. Appropriate soil erosion and sediment
controls must be used and maintained in effective operating condition during construction, and
all exposed soil and other fills, as well as any work below the ordinary high water mark or high
tide line, must be permanently stabilized at the earliest practicable date. Permittees are
encouraged to perform work within waters of the United States during periods of low -flow or no -
flow.
13. Removal of Temporary Fills. Temporary fills must be removed in their entirety and
the affected areas returned to pre -construction elevations. The affected areas must be
revegetated, as appropriate. In Colorado, when temporary fills are placed in wetlands, a
horizontal marker (Le. fabric, certifies weed -free straw, etc.) must be used to delineate the
existing ground elevation of wetlands that will be temporarily filled during construction.
14. Proper Maintenance. Any authorized structure or fill shall be properly maintained,
including maintenance to ensure public safety and compliance with applicable NWP general
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conditions, as well as any activity -specific conditions added by the district engineer to an NWP
auth.orization.
15. Sin1e and Complete Proiect. The activity must be a single and complete project.
The same NWP cannot be used more than once for the same single and complete project.
16. Wild and Scenic Rivers. No activity may occur in a component of the National Wild
and Scenic River System, or in a river officially designated by Congress as a "study river" for
possible inclusion in the system while the river is in an official study status, unless the
appropriate Federal agency with direct management responsibility for such river, has determined
in writing that the proposed activity will not adversely affect the Wild and Scenic River
designation or study status. Information on Wild and Scenic .Rivers may be obtained from the
appropriate Federal land management agency responsible for the designated Wild and Scenic
River or study river (e.g., National Park Service, U.S. Forest Service, Bureau of Land
Management, U.S. Fish and Wildlife Service).
17. Tribal Rights. No activity or its operation may impair reserved tribal rights,
including, but not limited to, reserved water rights and treaty fishing and hunting rights.
18. Endangered Species,. (a) No activity is authorized under any NWP which is likely to
directly or indirectly jeopardize the continued existence of a threatened or endangered species or
a species proposed for such designation, as identified under the Federal Endangered Species Act
(ESA), or which will directly or indirectly destroy or adversely modify the critical habitat of such
species. No activity is authorized under any NWP which "may affect" a listed species or critical
habitat, unless Section 7 consultation addressing the effects of the proposed activity has been
completed.
(b) Federal agencies should follow their own procedures for complying with the
requirements of the ESA. Federal permittees must provide the district engineer with the
appropriate documentation to demonstrate compliance with those requirements. The district
engineer will review the documentation and determine whether it is sufficient to address ESA
compliance for the NWP activity, or whether additional ESA consultation is necessary.
(c) Non-federal permittees must submit a pre -construction notification to the district
engineer if any listed species or designated critical habitat might be affected or is in the vicinity
of the project, or if the project is located in designated critical habitat, and shall not begin work
on the activity until notified by the district engineer that the requirements of the ESA have been
satisfied and that the activity is authorized. For activities that might affect Federally -listed
endangered or threatened species or designated critical habitat, the pre -construction notification
must include the name(s) of the endangered or threatened species that might be affected by the
proposed work or that utilize the designated critical habitat that might be affected by the
proposed work. The district engineer will determine whether the proposed activity "may affect"
or will have "no effect" to listed species and designated critical habitat and will notify the non -
Federal applicant of the Corps' determination within 45 days of receipt of a complete pre -
construction notification. In cases where the non -Federal applicant has identified listed species or
critical habitat that might be affected or is in the vicinity of the project, and has so notified the
Corps, the applicant shall not begin work until the Corps has provided notification the proposed
activities will have "no effect" on listed species or critical habitat, or until Section 7 consultation
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has been completed. If the non -Federal applicant has not heard back from the Corps within 45
days, the applicant must still wait for notification from the Corps.
(d) As a result of formal or informal consultation with the FWS or NMFS the district
engineer may add species -specific regional endangered species conditions to the NWPs.
(e) Authorization of an activity by a NWP does not authorize the "take" of a threatened or
endangered species as defined under the ESA. In the absence of separate authorization (e.g., an
ESA Section 10 Permit, a Biological Opinion with "incidental take" provisions, etc.) from the
U.S. FWS or the NMFS, The Endangered Species Act prohibits any person subject to the
jurisdiction of the United States to take a listed species, where "take" means to harass, harm,
pursue, hunt, shoot, wound, kill, trap, capture, or collect, or to attempt to engage in any such
conduct. The word "harm" in the definition of"take" means an act which actually kills or injures
wildlife. Such an act may include significant habitat modification or degradation where it
actually kills or injures wildlife by significantly impairing essential behavioral patterns,
including breeding, feeding or sheltering.
(t) Information on the location of threatened and endangered species and their critical
habitat can be obtained directly from the offices of the U.S. FWS and NMFS or their world wide
web pages at http://www.fws.gov/ or hp.//www.Iws.go/ipac and
littp://_www.noaa,gov/fisheries.html respectively.
19. Migratory Birds and Bald and Golden Eagles. The pennittee is responsible for
obtaining any "take" permits required under the U.S. Fish and Wildlife Service's regulations
governing compliance with the Migratory Bird Treaty Act or the Bald and Golden Eagle
Protection Act. The peririittee should contact the appropriate local office of the U.S. Fish and
Wildlife Service to determine if such "take" permits are required for a particular activity.
20. Historic Properties. (a) In cases where the district engineer dete, mines that the
activity may affect properties listed, or eligible for listing, in the National Register of Historic
Places, the activity is not authorized, until the requirements of Section 106 of the National
Historic Preservation Act (NI -IPA) have been satisfied.
(b) Federal permittees should follow their own procedures for complying with the
requirements of Section 106 of the National Historic Preservation Act. Federal permittees must
provide the district engineer with the appropriate documentation to demonstrate compliance with
those requirements. The district engineer will review the documentation and determine whether
it is sufficient to address section 106 compliance for the NWP activity, or whether additional
section 106 consultation is necessary.
(c) Non-federal permittees must submit a pre -construction notification to the district
engineer if the authorized activity rriay have the potential to cause effects to any historic
properties listed on, determined to be eligible for listing on, or potentially eligible for listing on
the National Register of Historic Places, including previously unidentified properties. For such
activities, the pre -construction notification must state which historic properties may be affected
by the proposed work or include a vicinity map indicating the location of the historic properties
or the potential for the presence of historic properties. Assistance regarding information on the
location of or potential for the presence of historic resources can be sought from the State
Historic Preservation Officer or Tribal Historic Preservation Officer, as appropriate, and the
National Register of Historic Places (see 33 CFR 330.4(g)). When reviewing pre -construction
notifications, district engineers will comply with the current procedures for addressing the
6
requirements of Section 106 of the National Historic Preservation Act. The district engineer shall
make a reasonable and good faith effort to carry out appropriate identification efforts, which may
include background research, consultation, oral history interviews, sample field investigation,
and field survey. Based on the information submitted and these efforts, the district engineer shall
determine whether the proposed activity has the potential to cause an effect on the historic
properties. Where the non -Federal applicant has identified historic properties on which the
activity may have the potential to cause effects and so notified the Corps, the non -Federal
applicant shall not begin the activity until notified by the district engineer either that the activity
has no potential to cause effects or that consultation under Section 106 of the NHPA has been
completed.
(d) The district engineer will notify the prospective pennittee within 45 days of receipt
of a complete pre -construction notification whether NHPA Section 106 consultation is required.
Section 106 consultation is not required when the Corps determines that the activity does not
have the potential to cause effects on historic properties (see 36 CFR §800.3(a)). IfNHPA
section 106 consultation is required and will occur, the district engineer will notify the non -
Federal applicant that he or she cannot begin work until Section 106 consultation is completed. If
the non -Federal applicant has not heard back from the Corps within 45 days, the applicant must
still wait for notification from the Corps.
(e) Prospective permittees should be aware that section 110k of the NHPA (16 U.S.C.
470h-2(k)) prevents the Corps from granting a permit or other assistance to an applicant who,
with intent to avoid the requirements of Section 106 of the NHPA, has intentionally significantly
adversely affected a historic property to which the permit would relate, or having legal power to
prevent it, allowed such significant adverse effect to occur, unless the Corps, after consultation
with the Advisory Council on Historic Preservation (ACHP), determines that circumstances
justify granting such assistance despite the adverse effect created or permitted by the applicant.
If circumstances justify granting the assistance, the Corps is required to notify the ACHP and
provide documentation specifying the circumstances, the degree of damage to the integrity of
any historic properties affected, and proposed mitigation. This documentation must include any
views obtained from the applicant, SHPO/THPO, appropriate Indian tribes if the undertaking
occurs on or affects historic properties on tribal lands or affects properties of interest to those
tribes, and other parties known to have a legitimate interest in the impacts to the permitted
activity on historic properties.
21. Discovery of Previously Unknown Remains and Artifacts. If you discover any
previously unknown historic, cultural or archeological remains and artifacts while accomplishing
the activity authorized by this pemnit, you must immediately notify the district engineer of what
you have found, and to the maximum extent practicable, avoid construction activities that may
affect the remains and artifacts until the required coordination has been completed. The district
engineer will initiate the Federal, Tribal and state coordination required to determine if the items
or remains warrant a recovery effort or if the site is eligible for listing in the National Register of
Historic Places.
22. Designated Critical Resource Waters. Critical resource waters include, NOAA-
managed marine sanctuaries and marine monuments, and National Estuarine Research Reserves.
The district engineer may designate, after notice and opportunity for public comment, additional
waters officially designated by a state as having particular environmental or ecological
7
significance, such as outstanding national resource waters or state natural heritage sites. The
district engineer may also designate additional critical resource waters after notice and
opportunity for public comment.
(a) Discharges of dredged or fill material into waters of the United States are not
authorized by NWPs 7, 12, 14, 16, 17, 21, 29, 31, 35, 39, 40, 42, 43, 44, 49, 50, 51, and 52 for
any activity within, or directly affecting, critical resource waters, including wetlands adjacent to
such waters.
(b) For NWPs 3, 8, 10, 13, 15, 18, 19, 22, 23, 25, 27, 28, 30, 33, 34, 36, 37, and 38,
notification is required in accordance with general condition 31, for any activity proposed in the
designated critical resource waters including wetlands adjacent to those waters. The district
engineer may authorize activities under these NWPs only after it is determined that the impacts
to the critical resource waters will be no more than minimal.
23. Mitigation. The district engineer will consider the following factors when
determining appropriate and practicable mitigationnecessary to ensure that adverse effects on
the aquatic environment are minimal.:
(a) The activity must be designed and constructed to avoid and minimize adverse effects,
both temporary and pe.manent, to waters ofthe United States to the maximum extent practicable
at the project site (i.e., on site).
(b) Mitigation in all its forms (avoiding, minimizing, rectifying, reducing, or
compensating for resource losses) will be required to the extent necessaryto ensure that the
adverse effects to the aquatic environment are minimal.
(c) Compensatory mitigation at a minimum one -for -one ratio will be required for all.
wetland losses that exceed 1/10-acre and require: pre -construction notification, unless the district
engineer determines in writing that either some other form of mitigation would be more
environmentally appropriate or the adverse effects of the proposed activity are minimal, and
provides a project -specific waiver ofthis requirement. For wetland losses of 1/10-acre or less
that require pre -construction notification, the district engineer may determine on a case -by -case
basis that compensatory mitigation is required to ensure that the activity results in minimal
adverse effects on the aquatic environment.. Compensatory mitigation projects provided to offset
losses of aquatic resources must comply with the applicable provisions of 33 CFR part 332..
(1) The prospective permittee is responsible for proposing an appropriate compensatory
mitigation option if compensatory mitigation is necessary to ensure that the activity results in
minimal adverse effects on the aquatic environment.
(2) Since the likelihood of success is greater and the impacts to potentially valuable
uplands are reduced, wetland restoration should be the first compensatory mitigation option
considered.
(3) If pennittee-responsible mitigation is the proposed option, the prospective permittee is
responsible for submitting a mitigation plan. A conceptual or detailed mitigation plan may be
used by the district engineer to make the decision on the NWP verification request, but a final
mitigation plan that addresses the applicable requirements of 33 CFR 332.4(c)(2) - (1.4) must be
approved by the district engineer before the permittee begins work in waters of the United States,
unless the district engineer determines that prior approval of the final mitigation plan is not
practicable or not necessary to ensure timely completion ofthe required compensatory mitigation
(see 33 CFR 332.3(k)(3)).
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(4) If mitigation bank or in -lieu fee program credits are the proposed option, the
mitigation plan only needs to address the 'baseline conditionsat the impact site and the .number of
credits to be provided.
(5) Compensatory mitigation requirements (e.g.„ resource type and amount to be provided
as compensatory mitigation, site protection, ecological performance standards, monitoring
requirements) may be addressed through conditions added to the NWP authorization, instead of
components of a compensatory mitigation plan.
(d) For losses of streams or other open waters that require pre -construction notification,
the district engineer may require compensatory mitigation, such as stream rehabilitation,
enhancement, or preservation, to ensure that the activity results in minimal adverse effects on the
aquatic environment.
(e) Compensatory mitigation will not be used to increase the acreage losses allowed by
the acreage limits of the NWPs. For exal.riple, if an NWP has an acreage limit of 1/2-acre, it.
cannot be used to authorize any project resulting in the loss of greater than 1/2-acre ofwaters of
the United States, even if compensatory mitigation is provided that replaces or restores some of
the lost waters. However, compensatory mitigation can and should be used, as necessary, to
ensure that a project already meeting the established acreage limits also satisfies the minimal
impact requirement associated with the NWPs.
(t) Compensatory mitigation plans for projects in or near streams or other open waters
will normally include a requirement for the restoration or establishment, maintenance,and legal.
protection (e.g., conservation easements) of riparian areas next to open waters. In some cases,
riparian areas may be the only compensatory mitigation required. Riparian areas should consist
of native species. The width of the required riparian area will address documented water quality
or aquatic habitat loss concerns.. Normally, the riparian area will be 25 to 50 feet wide on each
side, of the stream, but the district engineer may require slightly wider riparian areas to address
documented water quality or habitat loss concerns. If it. is not possible to establish a riparian area
on both sides of a. stream, or if the waterbody is a lake or coastal waters, then restoring or
establishing a riparian area along a single hank or shoreline may be sufficient. Where both
wetlands and open waters exist on the project site, the district engineer will determine the
appropriate compensatory mitigation (e.g., riparian areas and/or wetlands compensation) based
on what is best for the aquatic environment. on a watershed basis. In cases where riparian areas
are determined to be the most appropriate form of compensatorymitigation, the district engineer
may waive or reduce the requirement to provide wetland compensatory mitigation for wetland
losses.
(g) Permittees may propose the use of mitigation banks, in -lieu fee programs,or separate
permittee-responsible mitigation. For activities resulting in the loss of marine or estuarine
resources, permittee-responsible compensatory mitigation may be environmentally preferable if
there are no mitigation banks or in -lieu fee programs in the area that have marine or estuarine
credits available for sale or transfer to the pennittee. For permittee-responsible mitigation, the
special conditions of the NWP verification must clearly indicate the party or parties responsible
for the implementation and performance of th.e compensatory mitigation project, and, if required,
its long-tenn management.
(h) Where certain functions and services of waters of the United States are permanently
adversely affected, such as the conversion of a forested or scrub -shrub wetland to a herbaceous
wetland in a .pennanently maintained utility line right-of-way, mitigation may be required to
reduce the adverse effects of the project to the .minimal level.
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24. Safety of Impoundment Structures. To ensure that all impoundment structures are
safely designed, the district engineer may require non -Federal applicants to demonstrate that the
structures comply with established state dam safety criteria or have been designed by qualified
persons. The district engineer may also require documentation that the design has been
independently reviewed by similarly qualified persons, and appropriate modifications made to
ensure safety.
25. Water Quality. Where States and authorized Tribes, or EPA where applicable, have
not previously certified compliance of an NWP with CWA Section 401, individual 401 Water
Quality Certification must be obtained or waived (see 33 CFR 330.4(c)). The district engineer or
State or Tribe may require additional water quality management measures to ensure that the
authorized activity does not result in more than minimal degradation of water quality.
26. Coastal Zone Management. In coastal states where an NWP has not previously
received a state coastal zone management consistency concuiTence, an individual state coastal
zone management consistency concurrence must be obtained, or a presumption of concurrence
must occur (see 33 CFR 330.4(d)). The district engineer or a State may require additional
measures to ensure that the authorized activity is consistent with state coastal zone management
requirements.
27. Regional and Case -By -Case Conditions. The activity must comply with any
regional conditions that may have been added by the Division Engineer (see 33 CFR 330.4(e))
and with any case specific conditions added by the Corps or by the state, Indian Tribe, or U.S.
EPA in its section 401 Water Quality Certification, or by the state in its Coastal Zone
Management Act consistency determination.
28. Use of Multiple Nationwide Permits. The use of more than one NWP for a single
and complete project is prohibited, except when the acreage loss of waters of the United States
authorized by the NWPs does not exceed the acreage limit of the NWP with the highest specified
acreage limit. For example, if a road crossing over tidal waters is constructed under NWP 14,
with associated bank stabilization authorized by NWP 13, the maximum acreage loss of waters
of the United States for the total project cannot exceed 1/3-acre.
29. Transfer of Nationwide Permit Verifications. If the permittee sells the property
associated with a nationwide permit verification, the permittee may transfer the nationwide
permit verification to the new owner by submitting a letter to the appropriate Corps district office
to validate the transfer. A copy of the nationwide permit verification must be attached to the
letter, and the letter must contain the following statement and signature:
"When the structures or work authorized by this nationwide permit are still in existence at
the time the property is transferred, the terns and conditions of this nationwide permit, including
any special conditions, will continue to be binding on the new owner(s) of the property. To
validate the transfer of this nationwide permit and the associated liabilities associated with
compliance with its terms and conditions, have the transferee sign and date below."
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(Transferee)
(Date)
30. Compliance Certification. Each permittee who receives an NWP verification letter
from. the Corps must provide a signed certification documenting completion of the authorized
activity and any required compensatory mitigation. The success of any required permittee-
responsible mitigation, including the achievement of ecological performance standards, will be
addressed separatelyby the district engineer. The Corps will provide the permittee the
certification document with the NWP verification 'letter. The certification document will.
include:
(a) A statement that the authorized work was done in accordance with the NWP
authorization, including any general., regional, or activity -specific conditions;
(b) A statement that the implementation of any required compensatory mitigation was
completed in accordance with the permit conditions. If credits from a mitigation bank or in -lieu
fee program are used to satisfy the compensatory mitigation requirements, the certification must
include the documentation required by 33 CFR 332.3(1)(3) to confirm that the .permittee secured
the appropriate .number and resource type of credits and
(c) The signature of the permittee certifying the completion of the work and mitigation.
Further Information
1. District Engineers have authority to determine if an activity complies with the terrns
and conditions of an NWP.
2. NWPs do not obviate the need to obtain other federal, state, or local permits,
approvals, or authorizations required by law.
3. NWPs do not grant any property rights or exclusive privileges.
4. NWPs do not authorize any injury to the property or rights of others.
5. NWPs do not authorize interference with any existing or proposed Federal project.
Colorado Regional Conditions — NWP 27 Applicable Condition and
Additional Information
Nationwide Permit No. 27 Stream and Wetland Restoration Activities. In Colorado, NWP 27 is
revoked for activities that include a fishery enhancement component in perennial streams. These
types of projects must be authorized by the Regional Permit No, 12 for Aquatic Habitat
Improvement for Stream Channels in Colorado.
a. Channel realignment is not authorized by this permit unless it is demonstrated that
the realignment is consistent with the natural morphological evolution of the
stream.
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b. Structures authorized by this permit must allow for the upstream and downstream
passage of aquatic organisms, including fish native to the reach, unless waived in
writing by the District Engineer.
c. Structures authorized by this permit must not impede waterborne navigation,
including recreational watercrafts, unless waived in writing by the District
Engineer.
d. The use of concrete/grouting is not allowed in perennial streams unless waived in
writing by the District Engineer.
e. The construction of water parks (e.g. kayak courses) and flood control projects are
not authorized by this pellnit.
The following additional information relates to minimization of impacts to jurisdictional waters
of the United States, and compliance with existing General Conditions:
1. Permittees are reminded that appropriate erosion and sediment controls arc required in
accordance with General Condition No. 12 in order to properly stabilize the site and prevent
erosion and siltation into wetlands and other waters downstream. Streambed material or other
small aggregate material placed alone for bank stabilization will not meet General Condition No.
12.
2. Permittees are reminded that all compensatory mitigation is required prior to or concurrent
with project construction to ensure compliance with the Final Compensatory Mitigation Rule. A
complete copy of the Final Compensatory Mitigation Rule may be obtained at the following
website: http://www.usace.arniy.mil/cecwpagcs/finalsmr.aspx.
3. Permittees are encouraged to clean heavy equipment prior to and after construction if
equipment was previously used in another stream, river, lake, pond or wetland within 10 days of
initiating work in order to prevent the spread of New Zealand Mud Snails and other aquatic
hitchhikers:
a. Remove all mud and debris from equipment (tracks, turrets, buckets, drags, teeth,
etc.) and keep the equipment dry for 10 days; or
b. Remove all mud and debris from equipment (tracks, turrets, buckets, drags, teeth,
etc.) and spray/soak equipment with either a 1:1 solution of Formula 409
Household Cleaner and water, or other approved chemical solutions. Treated
equipment must be kept moist for at least 10 minutes; or
c. Remove all mud and debris from equipment (tracks, turrets, buckets, drags, teeth,
etc.) and spray/soak equipment with water greater than 120 degrees F for at least
10 minutes.
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Certification of Completed Work
Corps File Number:
Name of Permittee:
Date of Issuance:
Expiration Date:
Upon completion of the activity authorized by this permit and any initigation required by
the permit, sign this certification and return it to the following address:
U. S. Army Corps of Engineers
Denver Regulatory Office
9307 South Wadsworth Blvd.
Littleton, Colorado 80128-6901
Phone (303) 979-4120
Fax (303) 979-0602
Please note that your permitted activity is subject to a compliance inspection by a U. S.
Army Corps of Engineers representative. If you fail to comply with this permit you are
subject to permit suspension, modification, or revocation,
hereby certify that the work authorized by the above referenced permit has been
completed in accordance with the terms and conditions of said permit, and required
mitigation was completed in accordance with the permit conditions.1
Signature of Permittee
If your permit included wetlands monitoring and annual reports, these activities will continue after
submittal of this form until you are notified by the Denver Regulatory Office that your mitigation is
successful and monitoring reports are no longer required.